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M•••• L•• S••••••
Managing Director/Investmentsat S•••••• N••••••• • C••••••• I•••••••••Dual registrant· Charlotte, NcIAPD 1449495
Certified Financial Planner
As of · the IAPD feed
- At current firm
- 17 y
- In the industry
- 40 y
- Prior registered firms
- 2
- Signals
- 0
since May 4, 2009
As of · the IAPD feed
ContactWhat is shown hereOnly business contact points published by the advisor’s firm, on its own site or advisor directory, and matched to this registered advisor with a second fact beyond the name. Nothing is inferred or guessed; an office or team line is labelled as such and never shown as a direct line.
what the firm publishes for this advisor, each with the page it was read from
- Advisor profile
- ••• Lockedreportedmagayshepard.comfirm site, Sep 24, 2026
- Team page
- ••• Lockedreportedwithheld-3firm site, Sep 24, 2026
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- Managing Director/Investmentsreportedstifel.comfirm site, Sep 24, 2026
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince May 4, 2009 · Charlotte, Nc
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to Apr 21, 2009 · Charlotte, Nc
- A• G• E•••••• • S•••• I••• unclassifiedFeb 5, 2004 to Jan 1, 2008 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to S•••••• N••••••• • C••••••• I•••••••••left Apr 21, 2009, registered May 4, 2009 (13 days) · Wirehouse to affiliated broker-dealer or bank
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address