DFX Intelligence
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Registered advisor
E••• D•••••• P•••••
Feed of 09/14/2026
Also filed as E•• D•••••• P•••••
At current firm
16 y
since Jan 4, 2010
In the industry
42 y
since Feb 4, 1984 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jan 4, 2010 · Harrisburg, Pa
- V••• F•••••••• A•••••••• I••• BD affiliatedFeb 24, 2005 to Dec 31, 2009 · Duncannon, Pa
Moves
a registration end followed by a registration begin elsewhere
- V••• F•••••••• A•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Dec 31, 2009, registered Jan 4, 2010 (4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address