DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Commonwealth Financial Network

National broker-dealer RIAWaltham, MassachusettsCRD 8032SEC 801-41541website IAPD

Legal name Commonwealth Equity Services, LLC

Latest filing May 19, 2026

First filing on the tape Mar 30, 2012 · 70 filings

SEC status approved since Jun 11, 1992

RAUM

$213B

reported, Item 5.F

Discretionary

98%

of RAUM

Private clients

95%

$202B individuals and HNW

Advisors

2,942

registered through the firm on IAPD

RAUM per advisor

$72.3M

derived; firm RAUM over IAPD count

Employees

4,200

2,650 advisory (5.B.1)

Offices

1,433

beyond the principal office

Private funds

reported on Schedule D

History

70 filings and snapshots on the tape

RAUM$213B as of May 19, 2026

Mar 30, 2012$28B then

HNW client RAUM$109B as of May 19, 2026

Mar 29, 2018$22B then

State-registered IARs (5.B.3)2,950 as of May 19, 2026

Mar 28, 20131,800 then

Employees (5.A)4,200 as of May 19, 2026

Mar 28, 20132,500 then

Private funds: no history

RAUM +1.4% over the last fiscal year+13% a year over threeIARs 3,450 to 2,950offices 1,762 to 1,433

Practice profile

derived from the filing of May 19, 2026; every figure names its basis

Archetypes, each a printed rule

Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
Consolidator · three or more firms absorbed (half or more of their registered advisors moved to this adviser within 14 days) in 24 months
HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets

RAUM per advisor: $72.7MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 122derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $2.6MderivedHNW RAUM over HNW clients
Average account: $345,668derivedRAUM over accounts (5.F.2.f)
Discretionary: 98%derivedof RAUM
Institutional: 2.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.4derivedItem 5.A over advisors
Advisors per office: 2.0derived1,434 offices incl. principal (1.F.5)
RAUM growth, one year: +1.4%derivedbetween the last two annual amendments
Advisor growth, one year: -14%derivedItem 5.B.3 between annual amendments
Client growth, one year: -9.7%derived
Compensation: percentage of assets, hourly, fixed fees, commissionsreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, publications, educational seminarsreportedItem 5.G
Financial planning clients: 31,500reportedItem 5.H
Wrap fee program: $55BreportedItem 5.I
Custody: $21B, 23,770 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Firms absorbed, 24 months: 5derivedhalf or more of a firm's advisors moved here within 14 days
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

is a broker-dealer (6.A.1)
buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
marketing includes testimonials (5.L.1.c)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$109B51%
Individuals$94B44%
Corporations and businesses$4.1B1.9%
State and municipal entities$3.2B1.5%
Pension and profit-sharing plans$1.9B0.9%
Charitable organizations$1.1B0.5%

Individual clients: 314,099reported
HNW clients: 41,874reported
Pension plan clients: 1,207reported
Charitable clients: 405reported
Accounts: 615,215reported
Financial planning clients: 31,500reported
Wrap fee programs: $11B sponsored, $0 managedreported
Custody of client assets: $21B for 23,770 clientsreported
Compensation: % of AUM, fixed, hourly, commissionsreported
Class basis: curated national broker-dealer listderived

