DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Fisher Investments
Legal name Fisher Asset Management, LLC
Latest filing Apr 2, 2026
First filing on the tape Mar 23, 2012 · 70 filings
SEC status approved since Mar 26, 1987
RAUM
$387B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
86%
$331B individuals and HNW
Advisors
2,933
registered through the firm on IAPD
RAUM per advisor
$132M
derived; firm RAUM over IAPD count
Employees
4,369
1,948 advisory (5.B.1)
Offices
11
beyond the principal office
Private funds
4
reported on Schedule D
History
70 filings and snapshots on the tape
RAUM$387B as of Apr 2, 2026
Mar 23, 2012$39B then
HNW client RAUM$283B as of Apr 2, 2026
Mar 5, 2018$43B then
State-registered IARs (5.B.3)2,520 as of Apr 2, 2026
Mar 1, 2013518 then
Employees (5.A)4,369 as of Apr 2, 2026
Mar 1, 2013853 then
Private funds4 as of Apr 2, 2026
Mar 23, 20122 then
RAUM +29% over the last fiscal year+31% a year over threeIARs 2,471 to 2,520offices 13 to 11
Practice profile
derived from the filing of Apr 2, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $131MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 67derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $915,160derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 11%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 246.3derived12 offices incl. principal (1.F.5)
- RAUM growth, one year
- +29%derivedbetween the last two annual amendments
- Advisor growth, one year
- +2.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +15%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, otherreportedItem 5.G
- Financial planning clients
- 29,000reportedItem 5.H
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$283B73%
- Individuals$48B12%
- State and municipal entities$24B6.1%
- Pooled investment vehicles$7.4B1.9%
- Pension and profit-sharing plans$6.5B1.7%
- Sovereign wealth funds$5.8B1.5%
- Other investment advisers$5.2B1.4%
- Charitable organizations$4.1B1.1%
- Corporations and businesses$1.3B0.3%
- Insurance companies$891M0.2%
- Investment companies$250M0.1%
- Individual clients
- 73,217reported
- HNW clients
- 125,844reported
- Pension plan clients
- 73reported
- Charitable clients
- 25reported
- Accounts
- 422,516reported
- Financial planning clients
- 29,000reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.86 fund_share=0.03 institutional_share=0.11 related_bd=false related_bank=true bd_reps=0.0 bank_owner=falsederived
Advisors registered through the firm
2,971 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Judith Lynne Abrams | Walnut Creek, Ca | Jun 2, 2000 | 31 y | 0 |
| Jay Joseph Carlson | Plano, Tx | Jun 15, 2000 | 32 y | 0 |
| Mark Daniel Moriarty | Reno, Nv | Feb 16, 2001 | 35 y | 0 |
| Joel D Prelog | Las Vegas, Nv | Aug 22, 2001 | 27 y | 0 |
| Robert Lawrence Collier | Launa Niguel, Ca | Feb 7, 2002 | 31 y | 0 |
| Michael Dean Hosmar | Plano, Tx | May 3, 2002 | 39 y | 0 |
| Sean Michael Callinan | Plano, Tx | Jun 18, 2002 | 34 y | 0 |
| Scott Francis O'Brien | Laguna Niguel, Ca | Jul 15, 2002 | 42 y | 1 |
| Wickliffe Stewart Hollingshead | Plano, Tx | May 6, 2003 | 34 y | 1 |
| Kym Joy Zilk | Plano, Tx | Jan 14, 2004 | 26 y | 0 |
| Ian Epstein | Danville, Ca | Jan 30, 2004 | 22 y | 0 |
| Cary Scott Fliegler | Plano, Tx | May 11, 2004 | 32 y | 0 |
| Michael Eugene Ferguson | Plano, Tx | Jul 12, 2004 | 28 y | 1 |
