DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Key Investment Services LLC
Latest filing Jun 30, 2026
First filing on the tape Mar 30, 2012 · 69 filings
SEC status approved since Jan 3, 2006
RAUM
$8.9B
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
99%
$8.8B individuals and HNW
Advisors
637
registered through the firm on IAPD
RAUM per advisor
$13.9M
derived; firm RAUM over IAPD count
Employees
1,325
360 advisory (5.B.1)
Offices
25
beyond the principal office
Private funds
0
reported on Schedule D
History
69 filings and snapshots on the tape
RAUM$8.9B as of Jun 30, 2026
Mar 30, 2012$59.8M then
HNW client RAUM$1.8B as of Jun 30, 2026
Mar 22, 2018$147M then
State-registered IARs (5.B.3)360 as of Jun 30, 2026
Mar 30, 20120 then
Employees (5.A)1,325 as of Jun 30, 2026
Mar 18, 20131,233 then
Private funds: no history
RAUM +45% over the last fiscal year+40% a year over threeIARs 359 to 360
Practice profile
derived from the filing of Jun 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $13.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 54derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.6MderivedHNW RAUM over HNW clients
- Average account
- $254,206derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.1derivedItem 5.A over advisors
- Advisors per office
- 24.6derived26 offices incl. principal (1.F.5)
- RAUM growth, one year
- +45%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.3%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +27%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, selection of other advisersreportedItem 5.G
- Wrap fee program
- $8.9BreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$7.0B79%
- High-net-worth individuals$1.8B20%
- Corporations and businesses$55.3M0.6%
- Charitable organizations$32.8M0.4%
- Pension and profit-sharing plans$14.3M0.2%
- Individual clients
- 33,369reported
- HNW clients
- 1,140reported
- Pension plan clients
- 175reported
- Charitable clients
- 100reported
- Accounts
- 34,920reported
- Financial planning clients
- reported
- Wrap fee programs
- $8.9B sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=true related_bank=true bd_reps=1325.0derived
Advisors registered through the firm
641 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Charles Howard Melsher | Brooklyn, Oh | Jan 3, 2006 | 34 y | 1 |
| Joshua Earl Milligan | Scarborough, Me | Jan 3, 2006 | 27 y | 1 |
| Steven Robert Beck | Brooklyn, Oh | Jan 3, 2006 | 40 y | 1 |
| Adam C Donehue | Powell, Oh | Jan 3, 2006 | 24 y | 1 |
| Greg John Hammontree | Bellevue, Wa | Jan 3, 2006 | 25 y | 2 |
| David Aubrey Dunfee | Brooklyn, Oh | Jan 4, 2006 | 26 y | 1 |
| Andrew Scott Lewis | Brooklyn, Oh | Jan 9, 2006 | 34 y | 3 |
| Gary Richard Linn | Parma Heights, Oh | Jan 9, 2006 | 23 y | 0 |
| Gregory Dean Blood | Meridian, Id | Jan 10, 2006 | 34 y | 1 |
| Charlene Brehaut Stearns | Kennebunk, Me | Feb 3, 2006 | 25 y | 2 |
| David Paul Cizmadia | Westlake, Oh | Feb 7, 2006 | 33 y | 1 |
| Alan Gene Fullenkamp | Maumee, Oh | Jun 5, 2006 | 25 y | 1 |
| Renato Jeffrey Powell | Brooklyn, Oh | Dec 12, 2006 | 34 y | 0 |
| Brian Kari Wade | Brooklyn, Oh | Jan 12, 2007 | 25 y | 0 |
| Jonathan Dande Evans | Brooklyn, Oh | Nov 15, 2007 | 22 y | 0 |
| Sean Michael Langan | Brooklyn, Oh | Nov 19, 2008 | 24 y | 1 |
| David Lahm Baldwin | Brooklyn, Oh | Dec 2, 2008 | 20 y | 0 |
| Michael Sellman Graf | Auburn, Wa | Dec 15, 2008 | 17 y | 0 |
