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Registered advisor

K•••••• E••••• H•••••

S•••••• N••••••• • C••••••• I•••••••••national BDIrvine, Cadual registrantIAPD 1392711
Chartered Financial Analyst
Feed of 09/14/2026
At current firm
16 y
since Oct 1, 2009
In the industry
33 y
since Jun 11, 1993 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Professional profile
title, designations and roles as the firm prints them
Title
First Vice President/Investmentsreportedstifel.comfirm site, Sep 24, 2026
Registration history
IAPD current and previous registrations
  • W•••• F•••• A••••••• wirehouse
    Jan 1, 2008 to Oct 2, 2009 · Laguna Beach, Ca
  • A• G• E•••••• • S•••• I••• unclassified
    Jul 27, 2006 to Jan 1, 2008 · Laguna Beach, Ca
  • A• G• E•••••• • S•••• I••• unclassified
    Jul 8, 1997 to Mar 14, 2006 · Laguna Beach, Ca
Moves
a registration end followed by a registration begin elsewhere
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
National broker-dealer RIAderived
Years in industry
33derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address