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Registered advisor
G•••••• T••• C••••••
Feed of 09/14/2026
Also filed as G•••••• T••• C••••••••• C••••••••• C••••••
At current firm
12 y
since Aug 20, 2014
In the industry
42 y
since Apr 20, 1984 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Aug 20, 2014 · Fort Worth, Tx
- C••••••••• F•••••••• N•••••• national BDJan 2, 2009 to Aug 21, 2014 · Midland, Tx
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerDec 14, 1999 to Jan 5, 2009 · Southlake, Tx
Moves
a registration end followed by a registration begin elsewhere
- C••••••••• F•••••••• N•••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Aug 21, 2014, registered Aug 20, 2014 (-1 days) · Other
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to C••••••••• F•••••••• N••••••left Jan 5, 2009, registered Jan 2, 2009 (-3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address