DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Independent Financial Partners
Legal name Ifp Advisors, LLC
Latest filing Sep 16, 2026
First filing on the tape Nov 21, 2011 · 419 filings
SEC status approved since Sep 19, 2008
RAUM
$16B
reported, Item 5.F
Discretionary
71%
of RAUM
Private clients
73%
$12B individuals and HNW
Advisors
317
registered through the firm on IAPD
RAUM per advisor
$51.4M
derived; firm RAUM over IAPD count
Employees
328
302 advisory (5.B.1)
Offices
171
beyond the principal office
Private funds
0
reported on Schedule D
History
400 filings and snapshots on the tape
RAUM$9.8B as of Mar 8, 2024
Mar 30, 2012$2.8B then
HNW client RAUM$4.0B as of Mar 8, 2024
Mar 19, 2018$2.1B then
State-registered IARs (5.B.3)256 as of Mar 8, 2024
Mar 27, 2013460 then
Employees (5.A)267 as of Mar 8, 2024
Mar 27, 2013481 then
Private funds: no history
RAUM +30% over the last fiscal year+22% a year over threeIARs 261 to 297offices 155 to 171
Practice profile
derived from the filing of Sep 16, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $51.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 166derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $459,526derivedHNW RAUM over HNW clients
- Average account
- $300,843derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 71%derivedof RAUM
- Institutional
- 23%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.8derived172 offices incl. principal (1.F.5)
- RAUM growth, one year
- +30%derivedbetween the last two annual amendments
- Advisor growth, one year
- +14%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +19%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisers, educational seminars, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$8.4B51%
- Pension and profit-sharing plans$3.8B23%
- Individuals$3.5B21%
- Corporations and businesses$616M3.8%
- Charitable organizations$58.6M0.4%
- Individual clients
- 34,349reported
- HNW clients
- 18,190reported
- Pension plan clients
- 780reported
- Charitable clients
- 128reported
- Accounts
- 54,154reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.73 fund_share=0.0 institutional_share=0.23 related_bd=true related_bank=false bd_reps=281.0derived
Advisors registered through the firm
314 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| William Eugene HammCertified Financial Planner, Chartered Financial Consultant | Tampa, Fl | Jun 6, 1996 | 42 y | 2 |
| James VondrakCertified Financial Planner, Chartered Financial Consultant | Tampa, Fl | Aug 3, 2004 | 28 y | 2 |
| Craig Richard KollerCertified Financial Planner | Clearwater, Fl | Jul 23, 2007 | 33 y | 2 |
| William Jason Yost | Savannah, Ga | Sep 17, 2008 | 24 y | 2 |
| Kevin Patrick Manning | Tampa, Fl | Nov 6, 2008 | 27 y | 2 |
| James Donald Appelt | Clearwater, Fl | Nov 14, 2008 | 29 y | 2 |
| Herman GunterCertified Financial Planner | Live Oak, Fl | Mar 4, 2009 | 25 y | 2 |
| Herman GunterChartered Financial Consultant | Live Oak, Fl | Mar 10, 2009 | 38 y | 3 |
| Justin Matthew Connors | Rockledge, Fl | May 26, 2009 | 28 y | 2 |
| Yacoub Odeh Snober | Jacksonville, Fl | May 26, 2009 | 27 y | 2 |
| Andrew J Keefer | Orlando, Fl | Oct 13, 2009 | 19 y | 2 |
| Christina Marie Pinto Rogers | Orlando, Fl | Oct 13, 2009 | 32 y | 2 |
| Scott David MartinCertified Financial Planner | Lake Mary, Fl | Jan 11, 2010 | 42 y | 1 |
| John J Murray | Gainsville, Fl | Aug 9, 2010 | 21 y | 1 |
| Christopher Abe Karam | Schaumburg, Il | Oct 19, 2010 | 18 y | 3 |
| Lorence H MerrittChartered Financial Consultant | Highland Park, Il | Oct 19, 2010 | 35 y | 4 |
