DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Advice And Planning Services
Legal name Tiaa-Cref Individual & Institutional Services, LLC
Latest filing Jul 6, 2026
First filing on the tape Mar 30, 2012 · 110 filings
SEC status approved since Sep 24, 2004
RAUM
$38B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$38B individuals and HNW
Advisors
1,672
registered through the firm on IAPD
RAUM per advisor
$22.7M
derived; firm RAUM over IAPD count
Employees
1,293
1,020 advisory (5.B.1)
Offices
143
beyond the principal office
Private funds
0
reported on Schedule D
History
110 filings and snapshots on the tape
RAUM$38B as of Jul 6, 2026
Mar 30, 2012$4.6B then
HNW client RAUM$30B as of Jul 6, 2026
Mar 31, 2018$19B then
State-registered IARs (5.B.3)1,099 as of Jul 6, 2026
Mar 30, 20120 then
Employees (5.A)1,293 as of Jul 6, 2026
Apr 1, 2013780 then
Private funds: no history
RAUM +10% over the last fiscal year+7.1% a year over threeIARs 1,149 to 1,099offices 147 to 143
Practice profile
derived from the filing of Jul 6, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $22.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 43derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $631,529derivedHNW RAUM over HNW clients
- Average account
- $523,131derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.8derivedItem 5.A over advisors
- Advisors per office
- 11.6derived144 offices incl. principal (1.F.5)
- RAUM growth, one year
- +10%derivedbetween the last two annual amendments
- Advisor growth, one year
- -4.4%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -0.4%derived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, educational seminarsreportedItem 5.G
- Financial planning clients
- 102,500reportedItem 5.H
- Wrap fee program
- $38BreportedItem 5.I
- Custody
- $11B, 25,564 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$30B78%
- Individuals$8.4B22%
- Corporations and businesses$10.7M0.0%
- Charitable organizations$6.2M0.0%
- Individual clients
- 25,667reported
- HNW clients
- 46,802reported
- Pension plan clients
- 0reported
- Charitable clients
- 14reported
- Accounts
- 72,503reported
- Financial planning clients
- 102,500reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $11B for 25,564 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=1190.0derived
Advisors registered through the firm
1,674 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Colman Thomas Pierzchala | Charlotte, Nc | Oct 20, 2004 | 23 y | 1 |
| Molly Melanson Perry | Denver, Co | Jan 1, 2005 | 38 y | 0 |
| William Kenneth Leak | Marshville, Nc | Jan 5, 2005 | 26 y | 1 |
| Roger William Judy | Charlotte, Nc | Jan 14, 2005 | 31 y | 1 |
| Shannon Trae Lambert | China Grove, Nc | Jan 20, 2005 | 27 y | 0 |
| Lisa Prairie Mcgrath | Stamford, Ct | Feb 9, 2005 | 35 y | 0 |
| Mark Thomas Erickson | Littleton, Co | Feb 24, 2005 | 26 y | 0 |
| Dwight Anthony Clark | Cornelius, Nc | Mar 24, 2005 | 31 y | 1 |
| Edward Alan Hurley | Huntersville, Nc | Mar 24, 2005 | 24 y | 1 |
| James Robert Schlag | Pearl River, Ny | Mar 29, 2005 | 32 y | 0 |
| Geoffrey Michael Rowland | Charlotte, Nc | Mar 30, 2005 | 25 y | 1 |
| Ryan Lee Mathis | Apex, Nc | Jun 13, 2005 | 26 y | 0 |
| Reginald James | Charlotte, Nc | Jul 8, 2005 | 21 y | 0 |
| Stephen James Genkinger | Coralville, Ia | Jul 15, 2005 | 29 y | 0 |
| Gregory Mark Switzer | Charlottesville, Va | Jul 28, 2005 | 29 y | 0 |
| Peter Matthew Imhof | Waxhaw, Nc | Jul 29, 2005 | 25 y | 1 |
