DFX Intelligence
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Registered advisor
J••••• M•••••• Z•••••••
Feed of 09/14/2026
Also filed as J•••• M•••••• Z•••••••
At current firm
3 y
since Sep 18, 2023
In the industry
42 y
since Aug 31, 1984 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- Senior Vice President/Investmentsreportedstifel.comfirm site, Sep 24, 2026
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Sep 18, 2023 · Frontenac, Mo
- W•••• F•••• A••••••• wirehouseFeb 21, 2013 to Oct 2, 2023 · Frontenac, Mo
- S•••••• N••••••• • C••••••• I••••••••• national BDOct 31, 1995 to Feb 21, 2013 · Clayton, Mo
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to S•••••• N••••••• • C••••••• I•••••••••left Oct 2, 2023, registered Sep 18, 2023 (-14 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- S•••••• N••••••• • C••••••• I••••••••• to W•••• F•••• A•••••••left Feb 21, 2013, registered Feb 21, 2013 (0 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- ••• LockedOct 2, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address