| Trent Jared Cunningham | Brooklyn, Oh | May 14, 2009 | 21 y | 2 |
| Darin Michael Ring | Issaquah, Wa | Sep 17, 2009 | 30 y | 2 |
| Tanya K Range | Redmond, Wa | Oct 1, 2009 | 20 y | 0 |
| Amanda Christie Nelson Prows | Brooklyn, Oh | Nov 17, 2009 | 21 y | 2 |
| Dean Curtis Huston | Brooklyn, Oh | Nov 24, 2009 | 25 y | 2 |
| Matthew David Carino | Brooklyn, Oh | Dec 21, 2009 | 21 y | 3 |
| Danial Scott Anderson | Brooklyn, Oh | May 10, 2010 | 18 y | 2 |
| Ronald Roy Zeppernick | Brooklyn, Oh | Jul 19, 2010 | 31 y | 2 |
| David James Isaacs | Ogden, Ut | Dec 2, 2010 | 20 y | 1 |
| William Ralph Buehler | Lakewood, Co | Dec 23, 2010 | 15 y | 0 |
| Margo Poulin Reis | Yarmouth, Me | Jun 7, 2011 | 22 y | 1 |
| Jason Matthew Tompkins | Brooklyn, Oh | Jul 7, 2011 | 21 y | 2 |
| Andrew Elliot Burns | Brooklyn, Oh | Mar 26, 2012 | 20 y | 1 |
| Gina Lee Drew | Shelton, Wa | Jun 18, 2012 | 16 y | 0 |
| Kenneth Herman Burr | Brooklyn, Oh | Jun 22, 2012 | 28 y | 3 |
| Kevin Raymond Hanian | Lakewood, Co | Jul 10, 2012 | 15 y | 1 |
| Joel Michael Wilson | Brooklyn, Oh | Nov 1, 2012 | 22 y | 2 |
| Steven Dale Franco-Ross | Bothell, Wa | Apr 23, 2013 | 22 y | 2 |
| Daniel Leon Guenther | Naples, Fl | Mar 3, 2014 | 25 y | 4 |
| Remy Deangelo | Brooklyn, Oh | Mar 25, 2014 | 14 y | 1 |
| Joseph Lee Hart | Adrian, Mi | Apr 17, 2014 | 15 y | 1 |
| Cynthia Marie Ciccotti | Cleveland Heights, Oh | Jul 29, 2014 | 20 y | 3 |
Advisor movement
55 left, 90 joined in 12 months
net +35 in 12 months17 left in 90 days17 joined in 90 daysdeparture rate 8.6% of current headcount146 left over 36 months
Left, latest
- Michael Timothy Grote to J.P. Morgan Securities LLCSep 3, 2026 · Affiliated broker-dealer or bank to wirehouse
- John Coltrane Landers to Pnc Wealth ManagementSep 3, 2026 · Affiliated broker-dealer or bank to another
- Brandon Bergert to LPL Financial LLCSep 3, 2026 · Affiliated broker-dealer or bank to another
- Binfeng Hou to Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 25, 2026 · Affiliated broker-dealer or bank to wirehouse
- Joan B Kaye to Bison Wealth, LLCAug 25, 2026 · Affiliated broker-dealer or bank to independent RIA
- Bryan Laube to Alaska Wealth AdvisorsAug 19, 2026 · Affiliated broker-dealer or bank to independent RIA
- Russell Lewis Hansen to U.S. Bancorp Advisors, LLCAug 17, 2026 · Affiliated broker-dealer or bank to another
- Jonathan Paul Fucci to Osaic Wealth, Inc.Aug 5, 2026 · Affiliated broker-dealer or bank to another
- Sean Christian Hillis to Edward JonesJul 29, 2026 · Affiliated broker-dealer or bank to another
- George Marinelli to Empower Advisory Group, LLCJul 28, 2026 · Affiliated broker-dealer or bank to another
- Shane Alexander Bartle to Vanguard Advisers, Inc.Jul 23, 2026 · Affiliated broker-dealer or bank to another
- Richard Thomas Brady to Cetera Investment Advisers LLCJul 23, 2026 · Affiliated broker-dealer or bank to another
- Nathan Kaman Gurchak to Fortis Capital Advisors, LLCJul 6, 2026 · Affiliated broker-dealer or bank to independent RIA
- Owen D M Goldenbogen to LPL Financial LLCJul 6, 2026 · Affiliated broker-dealer or bank to another
- Jonathan Aaron Hileman to Osaic Institutions, Inc.Jun 30, 2026 · Affiliated broker-dealer or bank to another
Joined, latest
- James Brenneman from Equitable Advisors, LLCSep 16, 2026 · Affiliated broker-dealer or bank to another
- Travis May from Wells Fargo AdvisorsSep 10, 2026 · Wirehouse to affiliated broker-dealer or bank