| Charles Patrick WilliamsCertified Financial Planner | Schaumburg, Il | Oct 19, 2010 | 36 y | 4 |
| Laurie Ann Longstreth | Cleveland, Oh | Nov 8, 2010 | 24 y | 3 |
| Benjamin Joseph Hill | Cleveland, Oh | Nov 8, 2010 | 24 y | 4 |
| Erik Alan Swenson | Waukesha, Wi | Dec 2, 2010 | 46 y | 4 |
| Joshua A Swenson | Waukesha, Wi | Dec 2, 2010 | 18 y | 0 |
| Edward Joseph Bosch | Crescent Springs, Ky | Jan 5, 2011 | 33 y | 4 |
| John Brady Stamps | Hoover, Al | Jan 19, 2011 | 31 y | 1 |
| Keith James Gredys | Urbandale, Ia | Feb 14, 2011 | 30 y | 3 |
| James Henry Jaramillo | Schaumburg, Il | Apr 13, 2011 | 21 y | 3 |
| David Hawley Gleeson | Winder, Ga | May 2, 2011 | 28 y | 2 |
| Stephan Copeland Barton | Winder, Ga | May 24, 2011 | 30 y | 3 |
| Aaron Lee GilmanCertified Financial Planner, Chartered Financial Analyst | Tampa, Fl | Jul 13, 2011 | 17 y | 1 |
| Daniel Paul MagerasCertified Financial Planner | St. Petersburg, Fl | Jul 25, 2011 | 26 y | 1 |
| Stephen J Mcdonnell | Waukesha, Wi | Aug 12, 2011 | 31 y | 0 |
| John Thomas MullinsCertified Financial Planner | Boca Raton, Fl | Aug 17, 2011 | 40 y | 1 |
| Harvey Gerald SteinChartered Financial Consultant | Boca Raton, Fl | Sep 13, 2011 | 31 y | 1 |
| Thomas Davis Talmage III | Mt. Dora, Fl | Oct 3, 2011 | 17 y | 1 |
| Gary Bruce RomeChartered Financial Consultant | Jacksonville, Fl | Oct 31, 2011 | 31 y | 2 |
| James Frederick Kimmel | Phoenix, Az | Nov 8, 2011 | 36 y | 2 |
| Frank Daniel Toth | Boca Raton, Fl | Dec 8, 2011 | 25 y | 2 |
| Thomas Christopher Dillon | Crescent Springs, Ky | Dec 14, 2011 | 17 y | 1 |
| Brian Louis WadeCertified Financial Planner | Tampa, Fl | Dec 20, 2011 | 27 y | 1 |
| Samuel Thomas MadarisCertified Financial Planner | Braselton, Ga | Dec 21, 2011 | 18 y | 1 |
| Craig Allan MiddendorfCertified Financial Planner | Florence, Ky | Jan 3, 2012 | 25 y | 1 |
Advisor movement
17 left, 28 joined in 12 months
net +11 in 12 months11 left in 90 days2 joined in 90 daysdeparture rate 5.4% of current headcount49 left over 36 months
Left, latest
- Ronald Allen Guiler to Ameriprise Financial Services, LLCAug 31, 2026 · Affiliated broker-dealer or bank to another
- Brad Tyson Fuller to Trek FinancialAug 14, 2026 · Affiliated broker-dealer or bank to independent RIA
- Sami Edward Farag to Copper FinancialAug 7, 2026 · Affiliated broker-dealer or bank to independent RIA
- Brooke Nicole Holden to Disciplined Equity Management, Inc.Aug 7, 2026 · Affiliated broker-dealer or bank to independent RIA
- Jacob Hurley to J.P. Morgan Securities LLCJul 31, 2026 · Affiliated broker-dealer or bank to wirehouse
- Gabriel Alexander Garcia to Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 29, 2026 · Affiliated broker-dealer or bank to wirehouse
- Martin Phillip Halberg to Cambridge Investment Research Advisors, Inc.Jun 30, 2026 · Affiliated broker-dealer or bank to another
- Michael Aaron Halberg to Cambridge Investment Research Advisors, Inc.Jun 30, 2026 · Affiliated broker-dealer or bank to another
- Tye Vincent Pellecchia to PFS Signature WealthJun 26, 2026 · Affiliated broker-dealer or bank to a newly registered adviser
- Jon David Pellecchia to PFS Signature WealthJun 26, 2026 · Affiliated broker-dealer or bank to a newly registered adviser
- William Lee Mehserle to PFS Signature WealthJun 26, 2026 · Affiliated broker-dealer or bank to a newly registered adviser
- Nathan Earl Freeman to Wealthspire Retirement AdvisoryJun 15, 2026 · Other
