S••••• A•• H•••••

Feed of 09/14/2026

Also filed as S••••• A•• W••••

At current firm

17 y

since Aug 13, 2009

In the industry

33 y

since Jul 30, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse
Jan 1, 2008 to Aug 14, 2009 · Merrillville, In
A• G• E•••••• • S•••• I••• unclassified
May 24, 2007 to Jan 1, 2008 · St. Louis, Mo
R•••••• J•••• • A••••••••• I••• national BD
Apr 9, 2007 to May 25, 2007 · Valparaiso, In
A• G• E•••••• • S•••• I••• unclassified
Oct 24, 2005 to Nov 7, 2006 · Chesterton, In

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to S•••••• N••••••• • C••••••• I•••••••••
left Aug 14, 2009, registered Aug 13, 2009 (-1 days) · Wirehouse to affiliated broker-dealer or bank
A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••
left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
R•••••• J•••• • A••••••••• I••• to A• G• E•••••• • S•••• I•••
left May 25, 2007, registered May 24, 2007 (-1 days) · Other
A• G• E•••••• • S•••• I••• to R•••••• J•••• • A••••••••• I•••
left Nov 7, 2006, registered Apr 9, 2007 (153 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address