DFX Intelligence
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Registered advisor
J•••• E••••• M••••
Feed of 09/14/2026
At current firm
3 y
since Jul 19, 2023
In the industry
39 y
since Feb 25, 1987 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Jul 19, 2023 · Iselin, Nj
- U•• F•••••••• S••••••• I••• wirehouseMay 24, 2004 to Dec 19, 2011 · Weehawken, Nj
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to A••••• A•• P••••••• S•••••••left Dec 19, 2011, registered Jul 19, 2023 (4230 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address