- Jennifer Uzzi from J.P. Morgan Securities LLCSep 1, 2026 · Wirehouse to affiliated broker-dealer or bank
- Aidan Joseph Shaffer from Park Avenue Securities LLCAug 28, 2026 · Affiliated broker-dealer or bank to another
- Andrew J Ditty from Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 24, 2026 · Wirehouse to affiliated broker-dealer or bank
- Allen M Judkins from Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 19, 2026 · Wirehouse to affiliated broker-dealer or bank
- Jason Michael Boeckman from Advice And Planning ServicesAug 12, 2026 · Affiliated broker-dealer or bank to another
- Ramah Mohammed Sanni from Wells Fargo AdvisorsAug 3, 2026 · Wirehouse to affiliated broker-dealer or bank
- Andrew Scott Reddish from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 24, 2026 · Wirehouse to affiliated broker-dealer or bank
- Luca Luigi Solimeno from Equitable Advisors, LLCJul 21, 2026 · Affiliated broker-dealer or bank to another
- Guerschom Altidor from Pnc Wealth ManagementJul 15, 2026 · Affiliated broker-dealer or bank to another
- Garret William Keibler from Schwab Wealth Advisory, Inc.Jul 14, 2026 · Other
- Uriah Burke from Fifth Third Securities, Inc.Jul 10, 2026 · Affiliated broker-dealer or bank to another
- Geoffrey Skadra from Citizens Securities, Inc.Jul 10, 2026 · Affiliated broker-dealer or bank to another
- John Eric Tenofsky from Advice And Planning ServicesJul 9, 2026 · Affiliated broker-dealer or bank to another
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for LPL Financial LLCMay 5, 2026 · Brooklyn, Oh
- 2 left for LPL Financial LLCDec 15, 2025 · Brooklyn, Oh
- 2 left for Ameriprise Financial Services, LLCDec 5, 2025 · Brooklyn, Oh
- 2 left for Morgan StanleyJun 2, 2025 · Brooklyn, Oh
- 2 left for Morgan StanleyFeb 12, 2025 · Canton, Oh
- 2 left for MML Investors Services, LLCDec 3, 2024 · Brooklyn, Oh
- 4 left for Cetera Investment Advisers LLCAug 30, 2023 · Brooklyn, Oh
- 5 left for LPL Financial LLCJun 16, 2023 · Brooklyn, Oh
- 2 joined from Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 5, 2026 · New York, Ny
- 2 joined from Equitable Advisors, LLCMay 5, 2026 · Malta, Ny
- 2 joined from Huntington Financial AdvisorsApr 13, 2026 · Cincinnati, Oh
- 2 joined from Equitable Advisors, LLCJan 9, 2026 · Seattle, Wa
- 2 joined from Equitable Advisors, LLCJun 26, 2024 · Columbus, Oh
- 2 joined from LPL Financial LLCNov 10, 2022 · Rochester, Ny
- 2 joined from LPL Financial LLCAug 15, 2022 · Syracuse, Ny
- 2 joined from Pnc Wealth ManagementNov 1, 2018 · Cleveland, Oh
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Giuseppe Nmn Calabrese · Co- Ceo/Presidentcontrolsince 08/2022 · owns less than 5%
- Mark Ivan Douce · Chief Compliance Officer Officercontrolsince 05/2024 · owns less than 5%
- Andrew Fontanarosa · Chief Legal Officercontrolsince 03/2026 · owns less than 5%
- Matthew Todd Gulla · Chief Administrative Officercontrolsince 07/2019 · owns less than 5%
- William Patrick Hayden · Chief Compliance Officercontrolsince 09/2023 · owns less than 5%
- Burton Bruce Nicholas Hotz · Chief Risk Officercontrolsince 08/2022 · owns less than 5%
- Paula Marie Janofsky · Operations Officercontrolsince 01/2023 · owns less than 5%
- Mark Allan Kovachick · Chief Financial Officer/Directorcontrolsince 07/2019 · owns less than 5%
- Solomon Lee Schmidt · Co- Ceo/Presidentcontrolsince 08/2022 · owns less than 5%
- Joseph Briel Skarda · Head Of Key Wealth Managementcontrolsince 04/2021 · owns less than 5%
