DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
R•••• J•••• K••••
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as R• J• K••••••••• J•••• K••••
At current firm
7 y
since Mar 8, 2019
In the industry
43 y
since Dec 14, 1982 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W••••• L••••• G••••• I••• state registered currentsince Mar 8, 2019 · San Diego, Ca
- O•••• F•• I••• formerJul 8, 2002 to Apr 20, 2006 · La Jolla, Ca
- S••••• S••••••••• C••••••••• unclassifiedDec 16, 1997 to Jun 17, 2002 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- O•••• F•• I••• to W••••• L••••• G••••• I•••left Apr 20, 2006, registered Mar 8, 2019 (4705 days) · Other
- S••••• S••••••••• C••••••••• to O•••• F•• I•••left Jun 17, 2002, registered Jul 8, 2002 (21 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address