DFX Intelligence
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Registered advisor
T••••• J••••• C•••••
Feed of 09/14/2026
At current firm
3 y
since Dec 5, 2022
In the industry
33 y
since Jul 30, 1993 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Dec 5, 2022 · Anchorage, Ky
- O•••• W•••••• I••• BD affiliatedAug 17, 2006 to Feb 11, 2009 · Anaheim Hills, Ca
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to C••••••••• F•••••••• N••••••left Feb 11, 2009, registered Dec 5, 2022 (5045 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address