- Paul Alfred II Weick · Chief Legal Officercontrolsince 07/2009 · owns less than 5%
Entity owners
- Keybanc Capital Markets Inc. · Sole Ownerdirect · owns 75% or more
- Keycorp · Sole Ownerindirect · owns 75% or more of Keybanc Capital Markets Inc · public reporting company
Related persons
Schedule D 7.A
- Keybanc Capital Markets Inc.broker-dealery
- Keybank National Associationpooled vehicle sponsorCPO or CTAn
- Keycorp Insurance Agency USA Inc.real estatey
Advisers that list Key Investment Services LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Brooklyn, Oh · principal | 641 | 141 | 21 | 3 | |
| Rochester, Ny | 16 | 3 | 0 | ||
| Seattle, Wa | 13 | 4 | 1 | ||
| Columbus, Oh | 9 | 3 | 1 | ||
| Westlake, Oh | 8 | 3 | 0 | ||
| Williamsville, Ny | 8 | 1 | 0 | ||
| Albany, Ny | 8 | 1 | 0 | ||
| Amherst, Ny | 7 | 2 | 0 | ||
| Pittsburgh, Pa | 7 | 1 | 1 | ||
| Lakewood, Oh | 7 | 1 | 0 | ||
| Syracuse, Ny | 7 | 4 | 0 | ||
| Indianapolis, In | 7 | 2 | 0 | ||
| Toledo, Oh | 7 | 1 | 0 | ||
| Akron, Oh | 6 | 0 | 0 | ||
| Liverpool, Ny | 6 | 0 | 0 | ||
| Portland, Me | 6 | 0 | 0 | ||
| Niagara Falls, Ny | 6 | 1 | 0 | ||
| North Tonawanda, Ny | 6 | 0 | 0 | ||
| Denver, Co | 6 | 2 | 0 | ||
| Cleveland, Oh | 6 | 1 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Cheektowaga, NY35 employees
- Syracuse, NY31 employees
- Cleveland, OH30 employees
- Indianapolis, IN24 employees
- Cohoes, NY23 employees
- Plymouth Meeting, PA22 employees
- Tacoma, WA22 employees
- Columbus, OH20 employees
- Yakima, WA17 employees
- Vancouver, WA16 employees
- Manchester, CT16 employees
- Portland, ME14 employees
- Salt Lake City, UT14 employees
- Denver, CO8 employees
ADV anomalies
6 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Jun 30, 2026discretionary share of RAUM of 0% against a peer median of 88% (53 comparable advisers, 0.0th percentile, 5.1 robust deviations)peers: affiliated wealth managers, $5B to $20B (53) · 0.0% percentile
- affiliate changedChange between filings · filing Jun 30, 2026bank affiliate (Item 7.A.6): no on the filing of 2026-03-30, yes on the filing of 2026-06-30peers: affiliated wealth managers, $5B to $20B (53)
- control person changedChange between filings · filing Jun 30, 2026DOUCE, MARK IVAN (CHIEF COMPLIANCE OFFICER OFFICER) appeared on Schedule A between the filings of 2023-09-25 and 2026-06-30peers: affiliated wealth managers, $5B to $20B (53)
- control person changedChange between filings · filing Jun 30, 2026FONTANAROSA, ANDREW (CHIEF LEGAL OFFICER) appeared on Schedule A between the filings of 2023-09-25 and 2026-06-30peers: affiliated wealth managers, $5B to $20B (53)
- control person changedChange between filings · filing Jun 30, 2026WEICK, PAUL ALFRED II (CHIEF LEGAL OFFICER) left Schedule A between the filings of 2023-09-25 and 2026-06-30peers: affiliated wealth managers, $5B to $20B (53)
- control person changedChange between filings · filing Jun 30, 2026HAYDEN, WILLIAM PATRICK (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2023-09-25 and 2026-06-30peers: affiliated wealth managers, $5B to $20B (53)
What changed
consecutive filings, newest first
- Related bank · false to trueMar 30, 2026 to Jun 30, 2026
- Accounts · 27,533 to 34,920Nov 11, 2025 to Mar 30, 2026
- Advisory employees · 359 to 360Nov 11, 2025 to Mar 30, 2026
- BD registered reps · 1,131 to 1,325Nov 11, 2025 to Mar 30, 2026
- Charity clients · 87 to 100Nov 11, 2025 to Mar 30, 2026
