DFX Intelligence
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Registered advisor
B•••• T•••• K••••
Feed of 09/14/2026
At current firm
3 y
since Aug 10, 2023
In the industry
37 y
since Feb 22, 1989 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Aug 10, 2023 · Southfield, Mi
- S••••••• F•••••••• S•••••••• I••• formerSep 15, 2017 to Aug 10, 2023 · Southfield, Mi
- A••••••••• F•••••••• S•••••••• L•• national BDOct 1, 2012 to Sep 14, 2017 · Bloomfield Hills, Mi
- W•••••• • R••• formerOct 28, 2005 to Sep 21, 2012 · Southfield, Mi
Moves
a registration end followed by a registration begin elsewhere
- S••••••• F•••••••• S•••••••• I••• to C••••• I••••••••• A••••••• L••left Aug 10, 2023, registered Aug 10, 2023 (0 days) · corporate re-registration, not a move
- A••••••••• F•••••••• S•••••••• L•• to S••••••• F•••••••• S•••••••• I•••left Sep 14, 2017, registered Sep 15, 2017 (1 day) · Other
- W•••••• • R••• to A••••••••• F•••••••• S•••••••• L••left Sep 21, 2012, registered Oct 1, 2012 (10 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address