| Darrin Cianci | Plano, Tx | Jul 29, 2004 | 24 y | 0 |
| Brad Williams Pyles | Castro Valley, Ca | Sep 3, 2004 | 25 y | 0 |
| Michael Christian Petersen | Plano, Tx | Sep 16, 2004 | 24 y | 0 |
| Gallen Ho | Woodside, Ca | Sep 24, 2004 | 24 y | 1 |
| Tommy A. Romero | Woodside, Ca | Sep 30, 2004 | 26 y | 0 |
| Colin Jeffrey Funk | Plano, Tx | Nov 4, 2004 | 26 y | 1 |
| Daniel Michael Rodkewich | San Mateo, Ca | Jan 10, 2005 | 25 y | 1 |
| Brian Philip KeppChartered Financial Analyst | Plano, Tx | Mar 7, 2005 | 21 y | 0 |
| Warren Woohyun Cho | Plano, Tx | Mar 30, 2005 | 24 y | 0 |
| Matthew Bennett Symons | Plano, Tx | Apr 1, 2005 | 22 y | 0 |
| James Stephen Smolinski | Woodside, Ca | Apr 13, 2005 | 28 y | 0 |
| Ryan Eaton Whyte | Plano, Tx | Apr 20, 2005 | 22 y | 0 |
| Nicole Kristen Johnson-Fitzgerald | Charlestown, Ri | May 2, 2005 | 26 y | 0 |
| Kent Christopher Ellis | Plano, Tx | May 3, 2005 | 23 y | 0 |
| Mark Simon Girard | Plano, Tx | May 10, 2005 | 21 y | 0 |
| Carla Marie Jenkins | Plano, Tx | May 31, 2005 | 35 y | 0 |
| Lars Fredrik Strame | Woodside, Ca | Jun 10, 2005 | 32 y | 1 |
| Aaron Scott Anderson | Woodside, Ca | Jun 24, 2005 | 28 y | 0 |
| Nathan Michael Halisky | Woodside, Ca | Aug 10, 2005 | 27 y | 1 |
| Scott Curtis Meier | Plano, Tx | Sep 15, 2005 | 24 y | 0 |
| Owen Jarret Muehlfeld | Plano, Tx | Oct 11, 2005 | 28 y | 1 |
| Joshua Gary Einhorn | San Mateo, Ca | Dec 1, 2005 | 23 y | 0 |
| Nathaniel Alan Beeman | San Mateo, Ca | Jun 26, 2006 | 25 y | 0 |
| Scott Patrick Lindquist | San Mateo, Ca | Jul 5, 2006 | 33 y | 0 |
| Daniel Lee SpeerCertified Financial Planner, Chartered Financial Consultant | Plano, Tx | Jul 31, 2006 | 28 y | 0 |
| Arin Shaun Iavicoli | Camas, Wa | Feb 16, 2007 | 28 y | 0 |
| John Alvin Anderson | Plano, Tx | Feb 16, 2007 | 23 y | 2 |
Advisor movement
131 left, 217 joined in 12 months
net +86 in 12 months28 left in 90 days54 joined in 90 daysdeparture rate 4.5% of current headcount357 left over 36 months
Left, latest
- D'Andre Thortvedt to Wealth Enhancement Advisory Services, LLCSep 4, 2026 · RIA to affiliated broker-dealer or bank
- Nathaniel Christian Williams to D.A. Davidson & Co.Sep 2, 2026 · RIA to RIA
- Nathan Robert Nelson to Cain, Watters & Associates, LLCAug 20, 2026 · RIA to RIA
- Stuart Alan Connelly to Brooklyn Fi, LLCAug 20, 2026 · RIA to RIA
- Brian William Bors to Wealth Enhancement Advisory Services, LLCAug 20, 2026 · RIA to affiliated broker-dealer or bank
- Jordan Reece Bowman to Edelman Financial EnginesAug 20, 2026 · RIA to RIA
- Kevin Patrick Murphy to Stevens Capital PartnersAug 12, 2026 · RIA to RIA
- Alan Hays Richey to Edward JonesAug 11, 2026 · RIA to affiliated broker-dealer or bank
- Aaron Benjamin Wallace to PruviseAug 5, 2026 · RIA to a state-registered adviser
- Jonathan Robert Sherrod to Sherrod Wealth ManagementAug 4, 2026 · RIA to a state-registered adviser
- Kevin M Wright to Strategic Advisers LLCJul 22, 2026 · RIA to affiliated broker-dealer or bank
- Pablo Ramon Ochoa to Brighton Jones LLCJul 20, 2026 · RIA to RIA
- Steven Michael Vanhorn to Vanguard Advisers, Inc.Jul 20, 2026 · RIA to affiliated broker-dealer or bank
- Ian Alexander Troutman to Advice And Planning ServicesJul 20, 2026 · RIA to affiliated broker-dealer or bank
- Andres Eduardo Martinez to Advice And Planning ServicesJul 16, 2026 · RIA to affiliated broker-dealer or bank
