DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Raymond James Financial Services Advisors, Inc

Broker-dealer affiliated wealth managerSaint Petersburg, FloridaCRD 149018SEC 801-69815website IAPD

Latest filing Sep 14, 2026

First filing on the tape Dec 23, 2011 · 106 filings

SEC status approved since Dec 23, 2008

RAUM

$390B

reported, Item 5.F

Discretionary

44%

of RAUM

Private clients

89%

$346B individuals and HNW

Advisors

6,694

registered through the firm on IAPD

RAUM per advisor

$58.3M

derived; firm RAUM over IAPD count

Employees

9,675

6,024 advisory (5.B.1)

Offices

3,629

beyond the principal office

Private funds

reported on Schedule D

History

106 filings and snapshots on the tape

RAUM$390B as of Jun 1, 2026

Dec 23, 2011$29B then

HNW client RAUM$231B as of Jun 1, 2026

Dec 26, 2017$42B then

State-registered IARs (5.B.3)6,024 as of Jun 1, 2026

Dec 20, 20123,000 then

Employees (5.A)9,675 as of Jun 1, 2026

Dec 20, 20123,500 then

Private funds: no history

RAUM +13% over the last fiscal year+17% a year over threeIARs 5,720 to 6,024offices 2,552 to 3,629

Practice profile

derived from the filing of Sep 14, 2026; every figure names its basis

Archetypes, each a printed rule

Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets

RAUM per advisor: $58.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 74derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $2.5MderivedHNW RAUM over HNW clients
Average account: $352,069derivedRAUM over accounts (5.F.2.f)
Discretionary: 44%derivedof RAUM
Institutional: 7.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.4derivedItem 5.A over advisors
Advisors per office: 1.8derived3,630 offices incl. principal (1.F.5)
RAUM growth, one year: +13%derivedbetween the last two annual amendments
Advisor growth, one year: +5.3%derivedItem 5.B.3 between annual amendments
Client growth, one year: +5.8%derived
Compensation: percentage of assets, hourly, fixed fees, commissions, otherreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminars, otherreportedItem 5.G
Financial planning clients: 3,000reportedItem 5.H
Wrap fee program: $273BreportedItem 5.I
Custody: $366B, 501,563 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Firms absorbed, 24 months: 2derivedhalf or more of a firm's advisors moved here within 14 days
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
a related person acts as qualified custodian (9.D.2)
marketing includes testimonials (5.L.1.c)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$231B59%
Individuals$115B30%
Pension and profit-sharing plans$27B6.9%
Corporations and businesses$15B4.0%
Insurance companies$688M0.2%
Charitable organizations$344M0.1%
Banks and thrifts$314M0.1%
State and municipal entities$95.4M0.0%

Individual clients: 402,577reported
HNW clients: 91,402reported
Pension plan clients: 8,500reported
Charitable clients: 107reported
Accounts: 1,107,860reported
Financial planning clients: 3,000reported
Wrap fee programs: $102B sponsored, $0 managedreported
Custody of client assets: $366B for 501,563 clientsreported
Compensation: % of AUM, fixed, hourly, commissionsreported
Class basis: private_client_share=0.89 fund_share=0.0 institutional_share=0.07 related_bd=true related_bank=false bd_reps=6490.0derived

