M••••••• D• P••••••

Chartered Financial Consultant

Feed of 09/14/2026

Also filed as M••••••• D•••• P••••••••• D•••• P••••••

At current firm

2 y

since Jan 26, 2024

In the industry

40 y

since Mar 3, 1986 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O•••• W•••••• I••• BD affiliated
Sep 1, 2023 to Jan 24, 2024 · Port Hueneme, Ca
S•••••••• F••••••••• I••• former
Oct 31, 2005 to Sep 1, 2023 · Port Hueneme, Ca
S••••••••• S••••••••• I••• unclassified
Feb 12, 2003 to Oct 31, 2005 · Fallbrook, Ca
L•• F•••••••• L•• BD affiliated
Dec 31, 1997 to Jan 9, 2003 · Fallbrook, Ca

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to L•• F•••••••• L••
left Jan 24, 2024, registered Jan 26, 2024 (2 days) · Affiliated broker-dealer or bank to another
S•••••••• F••••••••• I••• to O•••• W•••••• I•••
left Sep 1, 2023, registered Sep 1, 2023 (0 days) · corporate re-registration, not a move
S••••••••• S••••••••• I••• to S•••••••• F••••••••• I•••
left Oct 31, 2005, registered Oct 31, 2005 (0 days) · corporate re-registration, not a move
L•• F•••••••• L•• to S••••••••• S••••••••• I•••
left Jan 9, 2003, registered Feb 12, 2003 (34 days) · Other

Signals

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 40derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address