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J•••• E••••• M•••••

Registered advisorat P•• W••••• M•••••••••Dual registrant· Cincinnati, OhIAPD 1290002
At current firm
19 y
since Jun 12, 2007
In the industry
41 y
Prior registered firms
2
Signals
0
As of · the IAPD feed
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Registration history
IAPD current and previous registrations
  • N•••••• I••••••••• I••• unclassified
    Aug 6, 2004 to May 25, 2007 · Cincinnati, Oh
  • P•••••••• I••••••••• A••••••• I•• unclassified
    May 29, 2002 to Oct 13, 2004 · Cincinnati, Oh
Moves
a registration end followed by a registration begin elsewhere
  • N•••••• I••••••••• I••• to P•• W••••• M•••••••••
    left May 25, 2007, registered Jun 12, 2007 (18 days) · Other
  • P•••••••• I••••••••• A••••••• I•• to N•••••• I••••••••• I•••
    left Oct 13, 2004, registered Aug 6, 2004 (-68 days) · Other
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
Broker-dealer affiliated wealth managerderived
Years in industry
41derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, the raw outside business text and any address in it, personal outside activities, branch street addressoutside businesses appear above as structured facts, reviewed, with a short quote