- Kyle Bradley Mauck to Osaic Wealth, Inc.Apr 8, 2026 · Affiliated broker-dealer or bank to another
- Jacob Ean Goodbread to Fisher InvestmentsNov 21, 2025 · Affiliated broker-dealer or bank to independent RIA
- Patrick Joseph Buffa to Morgan StanleyNov 17, 2025 · Affiliated broker-dealer or bank to wirehouse
Joined, latest
- Daniel Tyler Smith from Russell InvestmentsJul 22, 2026 · Other
- Stephen James from Commonwealth Financial NetworkJun 26, 2026 · Affiliated broker-dealer or bank to another
- Ronald Rowell from Kestra Advisory Services, LLCJun 10, 2026 · Affiliated broker-dealer or bank to another
- Graham Henry Vanhorn from Commonwealth Financial NetworkJun 5, 2026 · Affiliated broker-dealer or bank to another
- Aaron Lawrence Steele from Bedrock Investment AdvisorsMay 7, 2026 · RIA to affiliated broker-dealer or bank
- Tatum Steele from Bedrock Investment AdvisorsApr 15, 2026 · RIA to affiliated broker-dealer or bank
- Dante Campos from Kovack Advisors, Inc.Feb 27, 2026 · Affiliated broker-dealer or bank to another
- Jeffrey Joseph Mcdonald from Kovack Advisors, Inc.Feb 27, 2026 · Affiliated broker-dealer or bank to another
- Grant Lamar Henderson from Florida Financial Advisors, LLCFeb 24, 2026 · Affiliated broker-dealer or bank to another
- Eric Alan Klaus from Ameriprise Financial Services, LLCJan 16, 2026 · Affiliated broker-dealer or bank to another
- Robert Funk from Bespoke Investment Group, LLCJan 2, 2026 · RIA to affiliated broker-dealer or bank
- Robert John Hanten from Pilot Capital Management CorpJan 2, 2026 · Other
- Nicholas Thomas Lawton from Pilot Capital Management CorpJan 2, 2026 · Other
- Stephen James Meuris from LPL Financial LLCJan 1, 2026 · RIA to affiliated broker-dealer or bank
- Jerome Willard Hemenway from Suncoast Advisory GroupJan 1, 2026 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Cambridge Investment Research Advisors, Inc.Jun 30, 2026 · Atlanta, Ga
- 3 left for PFS Signature WealthJun 26, 2026 · Tampa, Fl
- 3 left for LPL Financial LLCDec 31, 2024 · Tampa, Fl
- 2 left for Avantax Advisory ServicesNov 22, 2023 · Powell, Oh
- 2 left for Evergreen Private WealthJul 5, 2023 · Greenwood Village, Co
- 3 left for Private Advisor Group, LLCMay 19, 2023 · Pine Brook, Nj
- 3 left for Family Wealth Planning PartnersMar 31, 2023 · Louisville, Ky
- 5 left for OnedigitalFeb 1, 2023 · St Johns, Fl
- 2 joined from Bedrock Investment AdvisorsMay 7, 2026 · Scottsdale, Az
- 2 joined from Kovack Advisors, Inc.Feb 24, 2026 · Clearwater, Fl
- 2 joined from Pilot Capital Management CorpDec 31, 2025 · Saint Paul, Mn
- 6 joined from Commonwealth Financial NetworkDec 3, 2025 · Lockport, Ny
- 3 joined from Equitable Advisors, LLCSep 8, 2025 · Stamford, Ct
- 2 joined from OnedigitalJan 3, 2025 · Overland Park, Ks
- 2 joined from Fuhrman Management Associates, Inc.Dec 24, 2024 · Fort Washington, Pa
- 4 joined from Realta Investment Advisors, IncAug 27, 2024 · Hockessin, De
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Allen Jeffery Acheson · Chief Strategy & Growth Officercontrolsince 07/2026 · owns less than 5%
- Marcellus Christopher Brooks · Director Of Supervisioncontrolsince 03/2026 · owns less than 5%
- Lee Aaron Gilman · Chief Investment Officer Officercontrolsince 05/2011 · owns less than 5%
- L. Karen Hamm · Chief Administration Officercontrolsince 09/2014 · owns less than 5%
- Christopher William Hamm · President, Chief Executive Officercontrolsince 06/2026 · owns less than 5%
- Eugene William Hamm · Executive Chairmancontrolsince 06/2026 · owns less than 5%