Advisors registered through the firm

2,764 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Steven Ray WisdomCertified Financial Planner	Dallas, Tx	Jul 5, 1989	44 y	0
Michael Francis Fitzwilliam	Canton, Ma	Feb 17, 1995	42 y	0
John Albert OlsonCertified Financial Planner	Andover, Ma	Feb 28, 1995	44 y	0
Roberta Louise Nestor	Milford, Ct	Mar 7, 1995	39 y	0
Harry Michel Romain	Cranston, Ri	Jun 23, 1995	39 y	0
Wayne Francis Sullivan	Jupiter, Fl	Jun 29, 1995	41 y	0
Wayne Bloom	Weston, Ma	Jan 31, 1996	37 y	0
William Henry BestgenChartered Financial Consultant	Braintree, Ma	Mar 14, 1996	43 y	0
William Mason Miller	Manchester, Ct	May 2, 1996	37 y	0
Stephen Michael LeavittCertified Financial Planner	Newburyport, Ma	Oct 26, 1996	42 y	0
Darin James Pierce	Bradenton, Fl	Jan 2, 1997	31 y	0
Dennis Alfred Franson	Woburn, Ma	Jan 17, 1997	42 y	0
Robert Gordon Montgomery	Tulsa, Ok	Feb 3, 1997	32 y	0
Paul Francis Stonge	Kingston, Nh	Jun 20, 1997	45 y	0
Jonathan Aiken SweetCertified Financial Planner	Newport, Ri	Jan 20, 1998	41 y	0
Barry Macklin Guess	Arab, Al	Mar 4, 1998	42 y	0
Rae Michael MacwilliamCertified Financial Planner, Chartered Financial Consultant	Manchester, Nh	Jun 24, 1998	40 y	0
Margaret Ann Benison	Northborough, Ma	Jun 27, 1998	39 y	0
James Patrick Kenning	Sandy Hook, Ct	Jul 6, 1998	40 y	0
Jonathan Paul LemanCertified Financial Planner, Chartered Financial Consultant	Huntertown, In	Dec 18, 1998	34 y	2
Daniel Sears BallChartered Financial Consultant	Westborough, Ma	Jan 10, 1999	39 y	0
John Murad KozelianCertified Financial Planner	Belmont, Ma	Feb 18, 1999	33 y	1
Steven Joseph Navarro	Danvers, Ma	Mar 3, 1999	36 y	0
Anthony Francis Assante	Middletown, Ct	Mar 5, 1999	30 y	0
Jeffrey Alan SegalCertified Financial Planner	Clinton, Nj	Mar 5, 1999	30 y	0
Stuart William WeierCertified Financial Planner	Norwell, Ma	Mar 26, 1999	30 y	0
Mark Joseph Egidio	Delray Beach, Fl	Apr 12, 1999	36 y	2
Paul Alexander Moffett	Columbia, Sc	Apr 22, 1999	42 y	0
Brett Andrew Walker	Salisbury, Nh	Apr 29, 1999	28 y	1
Edward Gerald Benz	Orleans, Ma	May 2, 1999	33 y	1
Joshua Benjamin GottfriedCertified Financial Planner	East Lyme, Ct	Jun 2, 1999	27 y	0
Susan Lievens Storey	Nantucket, Ma	Sep 25, 1999	39 y	0
Joseph Shadduck	Braintree, Ma	Oct 1, 1999	44 y	0
Peter James CaplanCertified Financial Planner	Foxboro, Ma	Oct 19, 1999	39 y	0
Chris Scott Degiralomo	No. Canton, Oh	Nov 26, 1999	31 y	0
Donald Mervin Graham	Willard, Oh	Nov 26, 1999	47 y	0
Paul Thomas Sullivan	Needham, Ma	Jan 1, 2000	37 y	0
Barbara Jean Rich	Pawtaucket, Ri	Jan 1, 2000	45 y	0
Peter Francis CardozaCertified Financial Planner	Grafton, Ma	Jan 1, 2000	32 y	1
Eloy L Nava	Jupiter, Fl	Feb 14, 2000	31 y	1

All 2,764 advisors at Commonwealth Financial Network

Advisor movement

653 left, 92 joined in 12 months

net -561 in 12 months93 left in 90 days23 joined in 90 daysdeparture rate 22% of current headcount1,157 left over 36 months

