DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

SEC-registered adviser

P•• W••••• M•••••••••

Broker-dealer affiliated wealth managerPittsburgh, PennsylvaniaCRD 129052SEC 801-66195website IAPD

Latest filing Sep 14, 2026

First filing on the tape Mar 30, 2012 · 90 filings

SEC status approved since Sep 17, 2003

RAUM

$30B

reported, Item 5.F

Discretionary

93%

of RAUM

Private clients

97%

$29B individuals and HNW

Advisors

1,159

registered through the firm on IAPD

RAUM per advisor

$26.1M

derived; firm RAUM over IAPD count

Employees

1,713

825 advisory (5.B.1)

Offices

594

beyond the principal office

Private funds

reported on Schedule D

History

90 filings and snapshots on the tape

RAUM$30B as of Jun 30, 2026

Mar 30, 2012$4.4B then

HNW client RAUM$5.4B as of Jun 30, 2026

Mar 30, 2018$1.1B then

State-registered IARs (5.B.3)1,113 as of Jun 30, 2026

Mar 30, 20120 then

Employees (5.A)1,713 as of Jun 30, 2026

Mar 26, 20132,296 then

Private funds: no history

RAUM +14% over the last fiscal year+12% a year over threeIARs 1,036 to 1,113offices 610 to 594

Practice profile

derived from the filing of Sep 14, 2026; every figure names its basis

Archetypes, each a printed rule

b••• affiliated · Item 7.A.6 or 7.A.7 (bank or trust company affiliate) and a bank, bancorp or trust company as a 50 percent or greater owner on Schedule A
Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets

RAUM per advisor: $26.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 138derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $1.7MderivedHNW RAUM over HNW clients
Average account: $184,476derivedRAUM over accounts (5.F.2.f)
Discretionary: 93%derivedof RAUM
Institutional: 1.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.5derivedItem 5.A over advisors
Advisors per office: 2.0derived595 offices incl. principal (1.F.5)
RAUM growth, one year: +14%derivedbetween the last two annual amendments
Advisor growth, one year: +7.4%derivedItem 5.B.3 between annual amendments
Client growth, one year: +4.1%derived
Compensation: percentage of assetsreportedItem 5.E
Advisory activities: portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
Wrap fee program: $30BreportedItem 5.I
Custody: yesreportedItem 9.A
Ownership: a bank, bancorp or trust company is a 50 percent or greater ownerderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

is a broker-dealer (6.A.1)
is an insurance broker or agent (6.A.6)
has discretionary authority over which securities are bought or sold (8.C.1)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Individuals$24B79%
High-net-worth individuals$5.4B18%
Pension and profit-sharing plans$450M1.5%
Corporations and businesses$299M1.0%
Charitable organizations$105M0.3%

Individual clients: 157,700reported
HNW clients: 3,185reported
Pension plan clients: 2,495reported
Charitable clients: 174reported
Accounts: 164,103reported
Financial planning clients: n/areported
Wrap fee programs: $0 sponsored, $0 managedreported
Custody of client assets: $0 for 0 clientsreported
Compensation: % of AUMreported
Class basis: private_client_share=0.97 fund_share=0.0 institutional_share=0.02 related_bd=true related_bank=false bd_reps=1709.0derived

