DFX Intelligence
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Registered advisor
R•••••• M•••••• W•••••••••
Feed of 09/14/2026
Also filed as R•••••• M•••••• W••••••••• W••••••••• W•••••••••
At current firm
0 y
since Jul 8, 2026
In the industry
41 y
since Oct 4, 1984 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V••••••• A•••••••• I••• BD affiliated currentsince Jul 8, 2026 · Charlotte, Nc
- L•• F•••••••• L•• BD affiliatedMay 16, 2012 to Apr 10, 2018 · Fort Mill, Sc
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to V••••••• A•••••••• I•••left Apr 10, 2018, registered Jul 8, 2026 (3011 days) · RIA to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address