DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Vanguard Advisers, Inc.
Latest filing Aug 20, 2026
First filing on the tape Mar 29, 2012 · 120 filings
SEC status approved since Jul 28, 1995
RAUM
$345B
reported, Item 5.F
Discretionary
35%
of RAUM
Private clients
96%
$329B individuals and HNW
Advisors
2,422
registered through the firm on IAPD
RAUM per advisor
$142M
derived; firm RAUM over IAPD count
Employees
2,208
1,903 advisory (5.B.1)
Offices
2,225
beyond the principal office
Private funds
0
reported on Schedule D
History
120 filings and snapshots on the tape
RAUM$345B as of Aug 20, 2026
Mar 29, 2012$22B then
HNW client RAUM$165B as of Aug 20, 2026
Mar 29, 2018$47B then
State-registered IARs (5.B.3)1,941 as of Aug 20, 2026
Mar 29, 20120 then
Employees (5.A)2,208 as of Aug 20, 2026
Mar 28, 2013290 then
Private funds: no history
RAUM +15% over the last fiscal year+4.8% a year over threeIARs 1,775 to 1,941
Practice profile
derived from the filing of Aug 20, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RAUM per advisor
- $142MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 326derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.1MderivedHNW RAUM over HNW clients
- Average account
- $435,385derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 35%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.9derivedItem 5.A over advisors
- Advisors per office
- 1.1derived2,226 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +9.4%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -3.2%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Financial planning clients
- 87,827reportedItem 5.H
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- a related person acts as qualified custodian (9.D.2)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$165B48%
- High-net-worth individuals$165B48%
- Pooled investment vehicles$15B4.4%
- Individual clients
- 711,336reported
- HNW clients
- 80,159reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 791,528reported
- Financial planning clients
- 87,827reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.96 fund_share=0.04 institutional_share=0.0 related_bd=true related_bank=true bd_reps=1938.0derived
Advisors registered through the firm
2,437 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Judith Ann Martinez | Malvern, Pa | Sep 13, 1996 | 30 y | 0 |
| Francis Michael KinniryChartered Financial Analyst | Malvern, Pa | Jan 4, 1999 | 34 y | 0 |
| Raymond Cornelius Querey | Malvern, Pa | Jul 27, 2000 | 32 y | 0 |
| Jimmy Joseph Silvano | Malvern, Pa | Aug 28, 2000 | 35 y | 0 |
| Matthew Fred WrightCertified Financial Planner | Malvern, Pa | Sep 11, 2000 | 31 y | 0 |
| Scott Matthew DrahzalCertified Financial Planner | Charlotte, Nc | Jan 17, 2002 | 27 y | 0 |
| Robert Gerard Kubiak | Malvern, Pa | Jul 30, 2002 | 28 y | 0 |
| Christopher Stuart Lukasevics | Malvern, Pa | Jan 3, 2005 | 29 y | 0 |
| Mark Raymond WalfordCertified Financial Planner | Scottsdale, Az | Apr 28, 2005 | 29 y | 0 |
| Bryan Todd Pentz | Charlotte, Nc | Jun 16, 2005 | 28 y | 0 |
| Timothy James Traut | Valley Forge, Pa | Jul 6, 2005 | 28 y | 0 |
| Roberto Gonzalez Vigil | Charlotte, Nc | Sep 8, 2005 | 27 y | 0 |
| Jeremy Alan Beil | Malvern, Pa | Aug 14, 2006 | 24 y | 0 |
| Kyle David RotthoffCertified Financial Planner | Charlotte, Nc | Jan 23, 2007 | 23 y | 0 |
| Shane Patrick Collins | Scottsdale, Az | Feb 5, 2007 | 22 y | 0 |
| Anthony Warren Videtto | Malvern, Pa | Sep 11, 2007 | 21 y | 0 |
| Charles Nelson Riley | Malvern, Pa | Oct 6, 2008 | 28 y | 0 |
| Craig Fetters MclaneCertified Financial Planner | Scottsdale, Az | Jan 2, 2009 | 23 y | 0 |
| Lucas Andrew ZubrodCertified Financial Planner | Charlotte, Nc | Jan 7, 2009 | 27 y | 1 |
| Vincent Ronald HamCertified Financial Planner | Malvern, Pa | Jan 14, 2009 | 25 y | 0 |