Advisors registered through the firm

1,166 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
R••• A•••• N•••••	Crescent Springs, Ky	Jan 1, 2004	27 y	1
P•••••• J••• L•••••••	Pittsburgh, Pa	Jan 1, 2004	28 y	1
T••••• B•••••• D••••	Cincinnati, Oh	Jan 1, 2004	25 y	1
G•••• H••••• P•••••	Glendora, Nj	Jan 1, 2004	37 y	1
M••• V••••••	Pittsburgh, Pa	Jan 1, 2004	31 y	1
J••••• Y•••••	Erie, Pa	Jan 1, 2004	23 y	1
C•••• V• R•••	New Albany, In	Jan 1, 2004	24 y	2
D•••• A•••••• W•••••••	Wilmington, De	Jan 1, 2004	27 y	1
R•••••• P•••••• T••••	Philadelphia, Pa	Jan 1, 2004	42 y	1
S••••• R••••• H•••	Erie, Pa	Jan 1, 2004	35 y	1
C••••••••• K••• K•••••••	Scranton, Pa	Jan 1, 2004	36 y	1
D••••• P••• C••••••	Cincinnati, Oh	Jan 1, 2004	26 y	1
C••••••••• B•••••••••	Seven Fields, Pa	Jan 1, 2004	32 y	1
J••• J•••• P••••	Cherry Hill, Nj	Jan 1, 2004	26 y	2
J•••••• S•••• D•••••	Seven Fields, Pa	Jan 1, 2004	28 y	1
W••••• C•••••• S••••••	Pittsburgh, Pa	Jan 1, 2004	28 y	1
D••••• L••• M•••••	Allison Park, Pa	Jan 1, 2004	28 y	1
G•••• A•••• P•••••	Pittsburgh, Pa	Jan 1, 2004	33 y	1
S••• M•••••• C•••	Pittsburgh, Pa	Jan 1, 2004	32 y	1
C•••• R••••• G••••••	Bryn Mawr, Pa	Jan 1, 2004	25 y	1
C••••••••• E••••• D•••••	Liberty Township, Oh	Jan 1, 2004	36 y	1
J•••• A•• H•••••• J••••••	Scranton, Pa	Jan 1, 2004	31 y	1
L••••••• F•••••• J•••••	Scranton, Pa	Jan 1, 2004	32 y	1
P••••• M••• P•••••••••	Cherry Hill, Nj	Jan 1, 2004	35 y	1
A••• J•• C••••••	Cranb•••• Township, Pa	Jan 1, 2004	31 y	1
B•••• J•••••• B••••	Brick Township, Nj	Jan 1, 2004	37 y	1
C•••••••• E••••• L•••••	Seven Fields, Pa	Jan 1, 2004	34 y	1
K••••••• L••• W••••••	Pittsburgh, Pa	Jan 1, 2004	26 y	1
H•••• A• H•••	Louisville, Ky	Jan 1, 2004	26 y	1
J•••• D••••••• C••••••••	Rehoboth Beach, De	Jan 1, 2004	35 y	1
D•••• D•••••• P•••••	Leonia, Nj	Jan 1, 2004	32 y	1
S•••• A••• T•••••	Jenkintown, Pa	Jan 1, 2004	32 y	1
D••••• M• H•••	Somerset, Pa	Jan 1, 2004	36 y	1
T••••• E••••• H••••••	Cincinnati, Oh	Jan 1, 2004	35 y	1
T••••• C••••••• W••••••	Pittsburgh, Pa	Jan 1, 2004	32 y	1
T••••• J••• M•••••	Cherry Hill, Nj	Jan 1, 2004	36 y	1
P•••••• J• D••••	Monroeville, Pa	Jan 1, 2004	26 y	1
G••• R••••• H•••••	Cincinnati, Oh	Jan 1, 2004	36 y	1
B•••• K•••• B•••••	Pittsburgh, Pa	Jan 6, 2004	25 y	1
F•••• S•••••• P••••••	Millburn, Nj	Jan 8, 2004	42 y	1

All 1,166 advisors at P•• W••••• M•••••••••

Advisor movement

85 left, 165 joined in 12 months

net +80 in 12 months20 left in 90 days55 joined in 90 daysdeparture rate 7.3% of current headcount270 left over 36 months