- Corporate clients · 96 to 136Nov 11, 2025 to Mar 30, 2026
- HNW clients · 623 to 1,140Nov 11, 2025 to Mar 30, 2026
- Individual clients · 26,610 to 33,369Nov 11, 2025 to Mar 30, 2026
- Pension plan clients · 117 to 175Nov 11, 2025 to Mar 30, 2026
- Employees · 1,131 to 1,325Nov 11, 2025 to Mar 30, 2026
- State-registered IARs · 359 to 360Nov 11, 2025 to Mar 30, 2026
- HNW RAUM · $969M to $1.8BNov 11, 2025 to Mar 30, 2026
- Individual RAUM · $5.1B to $7.0BNov 11, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $6.1B to $8.9BNov 11, 2025 to Mar 30, 2026
- Pension RAUM · $9.7M to $14.3MNov 11, 2025 to Mar 30, 2026
- RAUM · $6.1B to $8.9BNov 11, 2025 to Mar 30, 2026
- Wrap assets (sponsor) · $6.1B to $8.9BNov 11, 2025 to Mar 30, 2026
- Accounts · 26,437 to 27,533Dec 6, 2024 to Apr 21, 2025
- Advisory employees · 350 to 359Dec 6, 2024 to Apr 21, 2025
- BD registered reps · 1,098 to 1,131Dec 6, 2024 to Apr 21, 2025
- Charity clients · 101 to 87Dec 6, 2024 to Apr 21, 2025
- Corporate clients · 104 to 96Dec 6, 2024 to Apr 21, 2025
- HNW clients · 694 to 623Dec 6, 2024 to Apr 21, 2025
- Individual clients · 25,480 to 26,610Dec 6, 2024 to Apr 21, 2025
- Pension plan clients · 58 to 117Dec 6, 2024 to Apr 21, 2025
- Employees · 1,098 to 1,131Dec 6, 2024 to Apr 21, 2025
- Financial planning clients · unset to Dec 6, 2024 to Apr 21, 2025
- State-registered IARs · 350 to 359Dec 6, 2024 to Apr 21, 2025
- Other offices · 14 to 25Dec 6, 2024 to Apr 21, 2025
- HNW RAUM · $549M to $969MDec 6, 2024 to Apr 21, 2025
- Individual RAUM · $3.6B to $5.1BDec 6, 2024 to Apr 21, 2025
- Non-discretionary RAUM · $4.2B to $6.1BDec 6, 2024 to Apr 21, 2025
- Pension RAUM · $5.9M to $9.7MDec 6, 2024 to Apr 21, 2025
- RAUM · $4.2B to $6.1BDec 6, 2024 to Apr 21, 2025
- Wrap assets (sponsor) · $4.2B to $6.1BDec 6, 2024 to Apr 21, 2025
- Accounts · 23,518 to 26,437Feb 27, 2024 to Mar 30, 2024
- Advisory employees · 400 to 350Feb 27, 2024 to Mar 30, 2024
- BD registered reps · 1,062 to 1,098Feb 27, 2024 to Mar 30, 2024
- Charity clients · 93 to 101Feb 27, 2024 to Mar 30, 2024
- Corporate clients · 118 to 104Feb 27, 2024 to Mar 30, 2024
Signals
60 dated events
- James Brenneman registered as an investment adviser representative at Key Investment Services LlcSep 16, 2026 · Advisor registered · fact
- Kervin Vincent registered as an investment adviser representative at Key Investment Services LlcSep 15, 2026 · Advisor registered · fact
- Gabriel Joseph Phillips registered as an investment adviser representative at Key Investment Services LlcSep 14, 2026 · Advisor registered · fact
- Gianpaolo Sferrella registered as an investment adviser representative at Key Investment Services LlcSep 14, 2026 · Advisor registered · fact
- Brandon Bergert left Key Investment Services Llc for Lpl Financial Llc (registered 2026-08-27)Sep 3, 2026 · Advisor changed firm · fact
- John Coltrane Landers left Key Investment Services Llc for Pnc Wealth Management (registered 2026-09-08)Sep 3, 2026 · Advisor changed firm · fact
- Michael Timothy Grote left Key Investment Services LLC for J.P. Morgan Securities LLC (registered 2026-09-16)Sep 3, 2026 · Advisor changed firm · fact
- Binfeng Hou left Key Investment Services Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2026-09-11)Aug 25, 2026 · Advisor changed firm · fact
- Joan B Kaye left Key Investment Services Llc for Bison Wealth, Llc (registered 2026-08-18)Aug 25, 2026 · Advisor changed firm · fact