| George Albert CentenoCertified Financial Planner | Plano, Tx | Nov 6, 2009 | 20 y | 0 |
| Daniel P QuinnCertified Financial Planner | Malvern, Pa | Mar 25, 2010 | 21 y | 0 |
| Benjamin D CohenCertified Financial Planner | Malvern, Pa | Jun 11, 2010 | 19 y | 0 |
| Ryan Michael AdamsCertified Financial Planner | Malvern, Pa | Jun 22, 2010 | 21 y | 0 |
| Sarah Elizabeth HindCertified Financial Planner | Charlotte, Nc | Oct 8, 2010 | 22 y | 1 |
| Colin Patrick CanavanCertified Financial Planner | Scottsdale, Az | Dec 20, 2010 | 22 y | 1 |
| Joseph John CaufieldCertified Financial Planner | Malvern, Pa | Jan 3, 2011 | 21 y | 0 |
| Randolph Riley RoarkCertified Financial Planner | Charlotte, Nc | Jan 3, 2011 | 22 y | 0 |
| Alan Michael StutmanCertified Financial Planner | Malvern, Pa | Jan 3, 2011 | 21 y | 0 |
| Kimberly Schnatz WhitlockCertified Financial Planner | Charlotte, Nc | Jan 3, 2011 | 20 y | 0 |
| Thomas Stephen CoakleyCertified Financial Planner | Charlotte, Nc | Jan 3, 2011 | 21 y | 0 |
| Christopher Allen EsserCertified Financial Planner | Scottsdale, Az | May 17, 2011 | 30 y | 2 |
| Nilay GandhiCertified Financial Planner | Malvern, Pa | Jul 11, 2011 | 18 y | 0 |
| Michael Josef SimekCertified Financial Planner | Malvern, Pa | Jul 11, 2011 | 21 y | 0 |
| Jon Robert EnglemanCertified Financial Planner | Malvern, Pa | Jul 12, 2011 | 18 y | 0 |
| Jesse S PowersCertified Financial Planner | Charlotte, Nc | Oct 25, 2011 | 21 y | 0 |
| Melquiades VillalobosCertified Financial Planner | Scottsdale, Az | Dec 13, 2011 | 18 y | 0 |
| Charles Christopher BallCertified Financial Planner | Charlotte, Nc | Dec 13, 2011 | 19 y | 0 |
| Ryan William StenderCertified Financial Planner | Malvern, Pa | Jan 6, 2012 | 19 y | 0 |
| Katherine Joan O'Donnell | Malvern, Pa | Jan 6, 2012 | 27 y | 0 |
Advisor movement
113 left, 281 joined in 12 months
net +168 in 12 months28 left in 90 days85 joined in 90 daysdeparture rate 4.7% of current headcount491 left over 36 months
Left, latest
- Carlos Benitez to Schwab Wealth Advisory, Inc.Sep 10, 2026 · Other
- Cameron Nicholas Kerkes to MarinerSep 10, 2026 · Affiliated broker-dealer or bank to another
- Joyce Edith Breinlinger to Edward JonesSep 7, 2026 · Affiliated broker-dealer or bank to another
- Kyle Paul Mahle to Silver Oak Securities, Inc.Aug 31, 2026 · Affiliated broker-dealer or bank to another
- Robert Michael Starinsky to Level Wealth Management LLCAug 24, 2026 · Affiliated broker-dealer or bank to independent RIA
- Patrick James Toner to Lincoln InvestmentAug 19, 2026 · Affiliated broker-dealer or bank to independent RIA
- Hussain Abdulkareem Hassan to Mercer Global Advisors Inc.Aug 13, 2026 · Affiliated broker-dealer or bank to independent RIA
- Alexander David Kallweit to Charles Schwab & Co., Inc.Aug 13, 2026 · Affiliated broker-dealer or bank to another
- Michael Joseph Spedale to U.S. Bancorp Advisors, LLCAug 13, 2026 · Affiliated broker-dealer or bank to another
- Russell Samson Schilt to Sage Saguaro Financial PlanningAug 11, 2026 · Affiliated broker-dealer or bank to a state-registered adviser
- Chadi Mneiny to Schwab Wealth Advisory, Inc.Aug 10, 2026 · Other
- Emily Jo Stroud to Schwab Wealth Advisory, Inc.Aug 10, 2026 · Other
- Kevin Eric Belskie to Fat Cat Financial AdvisorAug 10, 2026 · Affiliated broker-dealer or bank to a state-registered adviser
- Eric James Cassel to Thrive Capital Management, LLCJul 27, 2026 · Affiliated broker-dealer or bank to independent RIA
- Andrew Marcantonio-Fields to Plancorp, LLCJul 27, 2026 · Affiliated broker-dealer or bank to independent RIA
Joined, latest
- Richard Hakim Drew from Summit Financial, LLCSep 16, 2026 · Affiliated broker-dealer or bank to another
- Alejandro Martinez from Strategic Advisers LLCSep 16, 2026 · Affiliated broker-dealer or bank to another
