DFX Intelligence
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Registered advisor
D•••• I•••• K••••••
Feed of 09/14/2026
At current firm
5 y
since Mar 26, 2021
In the industry
42 y
since Apr 5, 1984 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- K•• I••••••••• S••••••• L•• BD affiliated currentsince Mar 26, 2021 · Lewiston, Ny
- K•••••• C•••••• M•••••• I••• unclassifiedDec 4, 2001 to Dec 31, 2005 · Lewiston, Ny
Moves
a registration end followed by a registration begin elsewhere
- K•••••• C•••••• M•••••• I••• to K•• I••••••••• S••••••• L••left Dec 31, 2005, registered Mar 26, 2021 (5564 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address