DFX Intelligence
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Registered advisor
R•••••• D•••• B••••••
Feed of 09/14/2026
Also filed as R•••••• D• B••••••
At current firm
17 y
since Jun 1, 2009
In the industry
42 y
since Apr 13, 1984 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Jun 1, 2009 · Aventura, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedAug 14, 2008 to Jun 1, 2009 · Aventura, Fl
- U•• F•••••••• S••••••• I••• wirehouseJul 8, 2008 to Aug 8, 2008 · Hallandale Beach, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedJul 31, 1993 to Jul 24, 2008 · Hallandale, Fl
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to C•••••••• G••••• M•••••• I•••left Aug 8, 2008, registered Aug 14, 2008 (6 days) · Other
- C•••••••• G••••• M•••••• I••• to U•• F•••••••• S••••••• I•••left Jul 24, 2008, registered Jul 8, 2008 (-16 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address