| Susan Renee Jenkins | Charlotte, Nc | Aug 15, 2005 | 25 y | 0 |
| Stacey Ann Glaub | Charlotte, Nc | Aug 15, 2005 | 25 y | 0 |
| Jarrod Glenn Fowler | Dallas, Tx | Sep 1, 2005 | 29 y | 1 |
| Andrew Carlysle Bain | Charlotte, Nc | Sep 14, 2005 | 28 y | 2 |
| Mark Christopher Golden | Hingham, Ma | Oct 21, 2005 | 36 y | 0 |
| Lisa Annette Robinson | Frisco, Tx | Nov 14, 2005 | 40 y | 0 |
| Natasha Jamila Crowell | Concord, Nc | Nov 15, 2005 | 26 y | 0 |
| William Mcallister Brandenburg | Towson, Md | Nov 29, 2005 | 26 y | 1 |
| Stuart Scott Hansen | Charlotte, Nc | Jan 24, 2006 | 27 y | 0 |
| Jens Carsten Mueller | Charlotte, Nc | Feb 23, 2006 | 26 y | 0 |
| Christopher Wayne Eller | Charlotte, Nc | Mar 22, 2006 | 32 y | 3 |
| Konstantine Giannoutsos | Walnut Creek, Ca | Apr 18, 2006 | 29 y | 1 |
| Benjamin John Siersma | Charlotte, Nc | Jul 13, 2006 | 33 y | 0 |
| Molly Patricia Mccormack | Cary, Nc | Jul 17, 2006 | 25 y | 1 |
| William Leonard London | Matthews, Nc | Jul 26, 2006 | 31 y | 0 |
| Casey James Fleisch | Charlotte, Nc | Jul 31, 2006 | 26 y | 0 |
| Keri Anne Cordova | Glendale, Co | Aug 15, 2006 | 27 y | 1 |
| Benjamin Robert Perego | Charlotte, Nc | Sep 26, 2006 | 23 y | 0 |
| John Paul Seifried | Radnor, Pa | Sep 28, 2006 | 30 y | 2 |
| Timothy Pedrero | Fanwood, Nj | Sep 29, 2006 | 28 y | 0 |
| Zareen Grace Church | Glendale, Co | Oct 3, 2006 | 25 y | 0 |
| Jason Charles Foytack | State College, Pa | Nov 28, 2006 | 27 y | 0 |
| Jamison Alexander Holt | Charlotte, Nc | Nov 30, 2006 | 27 y | 0 |
| Leonid Aron Kvitnitsky | Chestnut Hill, Ma | Dec 4, 2006 | 28 y | 1 |
Advisor movement
105 left, 197 joined in 12 months
net +92 in 12 months14 left in 90 days71 joined in 90 daysdeparture rate 6.3% of current headcount330 left over 36 months
Left, latest
- Ian Flores to Vanguard Advisers, Inc.Aug 17, 2026 · Affiliated broker-dealer or bank to another
- Steven Michael Segura to Cetera Investment Advisers LLCAug 6, 2026 · Affiliated broker-dealer or bank to another
- Reiss Nye Holt to International Assets Investment Management, LLCAug 5, 2026 · Affiliated broker-dealer or bank to another
- Grant Sevier Conway to Vanguard Advisers, Inc.Jul 28, 2026 · Affiliated broker-dealer or bank to another
- Jon Feigitsch to Empower Advisory Group, LLCJul 10, 2026 · Affiliated broker-dealer or bank to another
- Eddie Holguin Sosa to Empower Advisory Group, LLCJul 9, 2026 · Affiliated broker-dealer or bank to another
- Zachary Archer to Charles Schwab & Co., Inc.Jul 9, 2026 · Affiliated broker-dealer or bank to another
- Jason Michael Boeckman to Key Investment Services LLCJul 9, 2026 · Affiliated broker-dealer or bank to another
- Jesse Martin Bryan to Cliftonlarsonallen Wealth Advisors, LLCJul 9, 2026 · Affiliated broker-dealer or bank to another
- Thomas James Sandt to Mercer Global Advisors Inc.Jul 7, 2026 · Affiliated broker-dealer or bank to independent RIA
- Brett Allan Hendricksen to LPL Financial LLCJul 7, 2026 · Affiliated broker-dealer or bank to another
- Tyler David Stearnes to Vanguard Advisers, Inc.Jun 24, 2026 · Affiliated broker-dealer or bank to another
- Richard P Branco to Ameriprise Financial Services, LLCJun 22, 2026 · Affiliated broker-dealer or bank to another
- Adria Cota to J.P. Morgan Securities LLCJun 22, 2026 · Affiliated broker-dealer or bank to wirehouse
- Benjamin Clayton Forte to Kickstand Wealth AdvisorsJun 17, 2026 · Affiliated broker-dealer or bank to independent RIA
Joined, latest
