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Registered advisor
J•••• M•••• H•••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedNorthbrook, Ildual registrantIAPD 1435786
Feed of 09/14/2026
Also filed as J•••• M•••• H••••••••• H••••••••• M•••• H••••••••• M• H•••••
At current firm
8 y
since Jun 25, 2018
In the industry
38 y
since Sep 23, 1988 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jun 25, 2018 · Northbrook, Il
- R•••••• J•••• • A••••••••• I••• national BDDec 12, 2008 to Jun 25, 2018 · Chicago, Il
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Dec 22, 2008 · Riverwoods, Il
- M••••• S•••••• D• I••• unclassifiedMay 14, 2001 to Apr 2, 2007 · Riverwoods, Il
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jun 25, 2018, registered Jun 25, 2018 (0 days) · Affiliated broker-dealer or bank to another
- M••••• S•••••• • C•• L•• to R•••••• J•••• • A••••••••• I•••left Dec 22, 2008, registered Dec 12, 2008 (-10 days) · Other
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address