Joined, latest
- Christopher Robert Sall from Retirement Planners Of AmericaSep 16, 2026 · RIA to RIA
- Noah Mahlon Eberhart from LPL Financial LLCSep 16, 2026 · Affiliated broker-dealer or bank to independent RIA
- Michael Jeff Glozer from Focus Partners Wealth, LLCSep 16, 2026 · RIA to RIA
- Trent Elliott Vassberg from Frost Investment ServicesSep 16, 2026 · Affiliated broker-dealer or bank to independent RIA
- Tyler Melby from Strategic Advisers LLCSep 16, 2026 · Affiliated broker-dealer or bank to independent RIA
- Nathan Darke from First Command Advisory ServicesSep 16, 2026 · Affiliated broker-dealer or bank to independent RIA
- Jack Ryan Mcmichael from Florida Financial Advisors, LLCSep 16, 2026 · Affiliated broker-dealer or bank to independent RIA
- George Frank Garcia from Vanguard Advisers, Inc.Sep 16, 2026 · Affiliated broker-dealer or bank to independent RIA
- Elijah Louis Cummins-Mikkalson from Florida Financial Advisors, LLCSep 16, 2026 · Affiliated broker-dealer or bank to independent RIA
- Max Quincy Adams from Gds Wealth ManagementSep 16, 2026 · RIA to RIA
- Cason Patrick Vitello from Strategic Financial Planning, Inc.Sep 15, 2026 · RIA to RIA
- Diedric Berg from Northwestern Mutual Investment Services,LLCSep 15, 2026 · Other
- James Francis Sherlock from Florida Financial Advisors, LLCAug 26, 2026 · Affiliated broker-dealer or bank to independent RIA
- Diego A Rojas from Morgan StanleyAug 26, 2026 · Wirehouse to independent RIA
- Dean Matthew Hassan from Equitable Advisors, LLCAug 24, 2026 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Advice And Planning ServicesJul 16, 2026 · Plano, Tx
- 2 left for Vanguard Advisers, Inc.Jul 6, 2026 · Plano, Tx
- 2 left for Schwab Wealth Advisory, Inc.Apr 23, 2026 · Plano, Tx
- 3 left for Vanguard Advisers, Inc.Apr 22, 2026 · Plano, Tx
- 4 left for Vanguard Advisers, Inc.Mar 5, 2026 · Plano, Tx
- 4 left for Advice And Planning ServicesMar 5, 2026 · Plano, Tx
- 5 left for Peak American Investment Advisors, Inc.Aug 19, 2025 · Plano, Tx
- 2 left for Charles Schwab & Co., Inc.Jul 18, 2025 · Plano, Tx
- 2 joined from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 27, 2026 · New York, Ny
- 2 joined from Morgan StanleyJun 2, 2026 · Tampa, Fl
- 2 joined from Strategic Advisers LLCMay 19, 2026 · Boston, Ma
- 2 joined from Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 19, 2026 · Chandler, Az
- 3 joined from Elevate Financial Planning And Wealth ManagementApr 27, 2026 · St Petersburg, Fl
- 2 joined from Sofi Wealth LLCApr 14, 2026 · Jacksonville, Fl
- 4 joined from Florida Financial Advisors, LLCMar 31, 2026 · Orlando, Fl
- 2 joined from Morgan StanleyMar 25, 2026 · Tampa, Fl
Private funds
10 reported on Schedule D 7.B.(1)
Owners and control persons
Schedule A and B, latest filing
- Lawrence Kenneth Fisher · Executive Chairman, Chairman Board Of Managers, Co-Chief Investment Officer, Investment Policy Committeecontrolsince 05/1979 · owns less than 5%
- C Nathan Fisher · Board Of Managerscontrolsince 06/2013 · owns less than 5%
- Marks David Mussafer · Board Of Managerscontrolsince 01/2025 · owns less than 5%
- David Damian Ornani · Chief Executive Officer, Board Of Managerscontrolsince 07/2016 · owns 10% to 25%
- Lawrence Kenneth Fisher · Co-Trusteecontrolsince 12/1986 · owns 75% or more of Fisher Investments, Inc.