Left, latest

David Edward Bucholtz to Financial Planning Resources, Inc.
Sep 16, 2026 · Other
Cynthia Alda Doussard to Cetera Investment Advisers LLC
Sep 16, 2026 · Affiliated broker-dealer or bank to another
James Frank Tracz to Financial Planning Resources, Inc.
Sep 16, 2026 · Other
Michael Andrew Germo to &Partners
Sep 14, 2026 · Affiliated broker-dealer or bank to independent RIA
Kelly Lynn Vinopal to &Partners
Sep 14, 2026 · Affiliated broker-dealer or bank to independent RIA
Isaac Joseph Bushen to &Partners
Sep 14, 2026 · Affiliated broker-dealer or bank to independent RIA
Mark Avallone to Apollon Wealth Management, LLC
Sep 14, 2026 · Affiliated broker-dealer or bank to independent RIA
Michael Vincent Addessi to Cetera Investment Advisers LLC
Sep 14, 2026 · Affiliated broker-dealer or bank to another
Christine Jane Mclean to Cetera Investment Advisers LLC
Sep 14, 2026 · Affiliated broker-dealer or bank to another
Laura Noel Woods to Cetera Investment Advisers LLC
Sep 14, 2026 · Affiliated broker-dealer or bank to another
John David Orem to Apollon Wealth Management, LLC
Sep 14, 2026 · Affiliated broker-dealer or bank to independent RIA
Jennifer Lynn Goddard to Diversify Advisory Services, LLC
Sep 14, 2026 · Affiliated broker-dealer or bank to another
Jarad Michael Minsky to Diversify Advisory Services, LLC
Sep 14, 2026 · Affiliated broker-dealer or bank to another
Michael Oconnor Addessi to Cetera Investment Advisers LLC
Sep 14, 2026 · Affiliated broker-dealer or bank to another
Matthew John Draganchuk to Cetera Investment Advisers LLC
Sep 14, 2026 · Affiliated broker-dealer or bank to another

Joined, latest

Kayla Loree Hebb from Cambridge Investment Research Advisors, Inc.
Sep 11, 2026 · Affiliated broker-dealer or bank to another
Lindsay H. Askland from Thurston Springer Advisors
Sep 8, 2026 · Affiliated broker-dealer or bank to another
David Joseph Coppola from LPL Financial LLC
Sep 8, 2026 · Affiliated broker-dealer or bank to another
Michael Sigmon from Summit Financial Partners, Inc.
Sep 4, 2026 · RIA to affiliated broker-dealer or bank
Carmen Christine Roy from Onedigital
Sep 4, 2026 · Other
Rhea Saurabh Doctor from Dimensional Fund Advisors LP
Sep 3, 2026 · Other
Timothy James Landicho from Marotta Wealth Management, Inc.
Sep 2, 2026 · RIA to affiliated broker-dealer or bank
Rebecca Marie Crumpler from Credit Union Investment Services
Sep 1, 2026 · Other
Jared Richard Lane from Equitable Advisors, LLC
Aug 20, 2026 · Affiliated broker-dealer or bank to another
Brian Sullivan from A. G. Edwards & Sons, Inc.
Aug 20, 2026 · Other
Brian Franford from Ameritas Advisory Services, LLC
Aug 11, 2026 · Affiliated broker-dealer or bank to another
Cameron Elias Smith from Schwab Wealth Advisory, Inc.
Aug 3, 2026 · Other
Sabrina F Karns from The Advocate Group, LLC
Jul 30, 2026 · RIA to affiliated broker-dealer or bank
Ian Stephens from John Hancock Investment Management LLC
Jul 30, 2026 · Other
Sharni Catherine Elizabeth Cutajar from Focus Partners Wealth, LLC
Jul 29, 2026 · RIA to affiliated broker-dealer or bank

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

2 left for Financial Planning Resources, Inc.
Sep 16, 2026 · Willoughby Hills, Oh
2 left for Diversify Advisory Services, LLC
Sep 14, 2026 · Rockland, Ma
3 left for &Partners
Sep 14, 2026 · Willoughby Hills, Oh
5 left for Cetera Investment Advisers LLC
Sep 14, 2026 · Lutz, Fl
4 left for Global Retirement Partners LLC
Sep 8, 2026 · Yarmouth, Me
7 left for Osaic Wealth, Inc.
Aug 20, 2026 · Fitchburg, Wi
2 left for Kestra Advisory Services, LLC
Aug 20, 2026 · Westlake Village, Ca
2 left for Cetera Investment Advisers LLC
Aug 20, 2026 · Annapolis, Md