Left, latest

D•••• H••••• G•••• to A••••••••• F•••••••• S•••••••• L••
Sep 15, 2026 · Affiliated broker-dealer or bank to another
T••••• L••••• to C••••••• P•••••••
Sep 9, 2026 · Affiliated broker-dealer or bank to independent RIA
A•••••• S•••••• to L•• E••••••••• L••
Sep 8, 2026 · Affiliated broker-dealer or bank to another
M•••••• K••••••••• J•••• to L•• E••••••••• L••
Sep 2, 2026 · Affiliated broker-dealer or bank to another
D•••• S•••••• M•••••• to H•••••••• A••••••• C••••
Aug 26, 2026 · Other
K•••• M••••••• to C••••• I••••••••• A••••••• L••
Aug 24, 2026 · Affiliated broker-dealer or bank to another
J•••••• B••••• to J••• M••••• S••••••••• L••
Aug 14, 2026 · Affiliated broker-dealer or bank to wirehouse
B•••• W•••• to L•••• F••• A••••••• S•••••••
Aug 12, 2026 · Affiliated broker-dealer or bank to another
J••• J• W••• to W•••• F•••• A•••••••
Aug 11, 2026 · Affiliated broker-dealer or bank to wirehouse
S••••• M• K•••••••• to C••••••• S••••••••• I•••
Aug 11, 2026 · Affiliated broker-dealer or bank to another
C••••••••• D•••••• to W•••• F•••• A•••••••
Aug 10, 2026 · Affiliated broker-dealer or bank to wirehouse
J•••• V• T••••• to F•••• T•••• S••••••••• I•••
Jul 31, 2026 · Affiliated broker-dealer or bank to another
K•••••• F•••• S••••• to V••••••• A•••••••• I•••
Jul 22, 2026 · Affiliated broker-dealer or bank to another
G•••••••• A•••••• to K•• I••••••••• S••••••• L••
Jul 17, 2026 · Affiliated broker-dealer or bank to another
M•••••• A••• W•••••• to C••••••• S••••••••• I•••
Jul 13, 2026 · Affiliated broker-dealer or bank to another

Joined, latest

C••••••••• R••••• from I••••••••• F•••••••• G••••• L••
Sep 18, 2026 · Affiliated broker-dealer or bank to another
A•• E•••••••• R••• from E••••• J••••
Sep 17, 2026 · Affiliated broker-dealer or bank to another
M•••••• D• M•••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Sep 17, 2026 · Wirehouse to affiliated broker-dealer or bank
A••••••• S••••••••• K••••••••• from W•••• F•••• A•••••••
Sep 16, 2026 · Wirehouse to affiliated broker-dealer or bank
D••••• J••••••• M••••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Sep 16, 2026 · Wirehouse to affiliated broker-dealer or bank
J•••••• M•••••• from W•••• F•••• A•••••••
Sep 16, 2026 · Wirehouse to affiliated broker-dealer or bank
G•••••• S•••• B•••••• from M•• I•••••••• S•••••••• L••
Sep 14, 2026 · Affiliated broker-dealer or bank to another
S•••• M••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Sep 11, 2026 · Wirehouse to affiliated broker-dealer or bank
J••••• N••••• from E••••• J••••
Sep 10, 2026 · Affiliated broker-dealer or bank to another
J••••• H•••• from E•••••••• A•••••••• L••
Sep 10, 2026 · Affiliated broker-dealer or bank to another
J••• C••••••• L•••••• from K•• I••••••••• S••••••• L••
Sep 8, 2026 · Affiliated broker-dealer or bank to another
M••••• C• L••••••• from U•• F•••••••• S••••••• I•••
Sep 4, 2026 · Wirehouse to affiliated broker-dealer or bank
R••••• L•••••• J•••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Sep 4, 2026 · Wirehouse to affiliated broker-dealer or bank
T••••• J• H••••• from F•••• C•••••• A••••••• S•••••••
Sep 4, 2026 · Affiliated broker-dealer or bank to another
A••••• C•••••• from O•••• W•••••• I•••
Sep 3, 2026 · Affiliated broker-dealer or bank to another

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

2 left for C••••••• F•••••••• D••••••• I•••
Jul 7, 2026 · Carmel, In
3 left for W•••• F•••• A•••••••
May 15, 2025 · Cincinnati, Oh
2 left for C••••• I••••••••• A••••••• L••
Mar 20, 2025 · Louisville, Ky
2 left for W•••• F•••• A•••••••
Feb 28, 2025 · San Antonio, Tx
2 left for W•••• F•••• A•••••••
Jan 28, 2025 · San Antonio, Tx
3 left for M••••• S••••••
Jul 29, 2024 · Dayton, Oh
3 left for L•• F•••••••• L••
Jun 3, 2024 · Wilmington, De
2 left for L•• F•••••••• L••
Mar 26, 2024 · Milford, De