- Sherrilyn Fisher · Co-Trusteecontrolsince 12/1986 · owns 75% or more of Fisher Investments, Inc.
- Chapman Thomas Fishel · Chief Compliance Officersince 01/2005 · owns less than 5%
- Lee Jeffery Silk · Vice Chairman, Co-Chief Investment Officer, Investment Policy Committeesince 12/1988 · owns less than 5%
Entity owners
- Fisher Investments, Inc. · Memberdirect · owns 50% to 75%
- Kenneth L. Fisher And Sherrilyn A. Fisher Family Trust Agreement · Shareholderindirect · owns 75% or more of Fisher Investments, Inc.
- Black Hook C 2024 LLC · Memberdirect · owns 5% to 10%
- Fiji Bidco, Inc. · Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- Fisher Investments Australasia Pty Ltdinvestment advisery
- Fisher Investments Europe Limitedinvestment advisery
- Fisher Investments Ireland Limitedinvestment advisery
- Fisher Investments Japan Limitedinvestment advisery
- Fisher Investments Luxembourg, Sarlinvestment advisery
- Gruener Fisher Investments Gmbhinvestment advisery
Advisers that list Fisher Investments as a related person
- 331205 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Plano, Tx · principal | 2,946 | 677 | 96 | 6 | |
| Camas, Wa | 855 | 138 | 16 | ||
| Tampa, Fl | 705 | 258 | 8 | ||
| San Mateo, Ca | 70 | 0 | 0 | ||
| Woodside, Ca | 30 | 1 | 0 | ||
| Dallas, Tx | 15 | 0 | 0 | ||
| Austin, Tx | 10 | 0 | 0 | ||
| Vancouver, Wa | 7 | 0 | 0 | ||
| New York, Ny | 5 | 0 | 0 | ||
| Charlotte, Nc | 5 | 2 | 0 | ||
| Nashville, Tn | 4 | 1 | 0 | ||
| Arlington, Va | 4 | 0 | 0 | ||
| Houston, Tx | 3 | 0 | 0 | ||
| Frisco, Tx | 3 | 0 | 0 | ||
| Atlanta, Ga | 3 | 0 | 0 | ||
| Washougal, Wa | 3 | 0 | 0 | ||
| Brooklyn, Ny | 3 | 0 | 0 | ||
| Portland, Or | 3 | 0 | 0 | ||
| Colleyville, Tx | 2 | 0 | 0 | ||
| Birmingham, Mi | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Camas, WA478 employees
- Tampa, FL225 employees
- San Mateo, CA57 employees
- Woodside, CA20 employees
- Greenwood Village, CO7 employees
- Atlanta, GA5 employees
- Phoenix, AZ4 employees
- Bellevue, WA3 employees
- Houston, TX3 employees
- Irvine, CA2 employees
- New York, NY2 employees
- Vienna, VA2 employees
- Northbrook, IL1 employees
- Oakbrook Terrace, IL1 employees
ADV anomalies
5 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Apr 2, 2026MUSSAFER, DAVID, MARKS (BOARD OF MANAGERS) appeared on Schedule A between the filings of 2020-03-23 and 2026-04-02peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing Apr 2, 2026FISHER, KENNETH, LAWRENCE (EXECUTIVE CHAIRMAN, CHAIRMAN BOARD OF MANAGERS, CO-CHIEF INVESTMENT OFFICER, INVESTMENT POLICY COMMITTEE) left Schedule A between the filings of 2020-03-23 and 2026-04-02peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing Apr 2, 2026FISHER, SHERRILYN (CO-TRUSTEE) left Schedule A between the filings of 2020-03-23 and 2026-04-02peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing Apr 2, 2026ORNANI, DAMIAN, DAVID (CHIEF EXECUTIVE OFFICER, BOARD OF MANAGERS) left Schedule A between the filings of 2020-03-23 and 2026-04-02peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing Apr 2, 2026FISHER, NATHAN, C (BOARD OF MANAGERS) left Schedule A between the filings of 2020-03-23 and 2026-04-02peers: independent wealth managers, $20B and over (84)
What changed
consecutive filings, newest first
- Accounts · 360,116 to 422,516Sep 10, 2025 to Feb 11, 2026
- Advisory employees · 1,869 to 1,948Sep 10, 2025 to Feb 11, 2026
- Charity clients · 58 to 25Sep 10, 2025 to Feb 11, 2026
- Corporate clients · 573 to 672Sep 10, 2025 to Feb 11, 2026
