DFX Intelligence
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Registered advisor
E••• K•••• P•••••••
Certified Financial Planner
Feed of 09/15/2026
At current firm
15 y
since Aug 1, 2011
In the industry
41 y
since Jul 1, 1985 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Aug 1, 2011 · West Arichat
- S••••••••• A•••••• A•••••••• I••• formerJul 7, 2006 to Aug 1, 2011 · Springfield, Mo
- F•••••••• S••••••• I••••••••• A•••••••• I••• unclassifiedJul 26, 2001 to Aug 3, 2006 · Springfield, Mo
Moves
a registration end followed by a registration begin elsewhere
- S••••••••• A•••••• A•••••••• I••• to C••••••••• F•••••••• N••••••left Aug 1, 2011, registered Aug 1, 2011 (0 days) · Other
- F•••••••• S••••••• I••••••••• A•••••••• I••• to S••••••••• A•••••• A•••••••• I•••left Aug 3, 2006, registered Jul 7, 2006 (-27 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address