Advisors registered through the firm

6,657 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Tashtego Spring Elwyn	St. Petersburg, Fl	Jan 2, 2001	33 y	0
Thomas James Keech	Saint Petersburg, Fl	Jul 1, 2005	22 y	1
Andrea Marie Osbourn	St. Petersburg, Fl	May 6, 2008	19 y	0
Shawn Joseph Barko	St. Petersburg, Fl	May 29, 2008	31 y	1
Joseph Antim Galati	Marlton, Nj	Jan 2, 2009	25 y	1
Daniel Kenneth Norman	Waunakee, Wi	Jan 2, 2009	26 y	1
James Scott Hunter	Mobile, Al	Jan 2, 2009	25 y	1
Michelle Kathleen Corbett	Marietta, Oh	Jan 2, 2009	26 y	0
Richard Benny Sexton	High Point, Nc	Jan 2, 2009	25 y	0
Eric Robert Irwin	Altoona, Pa	Jan 2, 2009	26 y	0
Todd Brian Fogelsanger	Carlisle, Pa	Jan 2, 2009	26 y	2
Ryan Pace Munson	Edmond, Ok	Jan 2, 2009	26 y	1
Jonathan Murray TaitCertified Financial Planner	Leland, Nc	Jan 2, 2009	24 y	1
David Wayne Walden	Lebanon, Tn	Jan 2, 2009	26 y	0
Philip Alan Krupps	Mount Sterling, Il	Jan 2, 2009	28 y	1
Joseph Robert Shaw	Ellicott City, Md	Jan 2, 2009	18 y	1
Chad David Andrews	Coralville, Ia	Jan 2, 2009	26 y	1
Jeffrey Scott Reish	Canon City, Co	Jan 2, 2009	26 y	0
Stephen August Zamborelli	Colorado Springs, Co	Jan 2, 2009	24 y	1
Steven Wayne GideonCertified Financial Planner, Chartered Financial Consultant	Tumwater, Wa	Jan 2, 2009	26 y	2
John David SimeoneCertified Financial Planner	Lewes, De	Jan 2, 2009	26 y	1
Eric Edward Erb	Marietta, Oh	Jan 2, 2009	26 y	1
Jeffrey Alan CoplanCertified Financial Planner	Eden Prairie, Mn	Jan 2, 2009	26 y	0
Gerald Thomas Peden	Georgetown, De	Jan 2, 2009	26 y	1
Melissa Ann Spivey	Lincolnton, Nc	Jan 2, 2009	26 y	0
Valery Messer McmannCertified Financial Planner	Danville, Ky	Jan 2, 2009	26 y	1
Christopher William Adams	Nashville, Tn	Jan 2, 2009	26 y	1
Patrick James Mcgarry	South Ogden, Ut	Jan 2, 2009	24 y	0
Travis Dean Heath	Dodge City, Ks	Jan 2, 2009	23 y	0
Anthony James Rocco	Wilton, Ct	Jan 2, 2009	38 y	0
Daniel Clay Brock	Anniston, Al	Jan 2, 2009	26 y	0
Thomas Joseph Bean	Erie, Pa	Jan 2, 2009	27 y	2
Andrew Jacob Sherman	Syracuse, Ut	Jan 2, 2009	27 y	0
Jeremy Whitfield Bass	Edmond, Ok	Jan 2, 2009	30 y	0
Casey Thomas Patrick	Atlanta, Ga	Jan 2, 2009	27 y	0
Jason Douglas BormanCertified Financial Planner	Lafayette, Ca	Jan 2, 2009	27 y	1
Kevin Lee Foreman	Midland, Tx	Jan 2, 2009	27 y	0
Leslie Frazier Allen	Clarksville, Tn	Jan 2, 2009	26 y	1
Thomas Eric Anderle	Cincinnati, Oh	Jan 2, 2009	25 y	1
Kent Jerome Shettler	Grand Junction, Co	Jan 2, 2009	38 y	0

All 6,657 advisors at Raymond James Financial Services Advisors, Inc

Advisor movement

318 left, 636 joined in 12 months

net +318 in 12 months82 left in 90 days113 joined in 90 daysdeparture rate 4.8% of current headcount1,072 left over 36 months

Left, latest

Matthew C Strickland to Raymond James & Associates, Inc.
Sep 10, 2026 · Affiliated broker-dealer or bank to another
Kendall Scott Thamm to LPL Financial LLC
Sep 9, 2026 · Affiliated broker-dealer or bank to another
George Peter Aji to LPL Financial LLC
Sep 9, 2026 · Affiliated broker-dealer or bank to another
Charles Bradford Booth to LPL Financial LLC
Sep 9, 2026 · Affiliated broker-dealer or bank to another
Jonathan Lyn Booth to LPL Financial LLC
Sep 9, 2026 · Affiliated broker-dealer or bank to another
Gary Lynn Booth to LPL Financial LLC
Sep 9, 2026 · Affiliated broker-dealer or bank to another
Christian Brett Karras to The Karras Company, Inc.
Sep 3, 2026 · Affiliated broker-dealer or bank to independent RIA
Jeffrey Blake Dickerson to Wealth Enhancement Advisory Services, LLC
Sep 2, 2026 · Affiliated broker-dealer or bank to another
Jason J Braun to Wealth Enhancement Advisory Services, LLC
Sep 2, 2026 · Affiliated broker-dealer or bank to another
Kenneth Joseph Dow to Sage Private Wealth Group, LLC
Sep 2, 2026 · Affiliated broker-dealer or bank to independent RIA
Daniel Collins Coblentz to Fifth Third Securities, Inc.
Sep 1, 2026 · Affiliated broker-dealer or bank to another
Keith Kavell Carter to Ameriprise Financial Services, LLC
Sep 1, 2026 · Affiliated broker-dealer or bank to another
Benjamin Lee Souza to Ameriprise Financial Services, LLC
Sep 1, 2026 · Affiliated broker-dealer or bank to another
Bryan Newton Terry to Ameriprise Financial Services, LLC
Sep 1, 2026 · Affiliated broker-dealer or bank to another
Amy Elizabeth Harper to Ameriprise Financial Services, LLC
Sep 1, 2026 · Affiliated broker-dealer or bank to another