- Richard Scott Padow from Alight Financial Advisors, LLCSep 16, 2026 · RIA to affiliated broker-dealer or bank
- Jackson Joshua Klein from Sparta Wealth PartnersSep 14, 2026 · RIA to affiliated broker-dealer or bank
- Kyle Robert Gibson from Strategic Advisers LLCSep 10, 2026 · Affiliated broker-dealer or bank to another
- Grant Sevier Conway from Advice And Planning ServicesSep 10, 2026 · Affiliated broker-dealer or bank to another
- Justin Jinhyun Tak from Ally Invest AdvisorsSep 9, 2026 · RIA to affiliated broker-dealer or bank
- Michael Eric Dugan from Esi Financial AdvisorsSep 9, 2026 · RIA to affiliated broker-dealer or bank
- Alexander Edward Espinosa from J.P. Morgan Securities LLCSep 9, 2026 · Wirehouse to affiliated broker-dealer or bank
- Nikhil Vishal Nayar from LPL Financial LLCSep 8, 2026 · Affiliated broker-dealer or bank to another
- Sarah Lynn Sizemore from Fisher InvestmentsSep 4, 2026 · RIA to affiliated broker-dealer or bank
- Kelly Georgette Gromoll from Charles Schwab & Co., Inc.Sep 2, 2026 · Affiliated broker-dealer or bank to another
- Joshua Ross Norton from Charles Schwab & Co., Inc.Sep 1, 2026 · Affiliated broker-dealer or bank to another
- David Lee Supancheck from Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 1, 2026 · Wirehouse to affiliated broker-dealer or bank
- Diane Mentken from Wells Fargo AdvisorsAug 28, 2026 · Wirehouse to affiliated broker-dealer or bank
Teams: two or more advisors moving together within fourteen days, from one state
- 3 left for Schwab Wealth Advisory, Inc.Jul 27, 2026 · Scottsdale, Az
- 2 left for Schwab Wealth Advisory, Inc.Apr 7, 2026 · Charlotte, Nc
- 5 left for Schwab Wealth Advisory, Inc.Nov 26, 2025 · Scottsdale, Az
- 2 left for LPL Financial LLCOct 15, 2025 · Charlotte, Nc
- 2 left for Wells Fargo AdvisorsSep 5, 2025 · Charlotte, Nc
- 2 left for Schwab Wealth Advisory, Inc.May 15, 2025 · Scottsdale, Az
- 2 left for LPL Financial LLCApr 2, 2025 · Scottsdale, Az
- 2 left for Advice And Planning ServicesDec 17, 2024 · Charlotte, Nc
- 2 joined from Charles Schwab & Co., Inc.Aug 5, 2026 · Westlake, Tx
- 2 joined from J.P. Morgan Securities LLCJul 21, 2026 · Frisco, Tx
- 2 joined from Fisher InvestmentsJul 6, 2026 · Plano, Tx
- 2 joined from J.P. Morgan Securities LLCJun 26, 2026 · Tempe, Az
- 2 joined from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 18, 2026 · Tyler, Tx
- 2 joined from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 10, 2026 · New York, Ny
- 2 joined from Morgan StanleyApr 27, 2026 · Tempe, Az
- 3 joined from Fisher InvestmentsApr 22, 2026 · Plano, Tx
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- John Matthew Benchener · Directorcontrolsince 12/2020 · owns less than 5%
- Wesley John Bendl · Directorcontrolsince 07/2025 · owns less than 5%
- Edmund John Bisordi · Director And General Counselcontrolsince 02/2022 · owns less than 5%
- Acheampomaa Amma Boateng · Directorcontrolsince 06/2024 · owns less than 5%
- Clark Matthew Brancato · Directorcontrolsince 05/2020 · owns less than 5%
- Bruce David Petty · Chief Financial Officercontrolsince 10/2021 · owns less than 5%
- Ann Karin Risi · Directorcontrolsince 05/2015 · owns less than 5%
- Thomas Michael Rollings · Directorcontrolsince 09/2016 · owns less than 5%
- Michelle Joanna Rotenberg · Chair & Directorcontrolsince 12/2025 · owns less than 5%
- Edward John Schadl · Directorcontrolsince 07/2026 · owns less than 5%
- Ann Carrie Simons · Chief Financial Officercontrolsince 03/2026 · owns less than 5%
- Christopher Marc Stewart · Chief Compliance Officercontrolsince 08/2023 · owns less than 5%
Entity owners
- Goliath, Inc, A Wholly Owned Subsidiary Of The Vanguard Group Inc · Stockholderdirect · owns 75% or more
- The Vanguard Group, Inc. · Stockholderindirect · owns 75% or more of Goliath, Inc
- Vanguard Index Funds · Stockholderindirect · owns 25% to 50% of The Vanguard Group, Inc.
