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Registered advisor

M••• D• L•••

P••• A••••• S••••••••• L••BD affiliatedShrewsbury, Njdual registrantIAPD 1347596
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
Also filed as M••• D•••••• L•••
At current firm
17 y
since Dec 15, 2008
In the industry
30 y
since Feb 7, 1996 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
11
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
  • I••••••••• P••••••• A•••••••• L•• unclassified
    Jan 23, 2009 to Dec 31, 2011 · Fairfield, Nj
  • F•••• M•••••• S••••••••• C•••• unclassified
    Jun 15, 2004 to Dec 11, 2008 · Red Bank, Nj
Moves
a registration end followed by a registration begin elsewhere
  • I••••••••• P••••••• A•••••••• L•• to no registered destination
    left Dec 31, 2011 · Departure, no registered destination
  • F•••• M•••••• S••••••••• C•••• to P••• A••••• S••••••••• L••
    left Dec 11, 2008, registered Dec 15, 2008 (4 days) · Other
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
Broker-dealer affiliated wealth managerderived
Years in industry
30derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address