DFX Intelligence
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Registered advisor
D•••• J••••• H•••••
Feed of 09/14/2026
At current firm
16 y
since Aug 3, 2010
In the industry
32 y
since Jun 27, 1994 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Aug 3, 2010 · Bloomfield Hills, Mi
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 9, 2008 to Apr 8, 2010 · Auburn Hills, Mi
- W•••• F•••• A••••••• wirehouseApr 7, 2005 to Apr 10, 2008 · Farmington Hills, Mi
- R•••••• J•••• • A••••••••• I••• national BDDec 17, 2004 to Apr 25, 2005 · Port Charlotte, Fl
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••••••• F•••••••• S•••••••• L••left Apr 8, 2010, registered Aug 3, 2010 (117 days) · Wirehouse to affiliated broker-dealer or bank
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 10, 2008, registered Apr 9, 2008 (-1 days) · Wirehouse to wirehouse
- R•••••• J•••• • A••••••••• I••• to W•••• F•••• A•••••••left Apr 25, 2005, registered Apr 7, 2005 (-18 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address