- HNW clients · 99,823 to 125,844Sep 10, 2025 to Feb 11, 2026
- Individual clients · 73,976 to 73,217Sep 10, 2025 to Feb 11, 2026
- Pension plan clients · 22 to 73Sep 10, 2025 to Feb 11, 2026
- Pooled vehicle clients · 45 to 46Sep 10, 2025 to Feb 11, 2026
- Employees · 4,065 to 4,369Sep 10, 2025 to Feb 11, 2026
- State-registered IARs · 2,471 to 2,520Sep 10, 2025 to Feb 11, 2026
- Other offices · 13 to 11Sep 10, 2025 to Feb 11, 2026
- Discretionary RAUM · $299B to $387BSep 10, 2025 to Feb 11, 2026
- HNW RAUM · $208B to $283BSep 10, 2025 to Feb 11, 2026
- Individual RAUM · $47B to $48BSep 10, 2025 to Feb 11, 2026
- Pension RAUM · $4.5B to $6.5BSep 10, 2025 to Feb 11, 2026
- Pooled vehicle RAUM · $6.2B to $7.4BSep 10, 2025 to Feb 11, 2026
- RAUM · $299B to $387BSep 10, 2025 to Feb 11, 2026
- Financial planning clients · More than 500 to More than 500Feb 5, 2025 to Mar 27, 2025
- Accounts · 161,361 to 360,116Jul 29, 2024 to Feb 5, 2025
- Advisory employees · 1,613 to 1,869Jul 29, 2024 to Feb 5, 2025
- Charity clients · 49 to 58Jul 29, 2024 to Feb 5, 2025
- Corporate clients · 574 to 573Jul 29, 2024 to Feb 5, 2025
- HNW clients · 91,826 to 99,823Jul 29, 2024 to Feb 5, 2025
- Individual clients · 68,799 to 73,976Jul 29, 2024 to Feb 5, 2025
- Pension plan clients · 21 to 22Jul 29, 2024 to Feb 5, 2025
- Pooled vehicle clients · 51 to 45Jul 29, 2024 to Feb 5, 2025
- Employees · 3,525 to 4,065Jul 29, 2024 to Feb 5, 2025
- State-registered IARs · 2,149 to 2,471Jul 29, 2024 to Feb 5, 2025
- Other offices · 14 to 13Jul 29, 2024 to Feb 5, 2025
- Private funds · 6 to 4Jul 29, 2024 to Feb 5, 2025
- Discretionary RAUM · $277B to $299BJul 29, 2024 to Feb 5, 2025
- HNW RAUM · $192B to $208BJul 29, 2024 to Feb 5, 2025
- Individual RAUM · $44B to $47BJul 29, 2024 to Feb 5, 2025
- Pension RAUM · $4.4B to $4.5BJul 29, 2024 to Feb 5, 2025
- Pooled vehicle RAUM · $5.6B to $6.2BJul 29, 2024 to Feb 5, 2025
- RAUM · $277B to $299BJul 29, 2024 to Feb 5, 2025
- Accounts · 148,462 to 161,361Mar 28, 2024 to Jul 29, 2024
- Charity clients · 40 to 49Mar 28, 2024 to Jul 29, 2024
- Corporate clients · 467 to 574Mar 28, 2024 to Jul 29, 2024
- HNW clients · 77,469 to 91,826Mar 28, 2024 to Jul 29, 2024
Signals
60 dated events
- Tyler Krajewski no longer holds an investment adviser registration (last listed at Fisher Investments on the 2026-09-16 feed)Sep 16, 2026 · Advisor registration ended · derived
- Douglas Kyte Semple no longer holds an investment adviser registration (last listed at Fisher Investments on the 2026-09-16 feed)Sep 16, 2026 · Advisor registration ended · derived
- Donovan Lee Haugaard no longer holds an investment adviser registration (last listed at Fisher Investments on the 2026-09-16 feed)Sep 16, 2026 · Advisor registration ended · derived
- Edward Earl Butte no longer holds an investment adviser registration (last listed at Fisher Investments on the 2026-09-16 feed)Sep 16, 2026 · Advisor registration ended · derived
- John Kent no longer holds an investment adviser registration (last listed at Fisher Investments on the 2026-09-16 feed)Sep 16, 2026 · Advisor registration ended · derived
- Jon William Munro no longer holds an investment adviser registration (last listed at Fisher Investments on the 2026-09-16 feed)Sep 16, 2026 · Advisor registration ended · derived
- Jonathan Robert Cozens no longer holds an investment adviser registration (last listed at Fisher Investments on the 2026-09-16 feed)Sep 16, 2026 · Advisor registration ended · derived