4 joined from Cetera Investment Advisers LLC
Jun 10, 2026 · Pittsburgh, Pa
10 joined from Pathfinder Wealth Consulting
Apr 2, 2026 · Wilmington, Nc · Firm absorbed
3 joined from Laurel Financial Group Inc
Mar 11, 2026 · Pittsburgh, Pa · Firm absorbed
2 joined from 7 Streets Financial, LLC
Dec 31, 2025 · San Diego, Ca
2 joined from Cetera Investment Advisers LLC
Nov 18, 2025 · Ponte Vedra Beach, Fl
3 joined from Vahanian & Associates Financial Planning Inc
Oct 15, 2025 · Saratoga Springs, Ny · Firm absorbed
2 joined from Farther
Oct 10, 2025 · Brentwood, Ca
3 joined from Cetera Investment Advisers LLC
Jul 1, 2025 · Laconia, Nh

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

Wayne Michael Bloom · Chief Executive Officercontrol
since 01/2009 · owns less than 5%
Jonathan Christiaan Bohs · Managing Principal, Operationscontrol
since 05/2013 · owns less than 5%
Jonathan C. Cleasby · Chief Financial Officercontrol
since 06/2020 · owns less than 5%
Joseph Samuel Deitch · Chairmancontrol
since 07/1996 · owns less than 5%
Matthew Fletcher Deitch · Vice Chairmancontrol
since 07/2023 · owns less than 5%
Alexander William Hansen · Svp, Ria Compliancecontrol
since 09/2021 · owns less than 5%
Peggy Lynn Ho · General Counsel, Senior Vice Presidentcontrol
since 04/2021 · owns less than 5%
Christopher Anthony Trapnell Kloman · Chief Operations Officer, Presidentcontrol
since 07/2015 · owns less than 5%
William Bradford Mcmillan · Managing Principal, Chief Investment Officercontrol
since 02/2009 · owns less than 5%
Brian Thomas Price · Managing Principal, Investment Management And Researchcontrol
since 06/2022 · owns less than 5%
John James Rooney · Managing Principalcontrol
since 09/1988 · owns less than 5%
Paul Jonathan Tolley · Managing Principal, Chief Compliance Officercontrol
since 08/2006 · owns less than 5%
Peter Tompkins Wheeler · Managercontrol
since 05/2013 · owns less than 5%
Joseph Samuel Deitch · Trusteecontrol
since 03/2024 · owns 75% or more of Joseph S. Deitch 2000 Revocable Trust

Entity owners

1979 Holding Company, LLC · Shareholder
direct · owns 75% or more
Cfn Holding Company, LLC · Shareholder
indirect · owns 75% or more of Cfn Ventures, LLC
Cfn Ventures, LLC · Shareholder
indirect · owns 75% or more of 1979 Holding Company, LLC
Gratitude Holdings, Inc. · Shareholder
indirect · owns 75% or more of Cfn Holding Company, LLC
Joseph S. Deitch 2000 Revocable Trust · Shareholder
indirect · owns 25% to 50% of Gratitude Holdings, Inc.

Related persons

Schedule D 7.A

Ces Insurance Agency, Inc.
real estaten
Commonwealth Equity Services, Inc.
broker-dealern

Advisers that list Commonwealth Financial Network as a related person

332907 n

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out
Waltham, Ma · principal	252	15	49	11
San Diego, Ca	103	8	28	6
Glastonbury, Ct	63	7	3
New York, Ny	37	3	12	2
Needham, Ma	35	4	0
Overland Park, Ks	33	3	7	1
Worcester, Ma	32	4	3
Rochester, Ny	29	1	4	1
Westborough, Ma	23	3	0
Dallas, Tx	22	3	2	1
Burlington, Ma	20	2	6	2
Wilmington, Nc	20	7	10	2
Danvers, Ma	20	1	2	1
Syracuse, Ny	20	1	3	1
Cincinnati, Oh	19	2	1
Boston, Ma	19	1	1
Roanoke, Va	18	2	0
Shelton, Ct	18	3	0
Pittsburgh, Pa	18	2	7	2
Jacksonville, Fl	17	4	0