- Sara Homsi from Equitable Advisors, LLCSep 16, 2026 · Affiliated broker-dealer or bank to another
- Logan Christopher Parsons from J.P. Morgan Securities LLCSep 9, 2026 · Wirehouse to affiliated broker-dealer or bank
- Bernard Graham Young from LPL Financial LLCSep 9, 2026 · Affiliated broker-dealer or bank to another
- Dylan Jackson Coe from Wells Fargo AdvisorsSep 9, 2026 · Wirehouse to affiliated broker-dealer or bank
- Hayden Alexander Solis from Goldman Sachs Wealth Services, L.P.Sep 9, 2026 · Affiliated broker-dealer or bank to another
- Jordyn Vanessa James from Ameriprise Financial Services, LLCSep 8, 2026 · Affiliated broker-dealer or bank to another
- Edwin Belogorlov from Nuveen Asset Management, LLCSep 4, 2026 · RIA to affiliated broker-dealer or bank
- Chris Wogbeh from Valic Financial Advisors, Inc.Sep 4, 2026 · Affiliated broker-dealer or bank to another
- Estevan David Escarsega from Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 4, 2026 · Wirehouse to affiliated broker-dealer or bank
- Hajira Buttar from Citizens Securities, Inc.Sep 4, 2026 · Other
- Collin Henderson Dufrane from Strategic Advisers LLCSep 3, 2026 · Affiliated broker-dealer or bank to another
- Jazeb Qamar from J.P. Morgan Securities LLCAug 31, 2026 · Wirehouse to affiliated broker-dealer or bank
- Andrew Philip Heil from LPL Financial LLCAug 31, 2026 · Affiliated broker-dealer or bank to another
- Dylan Squeo from Citigroup Global Markets Inc.Aug 28, 2026 · Affiliated broker-dealer or bank to another
- Franco Rosen Melhado from Equitable Advisors, LLCAug 28, 2026 · Affiliated broker-dealer or bank to another
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Legacy Edge AdvisorsMay 11, 2026 · Sarver, Pa
- 2 left for Newedge AdvisorsMar 18, 2026 · Amesbury, Ma
- 2 left for One Capital Management, LLCMar 11, 2026 · Austin, Tx
- 2 left for Vanguard Advisers, Inc.Jan 2, 2026 · Kannapolis, Nc
- 5 left for One Capital Management, LLCDec 23, 2025 · Roswell, Ga
- 2 left for One Capital Management, LLCSep 10, 2025 · Littleton, Co
- 3 left for One Capital Management, LLCAug 4, 2025 · Sherman Oaks, Ca
- 2 left for One Capital Management, LLCAug 4, 2025 · Denver, Co
- 2 joined from Strategic Advisers LLCJul 29, 2026 · Boston, Ma
- 2 joined from Fisher InvestmentsJul 16, 2026 · Plano, Tx
- 2 joined from Wells Fargo AdvisorsJul 15, 2026 · Charlotte, Nc
- 3 joined from Principal Advised ServicesJun 30, 2026 · Charlotte, Nc
- 2 joined from Strategic Advisers LLCMay 14, 2026 · Boston, Ma
- 2 joined from J.P. Morgan Securities LLCApr 1, 2026 · Plano, Tx
- 2 joined from Merrill Lynch, Pierce, Fenner & Smith IncorporatedMar 17, 2026 · Dallas, Tx
- 2 joined from J.P. Morgan Securities LLCMar 15, 2026 · Suwanee, Ga
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Ross Hamlet Abbott · Chief Operating Officercontrolsince 06/2019 · owns less than 5%
- Rashmi Dilip Badwe · Elected Managercontrolsince 05/2016 · owns less than 5%
- Helen Gwyn Barnhill · Chief Legal Officercontrolsince 08/2022 · owns less than 5%
- Raymond John Bellucci · Elected Managercontrolsince 03/2020 · owns less than 5%
- Angela Marie Kahrmann · President, Chief Executive Officer, Elected Managercontrolsince 06/2019 · owns less than 5%
- Jennifer Lynn Mangano · Chief Financial Officercontrolsince 11/2023 · owns less than 5%
- Scott William Weinstein · Chief Compliance Officer - Broker Dealercontrolsince 09/2024 · owns less than 5%
- Derek James Heaslip · Board Membersince 06/2023 · owns less than 5%