- Matthew Morgan Johnson no longer holds an investment adviser registration (last listed at Fisher Investments on the 2026-09-16 feed)Sep 16, 2026 · Advisor registration ended · derived
- Tyler Melby registered as an investment adviser representative at Fisher InvestmentsSep 16, 2026 · Advisor registered · fact
- Michael Jeff Glozer registered as an investment adviser representative at Fisher InvestmentsSep 16, 2026 · Advisor registered · fact
- George Frank Garcia registered as an investment adviser representative at Fisher InvestmentsSep 16, 2026 · Advisor registered · fact
- Christopher Robert Sall registered as an investment adviser representative at Fisher InvestmentsSep 16, 2026 · Advisor registered · fact
- Elijah Louis Cummins-Mikkalson registered as an investment adviser representative at Fisher InvestmentsSep 16, 2026 · Advisor registered · fact
- Trent Elliott Vassberg registered as an investment adviser representative at Fisher InvestmentsSep 16, 2026 · Advisor registered · fact
- Nathan Darke registered as an investment adviser representative at Fisher InvestmentsSep 16, 2026 · Advisor registered · fact
- Jack Ryan Mcmichael registered as an investment adviser representative at Fisher InvestmentsSep 16, 2026 · Advisor registered · fact
- Christian Bernal registered as an investment adviser representative at Fisher InvestmentsSep 16, 2026 · Advisor registered · fact
- Timothy Wick registered as an investment adviser representative at Fisher InvestmentsSep 16, 2026 · Advisor registered · fact
- Warren Whiting registered as an investment adviser representative at Fisher InvestmentsSep 16, 2026 · Advisor registered · fact
- Hunter Ryan Phillips registered as an investment adviser representative at Fisher InvestmentsSep 16, 2026 · Advisor registered · fact
- John E. Starks registered as an investment adviser representative at Fisher InvestmentsSep 16, 2026 · Advisor registered · fact
- Max Quincy Adams registered as an investment adviser representative at Fisher InvestmentsSep 16, 2026 · Advisor registered · fact
- Noah Mahlon Eberhart registered as an investment adviser representative at Fisher InvestmentsSep 16, 2026 · Advisor registered · fact
- Gianni Nesbeth added a FL registration at Fisher InvestmentsSep 16, 2026 · New state registration · fact
- Aneesh Govindan Nair added a GA registration at Fisher InvestmentsSep 16, 2026 · New state registration · fact
- Diedric Berg registered as an investment adviser representative at Fisher InvestmentsSep 15, 2026 · Advisor registered · fact
- Cason Patrick Vitello registered as an investment adviser representative at Fisher InvestmentsSep 15, 2026 · Advisor registered · fact
- Jacob Llewellyn registered as an investment adviser representative at Fisher InvestmentsSep 15, 2026 · Advisor registered · fact
- Aliki Ioanna Stoumbos registered as an investment adviser representative at Fisher InvestmentsSep 15, 2026 · Advisor registered · fact
- Joel Patrick Morrissey-Garrett registered as an investment adviser representative at Fisher InvestmentsSep 15, 2026 · Advisor registered · fact
Across DFX
shared identifiers only, never a name match
- Fisher Investments · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/fisher-investmentsreportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- linkedin.com/company/fisher-investments-canadareportedpublic record, Form ADV, Sep 17, 2026
- Website
- kenfisher.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 800-851-8845reportedpublic record, Form ADV, Apr 2, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $132Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026