DFX Intelligence
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Registered advisor
S•••• E• T•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as S•••• T• A••••••••• E••••• T••••••••• T••••• A••••••••• T• D••••••••• T••••• D••••
At current firm
3 y
since Jun 29, 2023
In the industry
40 y
since Feb 4, 1986 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jun 29, 2023 · Virginia Beach, Va
- V••• F•••••••• A•••••••• I••• BD affiliatedApr 24, 2007 to Jun 9, 2021 · North, Va
- O•••• W•••••• I••• BD affiliatedJul 10, 2003 to Apr 24, 2007 · Virginia Beach, Va
- D•••• • C• A•••••••• I••• unclassifiedJul 7, 1997 to Jul 10, 2003 · Virginia Beach, Va
Moves
a registration end followed by a registration begin elsewhere
- V••• F•••••••• A•••••••• I••• to C••••• I••••••••• A••••••• L••left Jun 9, 2021, registered Jun 29, 2023 (750 days) · corporate re-registration, not a move
- O•••• W•••••• I••• to V••• F•••••••• A•••••••• I•••left Apr 24, 2007, registered Apr 24, 2007 (0 days) · Other
- D•••• • C• A•••••••• I••• to O•••• W•••••• I•••left Jul 10, 2003, registered Jul 10, 2003 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address