DFX Intelligence
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Registered advisor
R•••••• N••••••• I••••
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/15/2026
Also filed as R•• I••••
At current firm
23 y
since Dec 18, 2002
In the industry
38 y
since May 27, 1988 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•••••••• S••••••••• I••• BD affiliated currentsince Dec 18, 2002 · Wilmington, De
- 1••• C•••••• M••••••••• C•••••• unclassifiedAug 29, 1996 to Oct 28, 2002 · Newark, De
Moves
a registration end followed by a registration begin elsewhere
- 1••• C•••••• M••••••••• C•••••• to P•••••••• S••••••••• I•••left Oct 28, 2002, registered Dec 18, 2002 (51 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address