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R••••• D•••••• S•••••••
Registered advisorat S•••••• N••••••• • C••••••• I•••••••••Dual registrant· East Harwich, MaIAPD 1332934
As of · the IAPD feed; also filed as B•• S•••••••
- At current firm
- 1 y
- In the industry
- 41 y
- Prior registered firms
- 1
- Signals
- 0
since Aug 19, 2025
As of · the IAPD feed; also filed as B•• S•••••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Aug 19, 2025 · East Harwich, Ma
- W•••• F•••• A••••••• wirehouseDec 18, 2015 to Dec 31, 2019 · Hyannis, Ma
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to S•••••• N••••••• • C••••••• I•••••••••left Dec 31, 2019, registered Aug 19, 2025 (2058 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address