DFX Intelligence
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Registered advisor
D•• B••• R••••••
Feed of 09/14/2026
At current firm
14 y
since Apr 18, 2012
In the industry
41 y
since Nov 1, 1984 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Apr 18, 2012 · Alpine, Ut
- S••••••••• A•••••• A•••••••• I••• formerJan 13, 2000 to May 7, 2012 · Provo, Ut
Moves
a registration end followed by a registration begin elsewhere
- S••••••••• A•••••• A•••••••• I••• to C••••••••• F•••••••• N••••••left May 7, 2012, registered Apr 18, 2012 (-19 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address