Joined, latest

Melissa M Robinson from Flaharty Asset Management, LLC
Sep 15, 2026 · RIA to affiliated broker-dealer or bank
Janet Elizabeth Davis from Merrill Lynch, Pierce, Fenner & Smith Incorporated
Sep 15, 2026 · Wirehouse to affiliated broker-dealer or bank
Daniel Ray Creps from LPL Financial LLC
Sep 14, 2026 · Affiliated broker-dealer or bank to another
Ronald Edward Munson from LPL Enterprise, LLC
Sep 14, 2026 · Affiliated broker-dealer or bank to another
Richelle Jarrett Jordan from Edward Jones
Sep 11, 2026 · Affiliated broker-dealer or bank to another
Manuel Alejandro De Pena from Bradesco Global Advisors
Sep 11, 2026 · Other
Ann-Sybill Emmanuel from LPL Enterprise, LLC
Sep 9, 2026 · Affiliated broker-dealer or bank to another
Lauren Ashley Giron from Good Life Advisors, LLC
Sep 8, 2026 · RIA to affiliated broker-dealer or bank
Robert Paul Marchesano from Truist Advisory Services, Inc.
Sep 8, 2026 · Affiliated broker-dealer or bank to another
Michael James Payan from Quent Capital, LLC
Sep 8, 2026 · RIA to affiliated broker-dealer or bank
Gabriela Rubio from The Blackmont Group
Sep 8, 2026 · Other
Troy Siefert Thomas from Edward Jones
Sep 4, 2026 · Affiliated broker-dealer or bank to another
Hung Nathaniel Nguyen from Wells Fargo Advisors
Sep 3, 2026 · Wirehouse to affiliated broker-dealer or bank
Mariah Noelle Garner from Morgan Stanley
Sep 2, 2026 · Wirehouse to affiliated broker-dealer or bank
Alison Blackburn Rodriguez from Financial Security Advisory Inc
Sep 1, 2026 · RIA to affiliated broker-dealer or bank

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

5 left for LPL Financial LLC
Sep 9, 2026 · Monroe, La
10 left for Ameriprise Financial Services, LLC
Aug 31, 2026 · Midwest City, Ok
4 left for Wells Fargo Advisors
Aug 25, 2026 · Chico, Ca
2 left for Creativeone Wealth, LLC
Aug 17, 2026 · Overland Park, Ks
6 left for Concurrent Investment Advisors, LLC
Aug 4, 2026 · Houston, Tx
4 left for &Partners
Jul 15, 2026 · Issaquah, Wa
2 left for LPL Financial LLC
Jul 15, 2026 · Hickory, Nc
6 left for Concurrent Investment Advisors, LLC
Jul 7, 2026 · Ashton, Md

2 joined from LPL Financial LLC
Sep 1, 2026 · Stuart, Fl
6 joined from Financial Security Advisory Inc
Aug 31, 2026 · Virginia Beach, Va
3 joined from Ameriprise Financial Services, LLC
Aug 27, 2026 · Boynton Beach, Fl
2 joined from LPL Financial LLC
Aug 24, 2026 · Missoula, Mt
3 joined from LPL Financial LLC
Aug 21, 2026 · Oakland, Me
2 joined from Commonwealth Financial Network
Aug 20, 2026 · Braselton, Ga
2 joined from Stonewall Asset Mgmt., Inc.
Aug 17, 2026 · Roswell, Ga
4 joined from Commonwealth Financial Network
Aug 13, 2026 · Waltham, Ma