Related persons
Schedule D 7.A
- Vanguard Group Incinvestment adviserbankpooled vehicle sponsorcustodianyRAUM $11093B
- Vanguard Fiduciary Trust Companypooled vehicle sponsorcustodiann
- Vanguard Global Advisers, LLCinvestment advisernRAUM $250B
- Vanguard Marketing Corporationbroker-dealercustodiann
- Vanguard National Trust Company, N.A.n
- Vanguard Personalized Indexing Managementinvestment advisernRAUM $11B
- Vgi Insurance, Inc.real estaten
Advisers that list Vanguard Advisers, Inc. as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Malvern, Pa · principal | 803 | 183 | 35 | 1 | |
| Charlotte, Nc | 700 | 186 | 37 | 2 | |
| Scottsdale, Az | 685 | 207 | 31 | 2 | |
| Plano, Tx | 229 | 113 | 9 | ||
| Cave Creek, Az | 2 | 0 | 0 | ||
| Philadelphia, Pa | 1 | 0 | 1 | ||
| Ocala, Fl | 0 | 0 | 0 | ||
| Phoenix, Az | 0 | 0 | 0 | ||
| Odessa, Fl | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Scottsdale, AZ417 employees
- Charlotte, NC371 employees
- Plano, TX110 employees
- , 1 employees
ADV anomalies
10 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Aug 20, 2026SIMONS, CARRIE, ANN (CHIEF FINANCIAL OFFICER) appeared on Schedule A between the filings of 2023-08-24 and 2026-08-20peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Aug 20, 2026BOATENG, AMMA, ACHEAMPOMAA (DIRECTOR) appeared on Schedule A between the filings of 2023-08-24 and 2026-08-20peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Aug 20, 2026SCHADL, JOHN, EDWARD (DIRECTOR) appeared on Schedule A between the filings of 2023-08-24 and 2026-08-20peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Aug 20, 2026BENDL, JOHN, WESLEY (DIRECTOR) appeared on Schedule A between the filings of 2023-08-24 and 2026-08-20peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Aug 20, 2026ROTENBERG, JOANNA, MICHELLE (CHAIR & DIRECTOR) appeared on Schedule A between the filings of 2023-08-24 and 2026-08-20peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Aug 20, 2026ROLLINGS, MICHAEL, THOMAS (DIRECTOR) left Schedule A between the filings of 2023-08-24 and 2026-08-20peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Aug 20, 2026RISI, KARIN, ANN (DIRECTOR) left Schedule A between the filings of 2023-08-24 and 2026-08-20peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Aug 20, 2026BENCHENER, MATTHEW, JOHN (DIRECTOR) left Schedule A between the filings of 2023-08-24 and 2026-08-20peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Aug 20, 2026PETTY, DAVID, BRUCE (CHIEF FINANCIAL OFFICER) left Schedule A between the filings of 2023-08-24 and 2026-08-20peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Aug 20, 2026BISORDI, JOHN, EDMUND (DIRECTOR AND GENERAL COUNSEL) left Schedule A between the filings of 2023-08-24 and 2026-08-20peers: affiliated wealth managers, $20B and over (50)
What changed
consecutive filings, newest first
- Accounts · 698,843 to 791,528Feb 25, 2026 to Mar 30, 2026
- Advisory employees · 1,567 to 1,903Feb 25, 2026 to Mar 30, 2026
- BD registered reps · 2,050 to 1,938Feb 25, 2026 to Mar 30, 2026
- HNW clients · 73,708 to 80,159Feb 25, 2026 to Mar 30, 2026
- Individual clients · 743,587 to 711,336Feb 25, 2026 to Mar 30, 2026
- Employees · 2,225 to 2,208Feb 25, 2026 to Mar 30, 2026
- State-registered IARs · 1,775 to 1,941Feb 25, 2026 to Mar 30, 2026
- Discretionary RAUM · $108B to $121BFeb 25, 2026 to Mar 30, 2026
- HNW RAUM · $127B to $165BFeb 25, 2026 to Mar 30, 2026
- Individual RAUM · $160B to $165BFeb 25, 2026 to Mar 30, 2026
