DFX Intelligence
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Registered advisor
B•••••• M••• M•••
Certified Financial Planner
Feed of 09/14/2026
Also filed as B•••••• M••• M••••••••• M••• M••••••••
At current firm
24 y
since May 22, 2002
In the industry
41 y
since Aug 22, 1985 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince May 22, 2002 · Boca Raton, Fl
- I••••••••• F•••••••• P••••••• BD affiliatedDec 8, 2015 to Feb 8, 2016 · Boca Raton, Fl
- P•••••• W••••• A•••••••• L•• unclassifiedNov 13, 2014 to Jun 19, 2015 · Fort Lauderdale, Fl
Moves
a registration end followed by a registration begin elsewhere
- I••••••••• F•••••••• P••••••• to no registered destinationleft Feb 8, 2016 · Departure, no registered destination
- P•••••• W••••• A•••••••• L•• to I••••••••• F•••••••• P•••••••left Jun 19, 2015, registered Dec 8, 2015 (172 days) · Other · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address