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

L. Ronice Barlow · Chief Operating Officercontrol
since 03/2025 · owns less than 5%
Clark Douglas Brigman · Directorcontrol
since 11/2025 · owns less than 5%
Scott Curtis · Directorcontrol
since 01/2012 · owns less than 5%
Spring Tashtego Elwyn · Director; Chairman Of The Executive Officercontrol
since 08/2022 · owns less than 5%
Mills Erik Fruland · Directorcontrol
since 11/2019 · owns less than 5%
Christian William Geis · Directorcontrol
since 08/2026 · owns less than 5%
Aaron Brock Guice · Secretarycontrol
since 11/2019 · owns less than 5%
Edward Stephen Kruchten · Directorcontrol
since 02/2024 · owns less than 5%
Roger Philip Martin · Ria Chief Compliance Officercontrol
since 08/2019 · owns less than 5%
Farrokh Marshall Ollia · Treasurercontrol
since 08/2024 · owns less than 5%
Belveal Shannon Reid · Director; President; Chief Executive Officercontrol
since 02/2024 · owns less than 5%
Gregory Keith Rust · Directorcontrol
since 11/2019 · owns less than 5%
Canning Andrew Zolper · Directorcontrol
since 08/2026 · owns less than 5%
Edward Kirk Bell · Director
since 04/2026 · owns less than 5%
Jonathan Santelli · General Counsel
since 05/2016 · owns less than 5%

Entity owners

Raymond James Financial, Inc. · Corporation
direct · owns 75% or more · public reporting company

Related persons

Schedule D 7.A

Carillon Fund Distributors, Inc.
broker-dealern
Raymond James Investment Management
investment advisernRAUM $17B
Cebile Capital Llp
broker-dealern
Chartwell Investment Partners, LLC
investment advisernRAUM $13B
Clarivest Asset Management LLC
investment advisernRAUM $3.0B
Cougar Global Investments
investment advisernRAUM $1.5B
Eagle Asset Management Inc
investment advisernRAUM $61B
Raymond James (USA) Ltd
broker-dealerinvestment advisernRAUM $2.0B
Raymond James & Associates, Inc.
broker-dealerinvestment adviserLP sponsorcustodianyRAUM $501B
Raymond James Affordable Housing Investments
n
Raymond James Bank
n
Raymond James Financial Planning Limited
real estaten
Raymond James Financial Services, Inc.
broker-dealerLP sponsorn
Raymond James Insurance Group, Inc
real estaten
Raymond James Investment Services Limited
broker-dealern
Raymond James Ltd.
broker-dealerinvestment advisern
Raymond James Trust (Canada)
n
Raymond James Trust Company Of New Hampshire
custodiann
Raymond James Trust, Na
custodiann
Scout Investments, Inc.
investment advisernRAUM $37B
Sumridge Partners, LLC
broker-dealern
Tristate Capital Bank
n

Advisers that list Raymond James Financial Services Advisors, Inc as a related person

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out
Saint Petersburg, Fl · principal	322	92	9
St Petersburg, Fl	121	20	4	1
Nashville, Tn	60	10	2	1
Tampa, Fl	55	8	3	1
Orlando, Fl	48	11	0
Dallas, Tx	47	8	0
Colorado Springs, Co	44	4	2	1
Scottsdale, Az	43	15	2
Memphis, Tn	41	11	2
Bellevue, Wa	40	6	2
Honolulu, Hi	40	9	2
Atlanta, Ga	39	10	2
Charlotte, Nc	39	11	1
Phoenix, Az	37	9	1
Clearwater, Fl	35	2	1
Rockville, Md	32	5	1
Houston, Tx	31	1	8	2
Jacksonville, Fl	30	1	0
Portland, Or	30	3	0
Chattanooga, Tn	30	4	0

All 60 offices

Post-acquisition retention

advisors of absorbed firms still registered here after the move

Firms absorbed: 9 since 2015, 2 in 24 monthsderived
Advisors acquired: 67derived
Still registered after 90 days: 99% of 67derived
After 180 days: 96% of 55derived
After 365 days: 96% of 55derived
After 730 days: 94% of 52derived
Team lift-outs after: 491derivedteams that left this firm within two years of an absorption

Lower bound: a person who left the industry is on neither side of the tape, and a re-registration to an affiliated CRD of the same group counts as a departure.