- Miguel Oscar Mejia · Chief Operating Officercontrolsince 07/2026 · owns less than 5%
- Allen Derek Wilkes · Chief Compliance Officercontrolsince 08/2022 · owns less than 5%
Entity owners
- Ifp Group, LLC · Holding Companydirect · owns 75% or more
- Wkw Enterprises · S Corpindirect · owns 50% to 75% of Hamm, William, Eugene
Related persons
Schedule D 7.A
- Ifp Insurance Group, LLCreal estatey
- Ifp Securities, LLCbroker-dealern
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Tampa, Fl · principal | 202 | 44 | 8 | 1 | |
| Edmond, Ok | 7 | 0 | 0 | ||
| Denver, Co | 7 | 2 | 0 | ||
| Hastings, Ne | 6 | 0 | 0 | ||
| Schaumburg, Il | 6 | 0 | 0 | ||
| San Antonio, Tx | 6 | 0 | 0 | ||
| Jacksonville Beach, Fl | 6 | 0 | 0 | ||
| Stamford, Ct | 5 | 3 | 0 | ||
| Crescent Springs, Ky | 5 | 1 | 0 | ||
| Orlando, Fl | 5 | 0 | 0 | ||
| Woodstock, Ga | 4 | 0 | 0 | ||
| Louisville, Ky | 4 | 1 | 0 | ||
| Waukesha, Wi | 4 | 0 | 0 | ||
| Lexington, Ky | 4 | 1 | 0 | ||
| Conshohocken, Pa | 4 | 0 | 0 | ||
| Jacksonville, Fl | 4 | 1 | 0 | ||
| Granger, In | 4 | 0 | 0 | ||
| St Petersburg, Fl | 4 | 0 | 0 | ||
| Fort Washington, Pa | 4 | 1 | 0 | ||
| Clearwater, Fl | 4 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
- San Antonio, TX8 employees
- Glendale, AZ7 employees
- Cincinnati, OH6 employees
- Torrance, CA6 employees
- Trussville, AL5 employees
- Schaumburg, IL5 employees
- Hastings, NE5 employees
- Waukesha, WI5 employees
- Louisville, KY5 employees
- Woodstock, GA4 employees
- Edmond, OK4 employees
- Powell, OH4 employees
- Urbandale, IA4 employees
- Orlando, FL4 employees
- Winter Park, FL4 employees
- Greenwood Village, CO4 employees
- Fort Washington, PA4 employees
- Jacksonville Beach, FL4 employees
- Manistee, MI4 employees
- Englewood, CO3 employees
- Boca Raton, FL3 employees
- Cocoa Beach, FL3 employees
- Florence, KY3 employees
- Great Bend, KS3 employees
- Wauwatosa, WI3 employees
ADV anomalies
5 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Sep 16, 2026institutional share of RAUM of 23% against a peer median of 2% (53 comparable advisers, 98.0th percentile, 7.3 robust deviations)peers: affiliated wealth managers, $5B to $20B (53) · 98% percentile
- control person changedChange between filings · filing Aug 10, 2026BROOKS, CHRISTOPHER, MARCELLUS (DIRECTOR OF SUPERVISION) appeared on Schedule A between the filings of 2022-08-10 and 2026-08-10peers: affiliated wealth managers, $5B to $20B (53)
- control person changedChange between filings · filing Aug 10, 2026MEJIA, OSCAR, MIGUEL (CHIEF OPERATING OFFICER) appeared on Schedule A between the filings of 2022-08-10 and 2026-08-10peers: affiliated wealth managers, $5B to $20B (53)
- control person changedChange between filings · filing Aug 10, 2026WILKES, DEREK, ALLEN (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2022-08-10 and 2026-08-10peers: affiliated wealth managers, $5B to $20B (53)
- discretionary share shiftChange between filings · filing Mar 31, 2026discretionary share of RAUM moved from 90.0% to 71.0% between the annual amendments of 2025-03-24 and 2026-03-31peers: affiliated wealth managers, $5B to $20B (53)
What changed
consecutive filings, newest first
- Financial planning clients · 101-250 to 101-250Aug 10, 2026 to Sep 16, 2026
- Succession · false to unsetAug 10, 2026 to Sep 16, 2026
- Accounts · 45,782 to 54,154Feb 23, 2026 to Mar 31, 2026
- Advisory employees · 261 to 302Feb 23, 2026 to Mar 31, 2026
- BD registered reps · 243 to 281Feb 23, 2026 to Mar 31, 2026
- Charity clients · 143 to 128Feb 23, 2026 to Mar 31, 2026
