DFX Intelligence
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Registered advisor
J•••••• A••• K•••
Chartered Financial Consultant
Feed of 09/15/2026
At current firm
15 y
since Jun 6, 2011
In the industry
39 y
since Jul 7, 1987 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•• BD affiliated currentsince Jun 6, 2011 · Hopedale, Ma
- S••••••• F•••••••• S•••••••• I••• formerMay 20, 2011 to Jun 10, 2011 · Warwick, Ri
- 1••• C•••••• M••••••••• C•••••• unclassifiedOct 22, 2004 to May 27, 2008 · Newton, Ma
Moves
a registration end followed by a registration begin elsewhere
- S••••••• F•••••••• S•••••••• I••• to S••left Jun 10, 2011, registered Jun 6, 2011 (-4 days) · Other
- 1••• C•••••• M••••••••• C•••••• to S••••••• F•••••••• S•••••••• I•••left May 27, 2008, registered May 20, 2011 (1088 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address