2 joined from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Sep 1, 2026 · Tyler, Tx
2 joined from S•••••••• A••••••• L••
Aug 31, 2026 · Boston, Ma
2 joined from W•••• F•••• A•••••••
Jun 23, 2026 · Greenwood Village, Co
2 joined from E••••• J••••
Jun 13, 2026 · Littleton, Co
2 joined from J••• M••••• S••••••••• L••
Oct 27, 2025 · Cincinnati, Oh
2 joined from L•• E••••••••• L••
Sep 23, 2025 · Troy, Mi
2 joined from E•••••••• A•••••••• L••
Sep 17, 2025 · Columbia, Md
2 joined from S•••••••• A••••••• L••
Apr 30, 2025 · Boston, Ma

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

B•••••••• T••• M••••• · Board Of Managerscontrol
since 01/2013 · owns less than 5%
F••••• S••• · Chief Compliance Officer & Board Of Managerscontrol
since 07/2025 · owns less than 5%
G•••••••• R•••••• R••••• · President, Ceo, Board Of Managerscontrol
since 08/2012 · owns less than 5%
H••••••••• J••• P••• · Board Of Managerscontrol
since 01/2016 · owns less than 5%
M•••••••• J•••••• · Board Of Managerscontrol
since 01/2016 · owns less than 5%
M•••••••• N••••••• · Chief Compliance Officer & Board Of Managerscontrol
since 12/2021 · owns less than 5%
R••••• R•••• R•••••• · Chief Financial Officer, Principal Financial Officer, Finopcontrol
since 11/2021 · owns less than 5%
R••••••••• M••••••• M••• · Chief Operating Officer/Board Of Managerscontrol
since 06/2012 · owns less than 5%
R••••••• S•••••••• E•••••••• · Board Of Managers & Secretarycontrol
since 05/2024 · owns less than 5%
S•••••••• R••••• W••••• · Board Of Managerscontrol
since 11/2013 · owns less than 5%
S••••••• D•••• J••••• · Chief Operations Officer, Principal Operations Officercontrol
since 10/2018 · owns less than 5%
T•••••••• L•••• C•••• · Chief Legal Officercontrol
since 06/2015 · owns less than 5%
W••••••• K••••••• L••• · Chief Risk Officer & Board Of Managerscontrol
since 07/2018 · owns less than 5%

Entity owners

P•• B•••• N••••••• A••••••••• · Parent
direct · owns 75% or more
P•• B••••••• I••• · Parent
indirect · owns 75% or more of Pnc B••• National Assoc
T•• P•• F•••••••• S••••••• G••••• I••• · Parent
indirect · owns 75% or more of P•• B••••••• I••• · public reporting company

Related persons

Schedule D 7.A

A•••••••• C•••••• P••••••• I•• L••
pooled vehicle sponsorn
A•••••••• C•••••• P•••••••• L••
pooled vehicle sponsorn
A•••••••• M•••••••• P•••••••• L••
pooled vehicle sponsorn
H••••• W••••••• L••
broker-dealern
P•• B•••• N••••••• A•••••••••
investment adviserpooled vehicle sponsory
P•• C•••••• A••••••• L••
investment adviserpooled vehicle sponsornRAUM $51B
P•• C•••••• M•••••• L••
broker-dealern
P•• I• F••• G•• L••
pooled vehicle sponsorn
P•• I•••••••• S•••••••• L••
real estatey
P•• R••••• I••••••••• I•••
investment advisernRAUM $4.6B
P•• S•••• C••• A•••••••• L••
investment advisernRAUM $2.7B
P•• R••• E•••••
investment advisernRAUM $3.6B
S••••••• C•••••• L••
broker-dealern