- Corporate clients · 626 to 707Feb 23, 2026 to Mar 31, 2026
- HNW clients · 13,950 to 18,190Feb 23, 2026 to Mar 31, 2026
- Individual clients · 30,256 to 34,349Feb 23, 2026 to Mar 31, 2026
- Pension plan clients · 807 to 780Feb 23, 2026 to Mar 31, 2026
- Pooled vehicle clients · unset to 0.0Feb 23, 2026 to Mar 31, 2026
- Employees · 267 to 328Feb 23, 2026 to Mar 31, 2026
- State-registered IARs · 261 to 297Feb 23, 2026 to Mar 31, 2026
- Other offices · 155 to 171Feb 23, 2026 to Mar 31, 2026
- Discretionary RAUM · $11B to $12BFeb 23, 2026 to Mar 31, 2026
- HNW RAUM · $6.1B to $8.4BFeb 23, 2026 to Mar 31, 2026
- Individual RAUM · $2.9B to $3.5BFeb 23, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $1.3B to $4.7BFeb 23, 2026 to Mar 31, 2026
- Pension RAUM · $2.9B to $3.8BFeb 23, 2026 to Mar 31, 2026
- RAUM · $13B to $16BFeb 23, 2026 to Mar 31, 2026
- Wrap assets (manager) · 1083770882.0 to unsetFeb 23, 2026 to Mar 31, 2026
- Wrap assets (sponsor) · 1083770882.0 to unsetFeb 23, 2026 to Mar 31, 2026
- Financial planning clients · 101-250 to 101-250Mar 24, 2025 to Jul 3, 2025
- Accounts · 37,391 to 45,782Jan 15, 2025 to Mar 24, 2025
- Advisory employees · 244 to 261Jan 15, 2025 to Mar 24, 2025
- BD registered reps · 266 to 243Jan 15, 2025 to Mar 24, 2025
- Charity clients · 105 to 143Jan 15, 2025 to Mar 24, 2025
- Corporate clients · 499 to 626Jan 15, 2025 to Mar 24, 2025
- HNW clients · 8,816 to 13,950Jan 15, 2025 to Mar 24, 2025
- Individual clients · 27,168 to 30,256Jan 15, 2025 to Mar 24, 2025
- Pension plan clients · 803 to 807Jan 15, 2025 to Mar 24, 2025
- State-registered IARs · 256 to 261Jan 15, 2025 to Mar 24, 2025
- Discretionary RAUM · $8.8B to $11BJan 15, 2025 to Mar 24, 2025
- HNW RAUM · $4.0B to $6.1BJan 15, 2025 to Mar 24, 2025
- Individual RAUM · $2.6B to $2.9BJan 15, 2025 to Mar 24, 2025
- Non-discretionary RAUM · $979M to $1.3BJan 15, 2025 to Mar 24, 2025
- Pension RAUM · $2.7B to $2.9BJan 15, 2025 to Mar 24, 2025
- RAUM · $9.8B to $13BJan 15, 2025 to Mar 24, 2025
- Wrap assets (manager) · $810M to $1.1BJan 15, 2025 to Mar 24, 2025
- Wrap assets (sponsor) · $810M to $1.1BJan 15, 2025 to Mar 24, 2025
Signals
60 dated events
- Carissa Ellerd registered as an investment adviser representative at Independent Financial PartnersSep 14, 2026 · Advisor registered · fact
- Ronald Allen Guiler left Independent Financial Partners for Ameriprise Financial Services, Llc (registered 2026-09-01)Aug 31, 2026 · Advisor changed firm · fact
- Brad Tyson Fuller left Independent Financial Partners for Trek Financial (registered 2026-08-10)Aug 14, 2026 · Advisor changed firm · fact
- Sami Edward Farag left Independent Financial Partners for Copper Financial (registered 2026-08-07)Aug 7, 2026 · Advisor changed firm · fact
- Brooke Nicole Holden left Independent Financial Partners for Disciplined Equity Management, Inc. (registered 2026-08-12)Aug 7, 2026 · Advisor changed firm · fact
- Jacob Hurley left Independent Financial Partners for J.P. Morgan Securities Llc (registered 2026-08-10)Jul 31, 2026 · Advisor changed firm · fact
- Gabriel Alexander Garcia left Independent Financial Partners for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2026-08-04)Jul 29, 2026 · Advisor changed firm · fact
- Martin Phillip Halberg left Independent Financial Partners for Cambridge Investment Research Advisors, Inc. (registered 2026-06-30)Jun 30, 2026 · Advisor changed firm · fact
- Michael Aaron Halberg left Independent Financial Partners for Cambridge Investment Research Advisors, Inc. (registered 2026-06-30)Jun 30, 2026 · Advisor changed firm · fact