Offices

Schedule D 1.F, the 25 largest

Nashville, TN132 employees
Bellevue, WA79 employees
Lancaster, PA78 employees
Orlando, FL56 employees
Rocklin, CA56 employees
Winter Park, FL44 employees
Honolulu, HI43 employees
Tacoma, WA43 employees
Omaha, NE43 employees
Belton, TX41 employees
Suffolk, VA38 employees
Glen Allen, VA38 employees
Manhattan, KS35 employees
Watkinsville, GA33 employees
Florence, SC31 employees
Murfreesboro, TN29 employees
Scottsdale, AZ28 employees
Saint Louis Park, MN27 employees
Cornelius, NC26 employees
Windsor, CO25 employees
Buffalo, NY24 employees
San Ramon, CA23 employees
San Antonio, TX21 employees
Phoenix, AZ21 employees
West Chester, OH16 employees

ADV anomalies

7 against comparable advisers; where to look, not conclusions

control person changedChange between filings · filing Sep 14, 2026
GEIS, WILLIAM, CHRISTIAN (DIRECTOR) appeared on Schedule A between the filings of 2024-09-13 and 2026-09-14
peers: affiliated wealth managers, $20B and over (50)
control person changedChange between filings · filing Sep 14, 2026
BARLOW, RONICE, L. (CHIEF OPERATING OFFICER) appeared on Schedule A between the filings of 2024-09-13 and 2026-09-14
peers: affiliated wealth managers, $20B and over (50)
control person changedChange between filings · filing Sep 14, 2026
ZOLPER, ANDREW, CANNING (DIRECTOR) appeared on Schedule A between the filings of 2024-09-13 and 2026-09-14
peers: affiliated wealth managers, $20B and over (50)
control person changedChange between filings · filing Sep 14, 2026
BRIGMAN, DOUGLAS, CLARK (DIRECTOR) appeared on Schedule A between the filings of 2024-09-13 and 2026-09-14
peers: affiliated wealth managers, $20B and over (50)
control person changedChange between filings · filing Sep 14, 2026
FRULAND, ERIK, MILLS (DIRECTOR) left Schedule A between the filings of 2024-09-13 and 2026-09-14
peers: affiliated wealth managers, $20B and over (50)
control person changedChange between filings · filing Sep 14, 2026
OLLIA, MARSHALL, FARROKH (TREASURER) left Schedule A between the filings of 2024-09-13 and 2026-09-14
peers: affiliated wealth managers, $20B and over (50)
control person changedChange between filings · filing Sep 14, 2026
REID, SHANNON, BELVEAL (DIRECTOR; PRESIDENT; CHIEF EXECUTIVE OFFICER) left Schedule A between the filings of 2024-09-13 and 2026-09-14
peers: affiliated wealth managers, $20B and over (50)