All 60 offices

Post-acquisition retention

advisors of absorbed firms still registered here after the move

Firms absorbed: 8 since 2015, 5 in 24 monthsderived
Advisors acquired: 34derived
Still registered after 90 days: 94% of 34derived
After 180 days: 92% of 24derived
After 365 days: 100% of 18derived
After 730 days: 100% of 9derived
Team lift-outs after: 678derivedteams that left this firm within two years of an absorption

Lower bound: a person who left the industry is on neither side of the tape, and a re-registration to an affiliated CRD of the same group counts as a departure.

Offices

Schedule D 1.F, the 25 largest

San Diego, CA238 employees
Overland Park, KS56 employees
Burlington, MA43 employees
San Antonio, TX33 employees
Salt Lake City, UT33 employees
Worcester, MA33 employees
Glastonbury, CT32 employees
Raleigh, NC24 employees
Anaheim Hills, CA24 employees
Norfolk, NE24 employees
Ludlow, MA22 employees
Pomfret Center, CT22 employees
Oak Brook, IL21 employees
Lynnfield, MA20 employees
Glastonbury, CT20 employees
Towson, MD19 employees
Depew, NY19 employees
Bedford, NH19 employees
Metuchen, NJ18 employees
Madison, WI18 employees
Bloomington, MN17 employees
Friendswood, TX17 employees
Cheshire, CT17 employees
Glastonbury, CT17 employees
Westborough, MA17 employees

What changed

consecutive filings, newest first

Accounts · 671,650 to 615,215
Nov 20, 2025 to Mar 30, 2026
Advisory employees · 3,150 to 2,650
Nov 20, 2025 to Mar 30, 2026
BD registered reps · 3,050 to 2,600
Nov 20, 2025 to Mar 30, 2026
Charity clients · 490 to 405
Nov 20, 2025 to Mar 30, 2026
Corporate clients · 2,820 to 2,603
Nov 20, 2025 to Mar 30, 2026
HNW clients · 39,000 to 41,874
Nov 20, 2025 to Mar 30, 2026
Individual clients · 355,350 to 314,099
Nov 20, 2025 to Mar 30, 2026
Pension plan clients · 1,490 to 1,207
Nov 20, 2025 to Mar 30, 2026
Assets in custody · $25B to $21B
Nov 20, 2025 to Mar 30, 2026
Employees · 4,850 to 4,200
Nov 20, 2025 to Mar 30, 2026
Insurance-licensed employees · 140 to 120
Nov 20, 2025 to Mar 30, 2026
State-registered IARs · 3,450 to 2,950
Nov 20, 2025 to Mar 30, 2026
Other offices · 1,762 to 1,433
Nov 20, 2025 to Mar 30, 2026
Discretionary RAUM · $203B to $208B
Nov 20, 2025 to Mar 30, 2026
HNW RAUM · $99B to $109B
Nov 20, 2025 to Mar 30, 2026
Individual RAUM · $101B to $94B
Nov 20, 2025 to Mar 30, 2026
Non-discretionary RAUM · $6.5B to $5.0B
Nov 20, 2025 to Mar 30, 2026
Pension RAUM · $1.9B to $1.9B
Nov 20, 2025 to Mar 30, 2026
RAUM · $210B to $213B
Nov 20, 2025 to Mar 30, 2026
Wrap assets (sponsor) · $11B to $11B
Nov 20, 2025 to Mar 30, 2026
Accounts · 623,075 to 671,650
Jan 2, 2025 to Apr 23, 2025
Advisory employees · 3,000 to 3,150
Jan 2, 2025 to Apr 23, 2025
BD registered reps · 2,950 to 3,050
Jan 2, 2025 to Apr 23, 2025
Charity clients · 455 to 490
Jan 2, 2025 to Apr 23, 2025
Corporate clients · 2,669 to 2,820
Jan 2, 2025 to Apr 23, 2025
HNW clients · 35,520 to 39,000
Jan 2, 2025 to Apr 23, 2025
Individual clients · 333,649 to 355,350
Jan 2, 2025 to Apr 23, 2025
Pension plan clients · 1,448 to 1,490
Jan 2, 2025 to Apr 23, 2025
Pooled vehicle clients · unset to 0.0
Jan 2, 2025 to Apr 23, 2025
Assets in custody · $112B to $25B
Jan 2, 2025 to Apr 23, 2025
Employees · 4,500 to 4,850
Jan 2, 2025 to Apr 23, 2025
Insurance-licensed employees · 150 to 140
Jan 2, 2025 to Apr 23, 2025
Financial planning clients · More than 500 to More than 500
Jan 2, 2025 to Apr 23, 2025
State-registered IARs · 3,300 to 3,450
Jan 2, 2025 to Apr 23, 2025
Other offices · 1,613 to 1,762
Jan 2, 2025 to Apr 23, 2025
Discretionary RAUM · $171B to $203B
Jan 2, 2025 to Apr 23, 2025
HNW RAUM · $81B to $99B
Jan 2, 2025 to Apr 23, 2025
Individual RAUM · $87B to $101B
Jan 2, 2025 to Apr 23, 2025
Non-discretionary RAUM · $5.7B to $6.5B
Jan 2, 2025 to Apr 23, 2025
Pension RAUM · $1.7B to $1.9B
Jan 2, 2025 to Apr 23, 2025

