DFX Intelligence
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Registered advisor
W•••••• L•••••• B••••
Feed of 09/14/2026
Also filed as B••• B••••••••• L•••••• J• B••••••••• L•••••• B••••
At current firm
16 y
since Feb 5, 2010
In the industry
41 y
since Jun 21, 1985 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Feb 5, 2010 · Houston, Tx
- R•••••• J•••• • A••••••••• I••• national BDFeb 11, 2005 to Feb 4, 2010 · Houston, Tx
- B••• O•• S••••••••• C••••••••• unclassifiedFeb 3, 1993 to Feb 9, 2005 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Feb 4, 2010, registered Feb 5, 2010 (1 day) · Other
- B••• O•• S••••••••• C••••••••• to R•••••• J•••• • A••••••••• I•••left Feb 9, 2005, registered Feb 11, 2005 (2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address