DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
P••••••• S••••••• K••••
Feed of 09/14/2026
Also filed as P••••• K••••
At current firm
5 y
since Sep 17, 2021
In the industry
41 y
since Sep 25, 1984 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Sep 17, 2021 · Huntsville, Al
- U•• F•••••••• S••••••• I••• wirehouseDec 1, 2008 to Sep 23, 2021 · Huntsville, Al
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 26, 1989 to Dec 2, 2008 · Huntsville, Al
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Sep 23, 2021, registered Sep 17, 2021 (-6 days) · Wirehouse to wirehouse · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••left Dec 2, 2008, registered Dec 1, 2008 (-1 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address