- 2 advisors left Independent Financial Partners (Atlanta, GA) for Cambridge Investment Research Advisors, Inc. on the same dayJun 30, 2026 · Team lift-out · derived
- Jon David Pellecchia left Independent Financial Partners for Pfs Signature Wealth (registered 2026-07-08)Jun 26, 2026 · Advisor changed firm · fact
- Tye Vincent Pellecchia left Independent Financial Partners for Pfs Signature Wealth (registered 2026-08-28)Jun 26, 2026 · Advisor changed firm · fact
- William Lee Mehserle left Independent Financial Partners for Pfs Signature Wealth (registered 2026-07-10)Jun 26, 2026 · Advisor changed firm · fact
- 3 advisors left Independent Financial Partners (Tampa, FL) for Pfs Signature Wealth on the same dayJun 26, 2026 · Team lift-out · derived
- Nathan Earl Freeman left Independent Financial Partners for Wealthspire Retirement Advisory (registered 2026-07-15)Jun 15, 2026 · Advisor changed firm · fact
- 2 advisors left Bedrock Investment Advisors (Scottsdale, AZ) for Independent Financial Partners on the same dayMay 7, 2026 · Team lift-out · derived
- Kyle Bradley Mauck left Independent Financial Partners for Osaic Wealth, Inc. (registered 2026-03-20)Apr 8, 2026 · Advisor changed firm · fact
- Independent Financial Partners reported 171 offices beyond its principal office, up from 155 (2026-02-23 to 2026-03-31)Mar 31, 2026 · Office count change · derived
- Independent Financial Partners reported RAUM $16.3B, up 30% from $12.5B (2026-02-23 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- 2 advisors left Kovack Advisors, Inc. (Clearwater, FL) for Independent Financial Partners on the same dayFeb 24, 2026 · Team lift-out · derived
- James G. Berman no longer registered at Independent Financial Partners; no later IA registration on IAPDFeb 9, 2026 · Advisor departure · fact
- 2 advisors left Pilot Capital Management Corp (Saint Paul, MN) for Independent Financial Partners on the same dayDec 31, 2025 · Team lift-out · derived
- 6 advisors left Commonwealth Financial Network (Lockport, NY) for Independent Financial Partners a day apartDec 3, 2025 · Team lift-out · derived
- Jacob Ean Goodbread left Independent Financial Partners for Fisher Investments (registered 2026-03-16)Nov 21, 2025 · Advisor changed firm · fact
- Patrick Joseph Buffa left Independent Financial Partners for Morgan Stanley (registered 2025-10-21)Nov 17, 2025 · Advisor changed firm · fact
- Lawrence Rocha left Independent Financial Partners for Osaic Wealth, Inc. (registered 2025-09-30)Oct 7, 2025 · Advisor changed firm · fact
- Kevin John Reperowitz left Independent Financial Partners for Cambridge Investment Research Advisors, Inc. (registered 2025-09-15)Sep 17, 2025 · Advisor changed firm · fact
- 3 advisors left Equitable Advisors, LLC (Stamford, CT) for Independent Financial Partners within 15 daysSep 8, 2025 · Team lift-out · derived
- Martha Smith Reynolds left Independent Financial Partners for Cetera Investment Advisers Llc (registered 2025-08-12)Sep 5, 2025 · Advisor changed firm · fact
- William Anthony Scarfone left Independent Financial Partners for Private Advisor Group, Llc (registered 2026-01-23)Sep 5, 2025 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/ifpartnersreportedpublic record, Form ADV, Sep 17, 2026
- Website
- ifpartners.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 813-341-0960reportedpublic record, Form ADV, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $51.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026