DFX Intelligence
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B••••• S•• R••••
As of · the IAPD feed; also filed as B••••• S•• B••••••••• S•• G••••••••• S•• B••••••••• S•• B•••
- At current firm
- 3 y
- In the industry
- 40 y
- Prior registered firms
- 2
- Signals
- 0
since Jul 13, 2023
As of · the IAPD feed; also filed as B••••• S•• B••••••••• S•• G••••••••• S•• B••••••••• S•• B•••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Jul 13, 2023 · Bradenton, Fl
- N•• F•••••••• S•••••••• I••• unclassifiedJun 12, 2003 to Jan 3, 2005 · Durham, Nc
- I••••• F•••••••• C••••••••• formerDec 1, 1999 to Mar 26, 2003 · Tampa, Fl
Moves
a registration end followed by a registration begin elsewhere
- N•• F•••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••left Jan 3, 2005, registered Jul 13, 2023 (6765 days) · Other
- I••••• F•••••••• C••••••••• to N•• F•••••••• S•••••••• I•••left Mar 26, 2003, registered Jun 12, 2003 (78 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address