DFX Intelligence
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Registered advisor
R••••• C••••• S•••••••••
Feed of 09/14/2026
Also filed as R••••• C••••• S••••••••• C• S••••••••• S•••••••••
At current firm
21 y
since Jan 28, 2005
In the industry
40 y
since Jul 21, 1986 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
7
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P••• A••••• S••••••••• L•• BD affiliated currentsince Jan 28, 2005 · Tallahassee, Fl
- P•••• S••••••••• L•• no RAUMJul 21, 1986 to Jan 19, 2005 · Tallahassee, Fl
Moves
a registration end followed by a registration begin elsewhere
- P•••• S••••••••• L•• to P••• A••••• S••••••••• L••left Jan 19, 2005, registered Jan 28, 2005 (9 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address