- Non-discretionary RAUM · $193B to $224BFeb 25, 2026 to Mar 30, 2026
- Pooled vehicle RAUM · $14B to $15BFeb 25, 2026 to Mar 30, 2026
- RAUM · $300B to $345BFeb 25, 2026 to Mar 30, 2026
- Financial planning clients · More than 500 to More than 500May 20, 2025 to Jul 31, 2025
- Accounts · 804,462 to 698,843Feb 12, 2025 to Apr 30, 2025
- Advisory employees · 1,558 to 1,567Feb 12, 2025 to Apr 30, 2025
- BD registered reps · 1,984 to 2,050Feb 12, 2025 to Apr 30, 2025
- Charity clients · 908 to 0Feb 12, 2025 to Apr 30, 2025
- Corporate clients · 139 to 0Feb 12, 2025 to Apr 30, 2025
- HNW clients · 54,878 to 73,708Feb 12, 2025 to Apr 30, 2025
- Individual clients · 748,343 to 743,587Feb 12, 2025 to Apr 30, 2025
- Pension plan clients · 115 to 0Feb 12, 2025 to Apr 30, 2025
- Employees · 2,107 to 2,225Feb 12, 2025 to Apr 30, 2025
- State-registered IARs · 1,883 to 1,775Feb 12, 2025 to Apr 30, 2025
- Other offices · 2,107 to 2,225Feb 12, 2025 to Apr 30, 2025
- Discretionary RAUM · $144B to $108BFeb 12, 2025 to Apr 30, 2025
- HNW RAUM · $107B to $127BFeb 12, 2025 to Apr 30, 2025
- Individual RAUM · $149B to $160BFeb 12, 2025 to Apr 30, 2025
- Non-discretionary RAUM · $189B to $193BFeb 12, 2025 to Apr 30, 2025
- Pension RAUM · $14B to $0Feb 12, 2025 to Apr 30, 2025
- Pooled vehicle RAUM · $13B to $14BFeb 12, 2025 to Apr 30, 2025
- RAUM · $333B to $300BFeb 12, 2025 to Apr 30, 2025
- Accounts · 634,470 to 804,462Jan 2, 2024 to Mar 28, 2024
- Advisory employees · 1,612 to 1,558Jan 2, 2024 to Mar 28, 2024
- BD registered reps · 2,044 to 1,984Jan 2, 2024 to Mar 28, 2024
- Charity clients · 958 to 908Jan 2, 2024 to Mar 28, 2024
- Corporate clients · 180 to 139Jan 2, 2024 to Mar 28, 2024
- HNW clients · 46,353 to 54,878Jan 2, 2024 to Mar 28, 2024
- Individual clients · 745,843 to 748,343Jan 2, 2024 to Mar 28, 2024
- Pension plan clients · 125 to 115Jan 2, 2024 to Mar 28, 2024
Signals
60 dated events
- Bridget Nolan Kyle no longer holds an investment adviser registration (last listed at Vanguard Advisers, Inc. on the 2026-09-16 feed)Sep 16, 2026 · Advisor registration ended · derived
- Steven Winnfield Creed no longer holds an investment adviser registration (last listed at Vanguard Advisers, Inc. on the 2026-09-16 feed)Sep 16, 2026 · Advisor registration ended · derived
- Richard Hakim Drew registered as an investment adviser representative at Vanguard Advisers, Inc.Sep 16, 2026 · Advisor registered · fact
- Richard Scott Padow registered as an investment adviser representative at Vanguard Advisers, Inc.Sep 16, 2026 · Advisor registered · fact
- Gavin Craig Yohn registered as an investment adviser representative at Vanguard Advisers, Inc.Sep 16, 2026 · Advisor registered · fact
- Marcela Guadalupe Agredano Becerra registered as an investment adviser representative at Vanguard Advisers, Inc.Sep 16, 2026 · Advisor registered · fact
- Alejandro Martinez registered as an investment adviser representative at Vanguard Advisers, Inc.Sep 16, 2026 · Advisor registered · fact
- Kelly Rae Zanto no longer holds an investment adviser registration (last listed at Vanguard Advisers, Inc. on the 2026-09-15 feed)Sep 15, 2026 · Advisor registration ended · derived
- James Addison Maier registered as an investment adviser representative at Vanguard Advisers, Inc.Sep 15, 2026 · Advisor registered · fact
- Cameron Michael Wiebe registered as an investment adviser representative at Vanguard Advisers, Inc.Sep 15, 2026 · Advisor registered · fact
