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Registered advisor
T••••• L•••••••• M•••••
Feed of 09/14/2026
Also filed as T••••• L•••••••• M••••••••• M•••••
At current firm
5 y
since Oct 9, 2020
In the industry
43 y
since Jul 18, 1983 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Oct 9, 2020 · Walnut Creek, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 1, 2011 to Oct 13, 2020 · Walnut Creek, Ca
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Jul 5, 2011 · Walnut Creek, Ca
- P••••••••• E••••• G••••• L•• unclassifiedSep 9, 1988 to Jul 1, 2003 · Walnut Creek, Ca
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Oct 13, 2020, registered Oct 9, 2020 (-4 days) · Wirehouse to wirehouse · moved with a team
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 5, 2011, registered Jul 1, 2011 (-4 days) · Wirehouse to wirehouse
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address