Advisers that list P•• W••••• M••••••••• as a related person

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out
Pittsburgh, Pa · principal	145	26	9
Cl••••And, Oh	48	1	3
Charlotte, Nc	39	7	1
Cherry Hill, Nj	34	9	2
Cincinnati, Oh	32	5	1
Austin, Tx	21	6	2
Louisville, Ky	20	5	1
Houston, Tx	19	6	2
Carmel, In	17	2	1	1
Columbus, Oh	12	4	2
Chicago, Il	12	3	0
Wilmington, De	12	3	0
Philadelphia, Pa	12	3	1
Seven Fields, Pa	12	1	0
Bridgewater, Nj	11	1	0
Erie, Pa	11	1	1
Toledo, Oh	10	5	0
Troy, Mi	10	2	0
Birmingham, Al	9	0	1
N Olmsted, Oh	9	1	0

Offices

Schedule D 1.F, the 25 largest

Pittsburgh, PA32 employees
Charlotte, NC30 employees
Cl••••And, OH16 employees
Austin, TX14 employees
Seven Fields, PA8 employees
Cl••••And, OH8 employees
Pittsburgh, PA7 employees
Pittsburgh, PA7 employees
Carmel, IN7 employees
Monroeville, PA5 employees
Cincinnati, OH5 employees
Pepper Pike, OH5 employees
Wilmington, DE5 employees
Frederick, MD4 employees
Troy, MI4 employees
Erie, PA4 employees
Pittsburgh, PA4 employees
Horsham, PA3 employees
Pittsburgh, PA3 employees
Saginaw, MI3 employees
Bridgewater, NJ3 employees
Philadelphia, PA3 employees
Lewes, DE3 employees
Pittsburgh, PA3 employees
Scranton, PA3 employees

ADV anomalies

4 against comparable advisers; where to look, not conclusions

control person changedChange between filings · filing Sep 14, 2026
F••••• S••• (CHIEF COMPLIANCE OFFICER & BOARD OF MANAGERS) appeared on Schedule A between the filings of 2024-09-25 and 2026-09-14
peers: affiliated wealth managers, $20B and over (50)
control person changedChange between filings · filing Sep 14, 2026
S••••••• D•••• J••••• (CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER) left Schedule A between the filings of 2024-09-25 and 2026-09-14
peers: affiliated wealth managers, $20B and over (50)
control person changedChange between filings · filing Sep 14, 2026
B•••••••• T••• M••••• (BOARD OF MANAGERS) left Schedule A between the filings of 2024-09-25 and 2026-09-14
peers: affiliated wealth managers, $20B and over (50)
control person changedChange between filings · filing Sep 14, 2026
M•••••••• N••••••• (CHIEF COMPLIANCE OFFICER & BOARD OF MANAGERS) left Schedule A between the filings of 2024-09-25 and 2026-09-14
peers: affiliated wealth managers, $20B and over (50)