- Bryan Laube left Key Investment Services Llc for Alaska Wealth Advisors (registered 2026-09-01)Aug 19, 2026 · Advisor changed firm · fact
- Russell Lewis Hansen left Key Investment Services Llc for U.S. Bancorp Advisors, Llc (registered 2026-08-10)Aug 17, 2026 · Advisor changed firm · fact
- Jonathan Paul Fucci left Key Investment Services Llc for Osaic Wealth, Inc. (registered 2026-08-03)Aug 5, 2026 · Advisor changed firm · fact
- 2 advisors left Merrill Lynch, Pierce, Fenner & Smith Incorporated (New York, NY) for Key Investment Services LLC within 9 daysAug 5, 2026 · Team lift-out · derived
- Sean Christian Hillis left Key Investment Services Llc for Edward Jones (registered 2026-07-17)Jul 29, 2026 · Advisor changed firm · fact
- George Marinelli left Key Investment Services Llc for Empower Advisory Group, Llc (registered 2026-08-06)Jul 28, 2026 · Advisor changed firm · fact
- Shane Alexander Bartle left Key Investment Services Llc for Vanguard Advisers, Inc. (registered 2026-08-25)Jul 23, 2026 · Advisor changed firm · fact
- Richard Thomas Brady left Key Investment Services Llc for Cetera Investment Advisers Llc (registered 2026-08-28)Jul 23, 2026 · Advisor changed firm · fact
- Owen D M Goldenbogen left Key Investment Services Llc for Lpl Financial Llc (registered 2026-07-06)Jul 6, 2026 · Advisor changed firm · fact
- Nathan Kaman Gurchak left Key Investment Services Llc for Fortis Capital Advisors, Llc (registered 2026-07-14)Jul 6, 2026 · Advisor changed firm · fact
- Mark Anthony Krasienko left Key Investment Services Llc for J.P. Morgan Securities Llc (registered 2026-07-09)Jun 30, 2026 · Advisor changed firm · fact
- Sergio Miguel Corrente left Key Investment Services Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2026-07-28)Jun 30, 2026 · Advisor changed firm · fact
- Jonathan Aaron Hileman left Key Investment Services Llc for Osaic Institutions, Inc. (registered 2026-07-09)Jun 30, 2026 · Advisor changed firm · fact
- Daniel Auble left Key Investment Services Llc for Symphony Financial Services, Inc. (registered 2026-06-07)Jun 12, 2026 · Advisor changed firm · fact
- Christian R Moore left Key Investment Services Llc for U.S. Bancorp Advisors, Llc (registered 2026-06-01)Jun 11, 2026 · Advisor changed firm · fact
- Steven Deandre Mcclatchey left Key Investment Services Llc for Lpl Financial Llc (registered 2026-06-03)Jun 10, 2026 · Advisor changed firm · fact
- Ashton John Guiltinan left Key Investment Services Llc for Altitude Capital Management Llc (registered 2026-06-05)Jun 9, 2026 · Advisor changed firm · fact
- Brian Clifford left Key Investment Services Llc for Cetera Investment Advisers Llc (registered 2026-06-01)May 29, 2026 · Advisor changed firm · fact
- Caleb Robert David Boy left Key Investment Services Llc for Allegheny Financial Group (registered 2026-05-28)May 19, 2026 · Advisor changed firm · fact
- Ajet Metaliaj left Key Investment Services Llc for Lpl Financial Llc (registered 2026-05-26)May 19, 2026 · Advisor changed firm · fact
- Theresa Marie Bruce left Key Investment Services Llc for Lpl Financial Llc (registered 2026-06-05)May 19, 2026 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- key.com/kpb/our-approach/kis.htmlreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (888) 547-2968reportedpublic record, Form ADV, Jun 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $13.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026