DFX Intelligence
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Registered advisor
P••••••• A• M•••••
Feed of 09/14/2026
Also filed as P••••••• A•• S••••••••• S••••••••• S••••••••• A•• S••••••••• A• S••••••••• A•• S••••••••• A•• S••••••••• A• S••••••••• A• M••••••••• M••••••••• A•• M•••••
At current firm
7 y
since Jun 10, 2019
In the industry
17 y
since Feb 4, 2009 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Jun 10, 2019 · Palm Beach Gardens, Fl
- R•• C•••••• M••••••• L•• national BDNov 28, 2017 to Jun 5, 2019 · Palm Beach Gardens, Fl
- N••••••••• M••••• I••••••••• S••••••••• no RAUMJul 21, 2017 to Nov 8, 2017 · West Palm Bch, Fl
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedSep 1, 2016 to Apr 12, 2017 · Neptune Beach, Fl
Moves
a registration end followed by a registration begin elsewhere
- R•• C•••••• M••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Jun 5, 2019, registered Jun 10, 2019 (5 days) · Affiliated broker-dealer or bank to another
- N••••••••• M••••• I••••••••• S••••••••• to R•• C•••••• M••••••• L••left Nov 8, 2017, registered Nov 28, 2017 (20 days) · Other
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to N••••••••• M••••• I••••••••• S•••••••••left Apr 12, 2017, registered Jul 21, 2017 (100 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address