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T••••• J••••• T•••••
Complex Branch Manager-NPat S•••••• N••••••• • C••••••• I•••••••••Dual registrant· Ramsey, Nj IAPD 1210890
As of · the IAPD feed
- At current firm
- 8 y
- In the industry
- 42 y
- Prior registered firms
- 2
- Signals
- 0
since Apr 12, 2018
As of · the IAPD feed
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- Complex Branch Manager-NPreportedstifel.comfirm site, Sep 24, 2026
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Apr 12, 2018 · Morristown, Nj
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Apr 11, 2018 · Mountainside, Nj
- P••••••••• E••••• G••••• L•• unclassifiedJul 1, 2002 to Jul 1, 2003 · Paramus, Nj
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to S•••••• N••••••• • C••••••• I•••••••••left Apr 11, 2018, registered Apr 12, 2018 (1 day) · Wirehouse to affiliated broker-dealer or bank
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address