How anomalies are measured

What changed

consecutive filings, newest first

Financial planning clients · to unset
Jun 30, 2026 to Sep 8, 2026
Succession · false to unset
Jun 30, 2026 to Sep 8, 2026
Accounts · 157,533 to 164,103
Oct 17, 2025 to Mar 31, 2026
Advisory employees · 818 to 825
Oct 17, 2025 to Mar 31, 2026
BD registered reps · 1,582 to 1,709
Oct 17, 2025 to Mar 31, 2026
Charity clients · 185 to 174
Oct 17, 2025 to Mar 31, 2026
Corporate clients · 409 to 506
Oct 17, 2025 to Mar 31, 2026
HNW clients · 2,466 to 3,185
Oct 17, 2025 to Mar 31, 2026
Individual clients · 152,044 to 157,700
Oct 17, 2025 to Mar 31, 2026
Pension plan clients · 2,384 to 2,495
Oct 17, 2025 to Mar 31, 2026
Employees · 1,585 to 1,713
Oct 17, 2025 to Mar 31, 2026
State-registered IARs · 1,036 to 1,113
Oct 17, 2025 to Mar 31, 2026
Other offices · 610 to 594
Oct 17, 2025 to Mar 31, 2026
Discretionary RAUM · $25B to $28B
Oct 17, 2025 to Mar 31, 2026
HNW RAUM · $4.1B to $5.4B
Oct 17, 2025 to Mar 31, 2026
Individual RAUM · $22B to $24B
Oct 17, 2025 to Mar 31, 2026
Non-discretionary RAUM · $1.8B to $2.1B
Oct 17, 2025 to Mar 31, 2026
Pension RAUM · $340M to $450M
Oct 17, 2025 to Mar 31, 2026
RAUM · $27B to $30B
Oct 17, 2025 to Mar 31, 2026
Business name · P•• I••••••••• to P•• W••••• M•••••••••
Aug 25, 2025 to Oct 17, 2025
Legal name · P•• I••••••••• L•• to P•• W••••• M•••••••••
Aug 25, 2025 to Oct 17, 2025
Financial planning clients · unset to
Mar 21, 2025 to Jul 16, 2025
Accounts · 152,189 to 157,533
Oct 8, 2024 to Mar 21, 2025
Advisory employees · 778 to 818
Oct 8, 2024 to Mar 21, 2025
BD registered reps · 1,163 to 1,582
Oct 8, 2024 to Mar 21, 2025
Charity clients · 200 to 185
Oct 8, 2024 to Mar 21, 2025
Corporate clients · 498 to 409
Oct 8, 2024 to Mar 21, 2025
HNW clients · 1,838 to 2,466
Oct 8, 2024 to Mar 21, 2025
Individual clients · 147,222 to 152,044
Oct 8, 2024 to Mar 21, 2025
Pension plan clients · 2,381 to 2,384
Oct 8, 2024 to Mar 21, 2025
Employees · 1,475 to 1,585
Oct 8, 2024 to Mar 21, 2025
State-registered IARs · 1,014 to 1,036
Oct 8, 2024 to Mar 21, 2025
Other offices · 572 to 610
Oct 8, 2024 to Mar 21, 2025
Discretionary RAUM · $22B to $25B
Oct 8, 2024 to Mar 21, 2025
HNW RAUM · $3.0B to $4.1B
Oct 8, 2024 to Mar 21, 2025
Individual RAUM · $20B to $22B
Oct 8, 2024 to Mar 21, 2025
Non-discretionary RAUM · $1.6B to $1.8B
Oct 8, 2024 to Mar 21, 2025
Pension RAUM · $359M to $340M
Oct 8, 2024 to Mar 21, 2025
RAUM · $24B to $27B
Oct 8, 2024 to Mar 21, 2025
Accounts · 152,386 to 152,189
Mar 4, 2024 to Mar 29, 2024

