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Registered advisor
P•••••• J••••• B••••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedCorpus Christi, Txdual registrantIAPD 1298746
Feed of 09/14/2026
Also filed as P•••••• J••••• B••••••••• J• B••••••••• J• J• B••••••
At current firm
8 y
since Aug 6, 2018
In the industry
42 y
since Sep 20, 1984 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Aug 6, 2018 · Corpus Christi, Tx
- U•• F•••••••• S••••••• I••• wirehouseMar 6, 2009 to Aug 17, 2018 · Corpus Christi, Tx
- C•••••••• G••••• M•••••• I••• BD affiliatedJan 25, 2002 to Mar 26, 2009 · San Antonio, Tx
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Aug 17, 2018, registered Aug 6, 2018 (-11 days) · Wirehouse to affiliated broker-dealer or bank
- C•••••••• G••••• M•••••• I••• to U•• F•••••••• S••••••• I•••left Mar 26, 2009, registered Mar 6, 2009 (-20 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address