DFX Intelligence
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Registered advisor
R••• E• B•••••••
Feed of 09/15/2026
Also filed as R••• E•••• I••••••••• E• B•••••••
At current firm
15 y
since Jul 11, 2011
In the industry
38 y
since May 17, 1988 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Jul 11, 2011 · Oakbrook Terrace, Il
- M••••• S•••••• wirehouseJun 1, 2009 to Jul 21, 2011 · Oak Brook, Il
- M••••• S•••••• • C•• L•• unclassifiedJan 13, 2009 to Jun 1, 2009 · Oak Brook, Il
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Jul 21, 2011, registered Jul 11, 2011 (-10 days) · Wirehouse to wirehouse
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address