DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
C••• C••••••••• M•••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as M•••••••
At current firm
11 y
since Jul 14, 2015
In the industry
41 y
since Feb 6, 1985 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F••••• I••••••••• independent RIA currentsince Jul 14, 2015 · Loveland, Oh
- M••• S••••• F••••• A•••••••• I••• unclassifiedMay 21, 2015 to Oct 14, 2015 · Sharonville, Oh
- L•• F•••••••• L•• BD affiliatedMay 9, 2011 to Apr 16, 2012 · Oxford, Oh
Moves
a registration end followed by a registration begin elsewhere
- M••• S••••• F••••• A•••••••• I••• to F••••• I•••••••••left Oct 14, 2015, registered Jul 14, 2015 (-92 days) · Other
- L•• F•••••••• L•• to M••• S••••• F••••• A•••••••• I•••left Apr 16, 2012, registered May 21, 2015 (1130 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address