- William Walter Willson registered as an investment adviser representative at Vanguard Advisers, Inc.Sep 15, 2026 · Advisor registered · fact
- Philip Mark Sharpe registered as an investment adviser representative at Vanguard Advisers, Inc.Sep 15, 2026 · Advisor registered · fact
- Hailey Covert Mcdonald added a AZ registration at Vanguard Advisers, Inc.Sep 15, 2026 · New state registration · fact
- Zachary Daniel Ferentz no longer holds an investment adviser registration (last listed at Vanguard Advisers, Inc. on the 2026-09-14 feed)Sep 14, 2026 · Advisor registration ended · derived
- Joseph Okechukwu Anyanwu no longer holds an investment adviser registration (last listed at Vanguard Advisers, Inc. on the 2026-09-14 feed)Sep 14, 2026 · Advisor registration ended · derived
- Aidan Robert Simpson no longer holds an investment adviser registration (last listed at Vanguard Advisers, Inc. on the 2026-09-14 feed)Sep 14, 2026 · Advisor registration ended · derived
- Grace Erica Buchanan no longer holds an investment adviser registration (last listed at Vanguard Advisers, Inc. on the 2026-09-14 feed)Sep 14, 2026 · Advisor registration ended · derived
- Kasumi Callaway no longer holds an investment adviser registration (last listed at Vanguard Advisers, Inc. on the 2026-09-14 feed)Sep 14, 2026 · Advisor registration ended · derived
- Jackson Joshua Klein registered as an investment adviser representative at Vanguard Advisers, Inc.Sep 14, 2026 · Advisor registered · fact
- Hale Burgess Hollis registered as an investment adviser representative at Vanguard Advisers, Inc.Sep 14, 2026 · Advisor registered · fact
- Benjamin Ryan Loftin registered as an investment adviser representative at Vanguard Advisers, Inc.Sep 14, 2026 · Advisor registered · fact
- Thomas Logan Kabler registered as an investment adviser representative at Vanguard Advisers, Inc.Sep 14, 2026 · Advisor registered · fact
- Jacob Henry Baranowski registered as an investment adviser representative at Vanguard Advisers, Inc.Sep 14, 2026 · Advisor registered · fact
- Robyn Florence Harwood registered as an investment adviser representative at Vanguard Advisers, Inc.Sep 14, 2026 · Advisor registered · fact
- Cameron Nicholas Kerkes left Vanguard Advisers, Inc. for Mariner (registered 2026-09-04)Sep 10, 2026 · Advisor changed firm · fact
- Hailey Covert Mcdonald added a TX registration at Vanguard Advisers, Inc.Sep 10, 2026 · New state registration · fact
- Carlos Benitez left Vanguard Advisers, Inc. for Schwab Wealth Advisory, Inc. (registered 2026-09-15)Sep 10, 2026 · Advisor changed firm · fact
- Joyce Edith Breinlinger left Vanguard Advisers, Inc. for Edward Jones (registered 2026-09-01)Sep 7, 2026 · Advisor changed firm · fact
- Kyle Paul Mahle left Vanguard Advisers, Inc. for Silver Oak Securities, Inc. (registered 2026-08-21)Aug 31, 2026 · Advisor changed firm · fact
- Robert Michael Starinsky left Vanguard Advisers, Inc. for Level Wealth Management Llc (registered 2026-08-24)Aug 24, 2026 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 800-814-6203reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 877-665-8495reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 877-665-8498reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/VANGUARDreportedpublic record, Form ADV, Sep 17, 2026
- Website
- investor.vanguard.com/advicereportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 610-669-1000reportedpublic record, Form ADV, Aug 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $142Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026