DFX Intelligence
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Registered advisor
M•••••• J•• B•••••••••
Feed of 09/14/2026
At current firm
2 y
since Sep 29, 2023
In the industry
41 y
since Jun 26, 1985 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Sep 29, 2023 · Henderson, Nv
- E••••• J•••• national BDOct 9, 2009 to Oct 5, 2023 · Las Vegas, Nv
- R••••• S••••••••• L•• unclassifiedMay 20, 2008 to Oct 10, 2009 · Boca Raton, Fl
- A• G• E•••••• • S•••• I••• unclassifiedJul 18, 1994 to Jul 24, 2003 · Ft. Pierce, Fl
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to A••••••••• F•••••••• S•••••••• L••left Oct 5, 2023, registered Sep 29, 2023 (-6 days) · Affiliated broker-dealer or bank to another
- R••••• S••••••••• L•• to E••••• J••••left Oct 10, 2009, registered Oct 9, 2009 (-1 days) · Other
- A• G• E•••••• • S•••• I••• to R••••• S••••••••• L••left Jul 24, 2003, registered May 20, 2008 (1762 days) · Other
Signals
- ••• LockedOct 5, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address