Signals

60 dated events

Brandon T•••• Lacefield no longer holds an investment adviser registration (last listed at P•• W••••• M••••••••• on the 2026-09-18 feed)
Sep 18, 2026 · advisor r••••tration ended · derived
C••••••••• R••••• registered as an investment adviser representative at P•• W••••• M•••••••••
Sep 18, 2026 · advisor r••••tered · fact
M•••••• D• M•••• registered as an investment adviser representative at P•• W••••• M•••••••••
Sep 17, 2026 · advisor r••••tered · fact
A••••••• S••••••••• K••••••••• registered as an investment adviser representative at P•• W••••• M•••••••••
Sep 16, 2026 · advisor r••••tered · fact
D••••• J••••••• M••••••• registered as an investment adviser representative at P•• W••••• M•••••••••
Sep 16, 2026 · advisor r••••tered · fact
J•••••• M•••••• registered as an investment adviser representative at P•• W••••• M•••••••••
Sep 16, 2026 · advisor r••••tered · fact
D•••• H••••• G•••• left P•• W••••• M••••••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2026-09-04)
Sep 15, 2026 · Advisor changed firm · fact
G•••••• S•••• B•••••• registered as an investment adviser representative at P•• W••••• M•••••••••
Sep 14, 2026 · advisor r••••tered · fact
Jaime Settles added a KY registration at P•• W••••• M•••••••••
Sep 14, 2026 · advisor state r••••tration added · fact
T••••• L••••• left P•• W••••• M••••••••• for C••••••• P••••••• (registered 2026-09-14)
Sep 9, 2026 · Advisor changed firm · fact
A•••••• S•••••• left P•• W••••• M••••••••• for L•• E••••••••• L•• (registered 2026-09-14)
Sep 8, 2026 · Advisor changed firm · fact
M•••••• K••••••••• J•••• left P•• W••••• M••••••••• for L•• E••••••••• L•• (registered 2026-09-14)
Sep 2, 2026 · Advisor changed firm · fact
2 advisors left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (T••••, TX) for P•• W••••• M••••••••• within 9 days
Sep 1, 2026 · Team lift-out · derived
2 advisors left S•••••••• A••••••• L•• (Boston, MA) for P•• W••••• M••••••••• within 14 days
Aug 31, 2026 · Team lift-out · derived
D•••• S•••••• M•••••• left P•• W••••• M••••••••• for H•••••••• A••••••• C•••• (registered 2026-09-02)
Aug 26, 2026 · Advisor changed firm · fact
K•••• M••••••• left P•• W••••• M••••••••• for C••••• I••••••••• A••••••• L•• (registered 2026-08-10)
Aug 24, 2026 · Advisor changed firm · fact
J•••••• B••••• left P•• W••••• M••••••••• for J••• M••••• S••••••••• L•• (registered 2026-08-06)
Aug 14, 2026 · Advisor changed firm · fact
B•••• W•••• left P•• W••••• M••••••••• for L•••• F••• A••••••• S••••••• (registered 2026-08-17)
Aug 12, 2026 · Advisor changed firm · fact
S••••• M• K•••••••• left P•• W••••• M••••••••• for C••••••• S••••••••• I••• (registered 2026-08-04)
Aug 11, 2026 · Advisor changed firm · fact
J••• J• W••• left P•• W••••• M••••••••• for W•••• F•••• A••••••• (registered 2026-08-18)
Aug 11, 2026 · Advisor changed firm · fact
C••••••••• D•••••• left P•• W••••• M••••••••• for W•••• F•••• A••••••• (registered 2026-08-13)
Aug 10, 2026 · Advisor changed firm · fact
J•••• V• T••••• left P•• W••••• M••••••••• for F•••• T•••• S••••••••• I••• (registered 2026-08-14)
Jul 31, 2026 · Advisor changed firm · fact
K•••••• F•••• S••••• left P•• W••••• M••••••••• for V••••••• A•••••••• I••• (registered 2026-08-17)
Jul 22, 2026 · Advisor changed firm · fact
G•••••••• A•••••• left P•• W••••• M••••••••• for K•• I••••••••• S••••••• L•• (registered 2026-07-15)
Jul 17, 2026 · Advisor changed firm · fact
M•••••• A••• W•••••• left P•• W••••• M••••••••• for C••••••• S••••••••• I••• (registered 2026-07-01)
Jul 13, 2026 · Advisor changed firm · fact
R••••• K•••••• K•••• left P•• W••••• M••••••••• for C••••••• F•••••••• D••••••• I••• (registered 2026-07-02)
Jul 7, 2026 · Advisor changed firm · fact
S•• E•••• A••••••• left P•• W••••• M••••••••• for C••••••• F•••••••• D••••••• I••• (registered 2026-07-06)
Jul 7, 2026 · Advisor changed firm · fact
2 advisors left P•• W••••• M••••••••• (Carmel, IN) for C••••••• F•••••••• D••••••• I••• on the same day
Jul 7, 2026 · Team lift-out · derived
L••• M•••• P••••••••• left P•• W••••• M••••••••• for A•••• I••••••••• A•••••••• L•• (registered 2026-08-03)
Jul 6, 2026 · Advisor changed firm · fact
D•••• R••••• W•••••• left P•• W••••• M••••••••• for O•••• I••••••••• I••• (registered 2026-09-01)
Jun 26, 2026 · Advisor changed firm · fact

Across DFX

shared identifiers only, never a name match

P•• I••••••••• · Private Equity
shared crd · intermediary

How to reach

public business contact points only, each with its source

Business phone: 888-762-2265reportedpublished by the firm, firm site, Sep 16, 2026
Website: PNC.COMreportedpublic record, Form ADV, Sep 19, 2026
Principal office phone: 800-762-6111reportedpublic record, Form ADV, Sep 14, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $26.1Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026