- Jeremy Ross Intihar · Chief Compliance Officer - Registered Investment Advisersince 07/2023 · owns less than 5%
- Benjamin Herbert Lewis · Board Membersince 06/2023 · owns less than 5%
- Niladri Mukherjee · Board Membersince 06/2023 · owns less than 5%
- Christopher Eugene Stickrod · Board Membersince 06/2023 · owns less than 5%
Entity owners
- Teachers Insurance And Annuity Association Of America · Sole Owner Of Applicantdirect · owns 75% or more
- Tiaa Board Of Governors · Sole Ownerindirect · owns 75% or more of Teachers Insurance And Annuity Association Of America
Related persons
Schedule D 7.A
- Churchill Asset Management LLCinvestment adviserpooled vehicle sponsornRAUM $56B
- Churchill Dlc Advisor LLCinvestment advisernRAUM $2.1B
- Churchill Pcif Advisor LLCinvestment adviserpooled vehicle sponsornRAUM $2.2B
- Nuveen Alternatives Advisors LLCinvestment adviserbankpooled vehicle sponsornRAUM $142B
- Nuveen Asset Management, LLCinvestment adviserbankpooled vehicle sponsorLP sponsornRAUM $280B
- Nuveen Fund Advisors, LLCinvestment adviserbankpooled vehicle sponsornRAUM $186B
- Nuveen Investment Management International Limitedinvestment advisern
- Nuveen Management Aifm Limitedinvestment advisern
- Nuveen Securities, LLCbroker-dealern
- Teachers Advisors, LLCinvestment adviserbankpooled vehicle sponsornRAUM $436B
- Teachers Insurance And Annuity Association Of Americareal estatey
- Tiaa Kaspick, LLCinvestment advisernRAUM $8.7B
- Tiaa Trust, N.A.n
- Tiaa-Cref Insurance Agency, LLCreal estaten
- Tiaa-Cref Investment Management LLCinvestment adviserbanknRAUM $292B
- Tiaa-Cref Life Insurance Companyreal estaten
- Tiaa-Cref Tuition Financing, Inc.investment advisernRAUM $71B
Advisers that list Advice And Planning Services as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Charlotte, Nc | 428 | 86 | 7 | ||
| Frisco, Tx | 282 | 110 | 8 | ||
| New York, Ny · principal | 72 | 11 | 2 | ||
| Glendale, Co | 54 | 1 | 4 | ||
| Philadelphia, Pa | 38 | 7 | 1 | ||
| Concord, Nc | 34 | 10 | 2 | ||
| Dallas, Tx | 29 | 15 | 2 | ||
| Huntersville, Nc | 28 | 4 | 3 | ||
| Durham, Nc | 27 | 3 | 1 | ||
| Pasadena, Ca | 27 | 6 | 1 | ||
| Waltham, Ma | 27 | 6 | 0 | ||
| Princeton, Nj | 23 | 1 | 0 | ||
| Melville, Ny | 23 | 4 | 0 | ||
| Atlanta, Ga | 22 | 6 | 1 | ||
| Seattle, Wa | 22 | 6 | 0 | ||
| Ann Arbor, Mi | 20 | 1 | 0 | ||
| Pittsburgh, Pa | 19 | 0 | 1 | ||
| Chicago, Il | 19 | 4 | 0 | ||
| Hackensack, Nj | 18 | 2 | 0 | ||
| Hamden, Ct | 18 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Charlotte, NC187 employees
- Charlotte, NC131 employees
- Charlotte, NC108 employees
- Denver, CO94 employees
- Denver, CO88 employees
- Lewisville, TX79 employees
- New York, NY56 employees
- Lewisville, TX39 employees
- Philadelphia, PA27 employees
- Chicago, IL26 employees
- Princeton, NJ24 employees
- Durham, NC23 employees
- Frisco, TX23 employees
- Knoxville, TN22 employees
- Ann Arbor, MI21 employees
- Pittsburgh, PA21 employees
- Lewisville, TX21 employees
- Waltham, MA19 employees
- Hamden, CT19 employees
- Melville, NY19 employees
- Hackensack, NJ15 employees
- Pasadena, CA15 employees
- Cambridge, MA15 employees
- Atlanta, GA15 employees
- Seattle, WA14 employees
What changed
consecutive filings, newest first
- Accounts · 72,807 to 72,503Dec 23, 2025 to Mar 27, 2026
- Advisory employees · 1,041 to 1,020Dec 23, 2025 to Mar 27, 2026
- BD registered reps · 1,218 to 1,190Dec 23, 2025 to Mar 27, 2026
- Charity clients · 15 to 14Dec 23, 2025 to Mar 27, 2026
- Corporate clients · 31 to 20Dec 23, 2025 to Mar 27, 2026
