DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
G••• L•• M••••••
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
At current firm
28 y
since Jul 30, 1998
In the industry
42 y
since Oct 27, 1983 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- T•• M•••••• G•••• state registered currentsince Jul 30, 1998 · Chicago, Il
- L•• F•••••••• L•• BD affiliatedDec 6, 2019 to Dec 31, 2024 · Chicago, Il
- F•• S••••••••• C••••••••• formerSep 9, 2004 to Nov 4, 2008 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to no registered destinationleft Dec 31, 2024 · Departure, no registered destination
- F•• S••••••••• C••••••••• to L•• F•••••••• L••left Nov 4, 2008, registered Dec 6, 2019 (4049 days) · Other
Signals
- ••• LockedDec 31, 2024 · Advisor departure · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address