How anomalies are measured

What changed

consecutive filings, newest first

Financial planning clients · More than 500 to More than 500
Jun 1, 2026 to Sep 14, 2026
Succession · false to unset
Jun 1, 2026 to Sep 14, 2026
RAUM · $345B to $390B
Nov 7, 2025 to Dec 23, 2025
Accounts · 1,030,208 to 1,107,860
Nov 7, 2025 to Dec 23, 2025
Advisory employees · 5,720 to 6,024
Nov 7, 2025 to Dec 23, 2025
BD registered reps · 6,476 to 6,490
Nov 7, 2025 to Dec 23, 2025
Charity clients · 131 to 107
Nov 7, 2025 to Dec 23, 2025
Corporate clients · 5,241 to 5,554
Nov 7, 2025 to Dec 23, 2025
HNW clients · 78,807 to 91,402
Nov 7, 2025 to Dec 23, 2025
Individual clients · 388,282 to 402,577
Nov 7, 2025 to Dec 23, 2025
Pension plan clients · 8,872 to 8,500
Nov 7, 2025 to Dec 23, 2025
Assets in custody · $321B to $366B
Nov 7, 2025 to Dec 23, 2025
Employees · 6,727 to 9,675
Nov 7, 2025 to Dec 23, 2025
Insurance-licensed employees · 89 to 78
Nov 7, 2025 to Dec 23, 2025
State-registered IARs · 5,720 to 6,024
Nov 7, 2025 to Dec 23, 2025
Other offices · 2,552 to 3,629
Nov 7, 2025 to Dec 23, 2025
Discretionary RAUM · $148B to $172B
Nov 7, 2025 to Dec 23, 2025
HNW RAUM · $194B to $231B
Nov 7, 2025 to Dec 23, 2025
Individual RAUM · $109B to $115B
Nov 7, 2025 to Dec 23, 2025
Non-discretionary RAUM · $196B to $218B
Nov 7, 2025 to Dec 23, 2025
Pension RAUM · $27B to $27B
Nov 7, 2025 to Dec 23, 2025
Wrap assets (sponsor) · $91B to $102B
Nov 7, 2025 to Dec 23, 2025
Financial planning clients · More than 500 to More than 500
May 8, 2025 to Jun 30, 2025
Accounts · 985,117 to 1,030,208
Nov 1, 2024 to Dec 20, 2024
Advisory employees · 5,773 to 5,720
Nov 1, 2024 to Dec 20, 2024
BD registered reps · 6,203 to 6,476
Nov 1, 2024 to Dec 20, 2024
Charity clients · 166 to 131
Nov 1, 2024 to Dec 20, 2024
Corporate clients · 5,095 to 5,241
Nov 1, 2024 to Dec 20, 2024
HNW clients · 59,215 to 78,807
Nov 1, 2024 to Dec 20, 2024
Individual clients · 395,924 to 388,282
Nov 1, 2024 to Dec 20, 2024
Pension plan clients · 8,402 to 8,872
Nov 1, 2024 to Dec 20, 2024
Assets in custody · $254B to $321B
Nov 1, 2024 to Dec 20, 2024
Employees · 6,280 to 6,727
Nov 1, 2024 to Dec 20, 2024
Insurance-licensed employees · 95 to 89
Nov 1, 2024 to Dec 20, 2024
State-registered IARs · 5,773 to 5,720
Nov 1, 2024 to Dec 20, 2024
Other offices · 2,614 to 2,552
Nov 1, 2024 to Dec 20, 2024
Discretionary RAUM · $117B to $148B
Nov 1, 2024 to Dec 20, 2024
HNW RAUM · $137B to $194B
Nov 1, 2024 to Dec 20, 2024
Individual RAUM · $102B to $109B
Nov 1, 2024 to Dec 20, 2024
Non-discretionary RAUM · $158B to $196B
Nov 1, 2024 to Dec 20, 2024

