DFX Intelligence
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Registered advisor
L••••• W•••• S••••
Feed of 09/14/2026
Also filed as M••• L••••• W••••••••• L••••• W••••••••• W•••• M••••••••• W• S••••••••• L• S••••••••• W• S••••••••• L••••• S••••
At current firm
7 y
since May 30, 2019
In the industry
39 y
since Oct 21, 1986 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince May 30, 2019 · Memphis, Tn
- R•••••• J•••• • A••••••••• I••• national BDNov 9, 2016 to May 30, 2019 · Memphis, Tn
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left May 30, 2019, registered May 30, 2019 (0 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address