- HNW clients · 46,314 to 46,802Dec 23, 2025 to Mar 27, 2026
- Individual clients · 26,447 to 25,667Dec 23, 2025 to Mar 27, 2026
- Assets in custody · $9.5B to $11BDec 23, 2025 to Mar 27, 2026
- Employees · 1,319 to 1,293Dec 23, 2025 to Mar 27, 2026
- State-registered IARs · 1,149 to 1,099Dec 23, 2025 to Mar 27, 2026
- Other offices · 147 to 143Dec 23, 2025 to Mar 27, 2026
- Discretionary RAUM · $34B to $38BDec 23, 2025 to Mar 27, 2026
- HNW RAUM · $26B to $30BDec 23, 2025 to Mar 27, 2026
- Individual RAUM · $8.1B to $8.4BDec 23, 2025 to Mar 27, 2026
- RAUM · $34B to $38BDec 23, 2025 to Mar 27, 2026
- Financial planning clients · More than 500 to More than 500Jun 30, 2025 to Jul 18, 2025
- Accounts · 73,602 to 72,807Oct 7, 2024 to Mar 26, 2025
- Advisory employees · 1,115 to 1,041Oct 7, 2024 to Mar 26, 2025
- Advisory activities · 3 to 4Oct 7, 2024 to Mar 26, 2025
- BD registered reps · 1,413 to 1,218Oct 7, 2024 to Mar 26, 2025
- Charity clients · 21 to 15Oct 7, 2024 to Mar 26, 2025
- Corporate clients · 25 to 31Oct 7, 2024 to Mar 26, 2025
- HNW clients · 46,222 to 46,314Oct 7, 2024 to Mar 26, 2025
- Individual clients · 27,334 to 26,447Oct 7, 2024 to Mar 26, 2025
- Assets in custody · $8.8B to $9.5BOct 7, 2024 to Mar 26, 2025
- Employees · 1,519 to 1,319Oct 7, 2024 to Mar 26, 2025
- State-registered IARs · 1,270 to 1,149Oct 7, 2024 to Mar 26, 2025
- Other offices · 137 to 147Oct 7, 2024 to Mar 26, 2025
- Discretionary RAUM · $33B to $34BOct 7, 2024 to Mar 26, 2025
- HNW RAUM · $25B to $26BOct 7, 2024 to Mar 26, 2025
- Individual RAUM · $8.1B to $8.1BOct 7, 2024 to Mar 26, 2025
- RAUM · $33B to $34BOct 7, 2024 to Mar 26, 2025
- Accounts · 76,892 to 73,602Feb 22, 2024 to Mar 27, 2024
- Advisory employees · 949 to 1,115Feb 22, 2024 to Mar 27, 2024
- BD registered reps · 1,167 to 1,413Feb 22, 2024 to Mar 27, 2024
- Charity clients · 22 to 21Feb 22, 2024 to Mar 27, 2024
- Corporate clients · 30 to 25Feb 22, 2024 to Mar 27, 2024
- HNW clients · 47,319 to 46,222Feb 22, 2024 to Mar 27, 2024
- Individual clients · 29,521 to 27,334Feb 22, 2024 to Mar 27, 2024
- Assets in custody · $8.1B to $8.8BFeb 22, 2024 to Mar 27, 2024
Signals
60 dated events
- Sara Homsi registered as an investment adviser representative at Advice And Planning ServicesSep 16, 2026 · Advisor registered · fact
- Michael Joseph Mcguire added a MA registration at Advice And Planning ServicesSep 16, 2026 · New state registration · fact
- Deanda L Wilson added a AL registration at Advice And Planning ServicesSep 15, 2026 · New state registration · fact
- Deanda L Wilson added a TX registration at Advice And Planning ServicesSep 15, 2026 · New state registration · fact
- Amanda S Barthelemy no longer holds an investment adviser registration (last listed at Advice And Planning Services on the 2026-09-14 feed)Sep 14, 2026 · Advisor registration ended · derived
- Joseph Matthew Fortino no longer holds an investment adviser registration (last listed at Advice And Planning Services on the 2026-09-14 feed)Sep 14, 2026 · Advisor registration ended · derived
- George Davis Morgan no longer holds an investment adviser registration (last listed at Advice And Planning Services on the 2026-09-14 feed)Sep 14, 2026 · Advisor registration ended · derived
- Deanda L Wilson registered as an investment adviser representative at Advice And Planning ServicesSep 14, 2026 · Advisor registered · fact
- Deanda L Wilson added a PA registration at Advice And Planning ServicesSep 14, 2026 · New state registration · fact