Signals

60 dated events

Shelton Vincent Glaze no longer holds an investment adviser registration (last listed at Raymond James Financial Services Advisors, Inc on the 2026-09-16 feed)
Sep 16, 2026 · Advisor registration ended · derived
Hunter Dakota Winter registered as an investment adviser representative at Raymond James Financial Services Advisors, Inc
Sep 15, 2026 · Advisor registered · fact
Nolan Alan Benjamin registered as an investment adviser representative at Raymond James Financial Services Advisors, Inc
Sep 15, 2026 · Advisor registered · fact
Janet Elizabeth Davis registered as an investment adviser representative at Raymond James Financial Services Advisors, Inc
Sep 15, 2026 · Advisor registered · fact
Melissa M Robinson registered as an investment adviser representative at Raymond James Financial Services Advisors, Inc
Sep 15, 2026 · Advisor registered · fact
Manuel Alejandro De Pena added a FL registration at Raymond James Financial Services Advisors, Inc
Sep 15, 2026 · New state registration · fact
Richelle Jarrett Jordan added a GA registration at Raymond James Financial Services Advisors, Inc
Sep 14, 2026 · New state registration · fact
Daniel Ray Creps registered as an investment adviser representative at Raymond James Financial Services Advisors, Inc
Sep 14, 2026 · Advisor registered · fact
Ronald Edward Munson registered as an investment adviser representative at Raymond James Financial Services Advisors, Inc
Sep 14, 2026 · Advisor registered · fact
Michael Joseph Perez registered as an investment adviser representative at Raymond James Financial Services Advisors, Inc
Sep 14, 2026 · Advisor registered · fact
James Cody Brownwell registered as an investment adviser representative at Raymond James Financial Services Advisors, Inc
Sep 14, 2026 · Advisor registered · fact
Antoinette Susan Lobaito added a MI registration at Raymond James Financial Services Advisors, Inc
Sep 14, 2026 · New state registration · fact
Richelle Jarrett Jordan added a TX registration at Raymond James Financial Services Advisors, Inc
Sep 11, 2026 · New state registration · fact
Manuel Alejandro De Pena added a TX registration at Raymond James Financial Services Advisors, Inc
Sep 11, 2026 · New state registration · fact
Matthew C Strickland left Raymond James Financial Services Advisors, Inc for Raymond James & Associates, Inc. (registered 2026-09-10)
Sep 10, 2026 · Advisor changed firm · fact
Jonathan Lyn Booth left Raymond James Financial Services Advisors, Inc for Lpl Financial Llc (registered 2026-09-08)
Sep 9, 2026 · Advisor changed firm · fact
George Peter Aji left Raymond James Financial Services Advisors, Inc for Lpl Financial Llc (registered 2026-09-08)
Sep 9, 2026 · Advisor changed firm · fact
Kendall Scott Thamm left Raymond James Financial Services Advisors, Inc for Lpl Financial Llc (registered 2026-09-08)
Sep 9, 2026 · Advisor changed firm · fact
Gary Lynn Booth left Raymond James Financial Services Advisors, Inc for Lpl Financial Llc (registered 2026-09-08)
Sep 9, 2026 · Advisor changed firm · fact
Charles Bradford Booth left Raymond James Financial Services Advisors, Inc for Lpl Financial Llc (registered 2026-09-08)
Sep 9, 2026 · Advisor changed firm · fact
4 advisors left Raymond James Financial Services Advisors, Inc (Monroe, LA) for LPL Financial LLC on the same day
Sep 9, 2026 · Team lift-out · derived
Christian Brett Karras left Raymond James Financial Services Advisors, Inc for The Karras Company, Inc. (registered 2026-09-11)
Sep 3, 2026 · Advisor changed firm · fact
Kenneth Joseph Dow left Raymond James Financial Services Advisors, Inc for Sage Private Wealth Group, Llc (registered 2026-09-01)
Sep 2, 2026 · Advisor changed firm · fact
Jason J Braun left Raymond James Financial Services Advisors, Inc for Wealth Enhancement Advisory Services, Llc (registered 2026-09-01)
Sep 2, 2026 · Advisor changed firm · fact
Jeffrey Blake Dickerson left Raymond James Financial Services Advisors, Inc for Wealth Enhancement Advisory Services, Llc (registered 2026-09-01)
Sep 2, 2026 · Advisor changed firm · fact
Daniel Collins Coblentz left Raymond James Financial Services Advisors, Inc for Fifth Third Securities, Inc. (registered 2026-08-24)
Sep 1, 2026 · Advisor changed firm · fact
Benjamin Lee Souza left Raymond James Financial Services Advisors, Inc for Ameriprise Financial Services, Llc (registered 2026-08-31)
Sep 1, 2026 · Advisor changed firm · fact
Bryan Newton Terry left Raymond James Financial Services Advisors, Inc for Ameriprise Financial Services, Llc (registered 2026-08-31)
Sep 1, 2026 · Advisor changed firm · fact
Ronald Glen Hargis left Raymond James Financial Services Advisors, Inc for Ameriprise Financial Services, Llc (registered 2026-08-31)
Sep 1, 2026 · Advisor changed firm · fact
Amy Elizabeth Harper left Raymond James Financial Services Advisors, Inc for Ameriprise Financial Services, Llc (registered 2026-08-31)
Sep 1, 2026 · Advisor changed firm · fact

Across DFX

shared identifiers only, never a name match

Raymond James Financial · Venture Capital
shared crd · org

How to reach

public business contact points only, each with its source

Firm profile: LINKEDIN.COM/COMPANY/RAYMOND-JAMES-FINANCIAL-INC-reportedpublic record, Form ADV, Sep 17, 2026
Website: CLIENTACCESS.RJF.COMreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 727-567-3020reportedpublic record, Form ADV, Sep 14, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $58.3Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026