DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
J••••• E••• L•••
Feed of 09/15/2026
Also filed as J•• E••• L••••••• L••••••• E• L•••
At current firm
1 y
since May 15, 2025
In the industry
22 y
since Feb 6, 2004 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince May 15, 2025 · Concord, Ca
- C••• F•••••••• S•••••••• L••• formerApr 20, 2006 to May 15, 2025 · Danville, Ca
- S••••••• F•••••••• S•••••••• I••• formerJul 18, 2005 to Apr 19, 2006 · San Mateo, Ca
Moves
a registration end followed by a registration begin elsewhere
- C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••left May 15, 2025, registered May 15, 2025 (0 days) · corporate re-registration, not a move
- S••••••• F•••••••• S•••••••• I••• to C••• F•••••••• S•••••••• L•••left Apr 19, 2006, registered Apr 20, 2006 (1 day) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address