Signals

60 dated events

Clinelle A Jean no longer holds an investment adviser registration (last listed at Commonwealth Financial Network on the 2026-09-16 feed)
Sep 16, 2026 · Advisor registration ended · derived
Melinda Amberg Vajdic no longer holds an investment adviser registration (last listed at Commonwealth Financial Network on the 2026-09-16 feed)
Sep 16, 2026 · Advisor registration ended · derived
Malka Lieblich no longer holds an investment adviser registration (last listed at Commonwealth Financial Network on the 2026-09-16 feed)
Sep 16, 2026 · Advisor registration ended · derived
David Gerald Adams no longer holds an investment adviser registration (last listed at Commonwealth Financial Network on the 2026-09-16 feed)
Sep 16, 2026 · Advisor registration ended · derived
William Brian Read no longer holds an investment adviser registration (last listed at Commonwealth Financial Network on the 2026-09-16 feed)
Sep 16, 2026 · Advisor registration ended · derived
David Lieblich no longer holds an investment adviser registration (last listed at Commonwealth Financial Network on the 2026-09-16 feed)
Sep 16, 2026 · Advisor registration ended · derived
Joseph Israel Weber no longer holds an investment adviser registration (last listed at Commonwealth Financial Network on the 2026-09-16 feed)
Sep 16, 2026 · Advisor registration ended · derived
James Frank Tracz left Commonwealth Financial Network for Financial Planning Resources, Inc. (registered 2022-04-06)
Sep 16, 2026 · Advisor changed firm · fact
Cynthia Alda Doussard left Commonwealth Financial Network for Cetera Investment Advisers LLC (registered 2026-09-11)
Sep 16, 2026 · Advisor changed firm · fact
David Edward Bucholtz left Commonwealth Financial Network for Financial Planning Resources, Inc. (registered 2019-08-26)
Sep 16, 2026 · Advisor changed firm · fact
2 advisors left Commonwealth Financial Network (Willoughby Hills, OH) for Financial Planning Resources, Inc. on the same day
Sep 16, 2026 · Team lift-out · derived
Karen Dolan Curran no longer holds an investment adviser registration (last listed at Commonwealth Financial Network on the 2026-09-15 feed)
Sep 15, 2026 · Advisor registration ended · derived
Rachel Ames Clayberg no longer holds an investment adviser registration (last listed at Commonwealth Financial Network on the 2026-09-14 feed)
Sep 14, 2026 · Advisor registration ended · derived
Cameron Johnson no longer holds an investment adviser registration (last listed at Commonwealth Financial Network on the 2026-09-14 feed)
Sep 14, 2026 · Advisor registration ended · derived
Isaac Joseph Bushen no longer holds an investment adviser registration (last listed at Commonwealth Financial Network on the 2026-09-14 feed)
Sep 14, 2026 · Advisor registration ended · derived
Kayla Loree Hebb added a NM registration at Commonwealth Financial Network
Sep 14, 2026 · New state registration · fact
Michael Vincent Addessi left Commonwealth Financial Network for Cetera Investment Advisers LLC (registered 2026-09-01)
