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Registered advisor
J••• R•••• P••••••
Feed of 09/14/2026
Also filed as J••• R•••• L••••••••• M••••••••• R•••• M••••••••• P••••••
At current firm
5 y
since Jul 1, 2021
In the industry
35 y
since Jul 17, 1991 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Jul 1, 2021 · Sacramento, Ca
- W•••• F•••• A••••••• wirehouseFeb 20, 2008 to Jul 1, 2021 · Roseville, Ca
- R•• C•••••• M••••••• L•• national BDDec 11, 2006 to Feb 20, 2008 · San Francisco, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedMar 30, 2005 to Dec 14, 2006 · San Rafael, Ca
- W•••• F•••• I••••••••• L•• unclassifiedAug 21, 2002 to Apr 4, 2005 · San Francisco, Ca
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to U•• F•••••••• S••••••• I•••left Jul 1, 2021, registered Jul 1, 2021 (0 days) · Wirehouse to wirehouse · moved with a team
- R•• C•••••• M••••••• L•• to W•••• F•••• A•••••••left Feb 20, 2008, registered Feb 20, 2008 (0 days) · Affiliated broker-dealer or bank to wirehouse
- C•••••••• G••••• M•••••• I••• to R•• C•••••• M••••••• L••left Dec 14, 2006, registered Dec 11, 2006 (-3 days) · Other
- W•••• F•••• I••••••••• L•• to C•••••••• G••••• M•••••• I•••left Apr 4, 2005, registered Mar 30, 2005 (-5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address