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Registered advisor
W•••••• J•••• L•••
Feed of 09/14/2026
Also filed as B••• L•••
At current firm
11 y
since Apr 30, 2015
In the industry
32 y
since Dec 23, 1993 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Apr 30, 2015 · Grand Blanc, Mi
- W•••• F•••• A••••••• wirehouseOct 20, 2010 to May 4, 2015 · Flint, Mi
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to A••••••••• F•••••••• S•••••••• L••left May 4, 2015, registered Apr 30, 2015 (-4 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address