Sep 14, 2026 · Advisor changed firm · fact
Jennifer Lynn Goddard left Commonwealth Financial Network for Diversify Advisory Services, LLC (registered 2026-09-14)
Sep 14, 2026 · Advisor changed firm · fact
Jarad Michael Minsky left Commonwealth Financial Network for Diversify Advisory Services, LLC (registered 2026-09-14)
Sep 14, 2026 · Advisor changed firm · fact
Michael Andrew Germo left Commonwealth Financial Network for &Partners (registered 2026-09-08)
Sep 14, 2026 · Advisor changed firm · fact
Mark Avallone left Commonwealth Financial Network for Apollon Wealth Management, LLC (registered 2026-09-09)
Sep 14, 2026 · Advisor changed firm · fact
Christine Jane Mclean left Commonwealth Financial Network for Cetera Investment Advisers LLC (registered 2026-09-08)
Sep 14, 2026 · Advisor changed firm · fact
Laura Noel Woods left Commonwealth Financial Network for Cetera Investment Advisers LLC (registered 2026-09-04)
Sep 14, 2026 · Advisor changed firm · fact
John David Orem left Commonwealth Financial Network for Apollon Wealth Management, LLC (registered 2026-09-09)
Sep 14, 2026 · Advisor changed firm · fact
Matthew John Draganchuk left Commonwealth Financial Network for Cetera Investment Advisers LLC (registered 2026-09-04)
Sep 14, 2026 · Advisor changed firm · fact
Aaron Myers Lyon left Commonwealth Financial Network for Cetera Investment Advisers LLC (registered 2026-09-04)
Sep 14, 2026 · Advisor changed firm · fact
Kelly Lynn Vinopal left Commonwealth Financial Network for &Partners (registered 2026-09-08)
Sep 14, 2026 · Advisor changed firm · fact
Michael Oconnor Addessi left Commonwealth Financial Network for Cetera Investment Advisers LLC (registered 2026-09-01)
Sep 14, 2026 · Advisor changed firm · fact
2 advisors left Commonwealth Financial Network (Rockland, MA) for Diversify Advisory Services, LLC on the same day
Sep 14, 2026 · Team lift-out · derived
2 advisors left Commonwealth Financial Network (Willoughby Hills, OH) for &Partners on the same day
Sep 14, 2026 · Team lift-out · derived

Across DFX

shared identifiers only, never a name match

Commonwealth Financial Network · Private Equity
shared crd · intermediary
Commonwealth Financial Network · Venture Capital
shared crd · org

How to reach

public business contact points only, each with its source

Business phone: 781-736-0700reportedpublished by the firm, firm site, Sep 17, 2026
Business phone: 619-471-9700reportedpublished by the firm, firm site, Sep 17, 2026
Business phone: 619-471-9701reportedpublished by the firm, firm site, Sep 17, 2026
Firm profile: LINKEDIN.COM/COMPANY/COMMONWEALTH-FINANCIAL-NETWORKreportedpublic record, Form ADV, Sep 17, 2026
Website: blog.commonwealth.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 781-736-0700reportedpublic record, Form ADV, May 19, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: National broker-dealer RIAderiveda rule over Items 5.D and 7.A
RAUM per advisor: $72.3Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026