DFX Intelligence
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Registered advisor
R••••• C• C•••• K•••••
Feed of 09/14/2026
Also filed as R••••• C•••• K••••••••• C• C•••• K•••••
At current firm
18 y
since Apr 1, 2008
In the industry
29 y
since Nov 19, 1996 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
25
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P••• A••••• S••••••••• L•• BD affiliated currentsince Apr 1, 2008 · Paramus, Nj
- I••••••••• P••••••• A•••••••• L•• unclassifiedJul 23, 2003 to Mar 31, 2008 · South Plainfield, Nj
Moves
a registration end followed by a registration begin elsewhere
- I••••••••• P••••••• A•••••••• L•• to P••• A••••• S••••••••• L••left Mar 31, 2008, registered Apr 1, 2008 (1 day) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address