- Ian Flores left Advice And Planning Services for Vanguard Advisers, Inc. (registered 2026-08-25)Aug 17, 2026 · Advisor changed firm · fact
- Steven Michael Segura left Advice And Planning Services for Cetera Investment Advisers Llc (registered 2026-08-13)Aug 6, 2026 · Advisor changed firm · fact
- Reiss Nye Holt left Advice And Planning Services for International Assets Investment Management, Llc (registered 2026-08-13)Aug 5, 2026 · Advisor changed firm · fact
- 2 advisors left Strategic Advisers LLC (Boston, MA) for Advice And Planning Services within 13 daysJul 29, 2026 · Team lift-out · derived
- Grant Sevier Conway left Advice And Planning Services for Vanguard Advisers, Inc. (registered 2026-09-10)Jul 28, 2026 · Advisor changed firm · fact
- 2 advisors left Fisher Investments (Plano, TX) for Advice And Planning Services within 4 daysJul 16, 2026 · Team lift-out · derived
- 2 advisors left Wells Fargo Advisors (Charlotte, NC) for Advice And Planning Services within 2 daysJul 15, 2026 · Team lift-out · derived
- Jesse Martin Bryan left Advice And Planning Services for Cliftonlarsonallen Wealth Advisors, Llc (registered 2026-07-22)Jul 9, 2026 · Advisor changed firm · fact
- Jason Michael Boeckman left Advice And Planning Services for Key Investment Services Llc (registered 2026-08-12)Jul 9, 2026 · Advisor changed firm · fact
- Eddie Holguin Sosa left Advice And Planning Services for Empower Advisory Group, Llc (registered 2026-08-04)Jul 9, 2026 · Advisor changed firm · fact
- Zachary Archer left Advice And Planning Services for Charles Schwab & Co., Inc. (registered 2026-08-13)Jul 9, 2026 · Advisor changed firm · fact
- Thomas James Sandt left Advice And Planning Services for Mercer Global Advisors Inc. (registered 2026-08-10)Jul 7, 2026 · Advisor changed firm · fact
- Brett Allan Hendricksen left Advice And Planning Services for Lpl Financial Llc (registered 2026-07-02)Jul 7, 2026 · Advisor changed firm · fact
- 3 advisors left Principal Advised Services (Charlotte, NC) for Advice And Planning Services within 14 daysJun 30, 2026 · Team lift-out · derived
- Tyler David Stearnes left Advice And Planning Services for Vanguard Advisers, Inc. (registered 2026-08-20)Jun 24, 2026 · Advisor changed firm · fact
- Adria Cota left Advice And Planning Services for J.P. Morgan Securities Llc (registered 2026-07-02)Jun 22, 2026 · Advisor changed firm · fact
- Richard P Branco left Advice And Planning Services for Ameriprise Financial Services, Llc (registered 2026-06-22)Jun 22, 2026 · Advisor changed firm · fact
- Benjamin Clayton Forte left Advice And Planning Services for Kickstand Wealth Advisors (registered 2026-06-26)Jun 17, 2026 · Advisor changed firm · fact
- Noah D Krebs left Advice And Planning Services for Ameriprise Financial Services, Llc (registered 2026-06-16)Jun 15, 2026 · Advisor changed firm · fact
- Scott Edward Mccaffrey left Advice And Planning Services for Focus Partners Wealth, Llc (registered 2026-07-13)Jun 15, 2026 · Advisor changed firm · fact
- Heather M Coleman left Advice And Planning Services for Edward Jones (registered 2026-07-02)Jun 10, 2026 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/TIAAreportedpublic record, Form ADV, Sep 17, 2026
- Website
- TIAA.ORGreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 212-490-9000reportedpublic record, Form ADV, Jul 6, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $22.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026